Lai Chong Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Chong Au (區麗莊), a licensed Responsible Officer with CE reference AKW747. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 21.8 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 9 - Asset management | 2025-12-04 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-19 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 - Advising on securities | 2017-07-06 | present |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-06 | 2021-08-19 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 - Advising on securities | 2017-07-06 | 2025-08-25 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 - Asset management | 2017-07-06 | 2025-08-25 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-25 | 2017-07-06 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2008-04-21 | 2015-12-17 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2007-01-31 | 2015-12-17 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2007-01-31 | 2015-12-17 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-18 | 2007-01-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-18 | 2007-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Chong Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.