Carmen Yin Man Shiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Yin Man Shiu (邵燕文), a licensed Representative with CE reference AMK135. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 20.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 1 - Dealing in securities | 2025-05-06 | present |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-06 | present |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2020-04-01 | 2025-02-06 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-04-01 | 2025-02-06 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2008-06-26 | 2019-12-31 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2019-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-03 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-03 | 2008-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Yin Man Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.