Benjamin Malcolm Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Malcolm Wong (黃務騰), a licensed Responsible Officer with CE reference APJ685. Currently licensed at 1 firm(s): Rockpool Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-21 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 4 - Advising on securities | 2025-07-21 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
RO | Type 9 - Asset management | 2018-07-09 | present |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-28 | 2025-07-21 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-28 | 2025-07-21 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-05-12 | 2009-09-04 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-08-09 | 2008-12-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2007-08-09 | 2008-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Malcolm Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.