Hui-Wen Hsieh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Wen Hsieh (謝惠雯), a licensed Representative with CE reference ANH738. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 9 - Asset management | 2023-12-28 | present |
| Carret Private Capital Limited | Rep | Type 1 - Dealing in securities | 2023-05-03 | present |
| Carret Private Capital Limited | Rep | Type 4 - Advising on securities | 2023-05-03 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-03 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-05-03 | 2010-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui-Wen Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.