Neil Samir Mascarenhas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Samir Mascarenhas, a licensed former licensee with CE reference AXJ730. This person has 11.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-10 | 2024-09-11 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-08-10 | 2024-09-11 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2011-06-02 | 2022-04-08 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2011-06-02 | 2022-02-04 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2011-06-02 | 2022-02-04 |
| Hamon Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2011-06-02 | 2022-04-08 |
| PFP Capital Limited | Rep | Type 5 - Advising on futures contracts | 2011-06-02 | 2022-02-04 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2011-06-02 | 2022-04-08 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2011-06-02 | 2022-02-04 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2011-06-02 | 2022-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Samir Mascarenhas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chiu Ming Lam | Hamon Asset Management Limited | 2013–2022 |
| Ka Hung Chan | Hamon Asset Management Limited | 2011–2022 |
| Hugh Adam Simon | Hamon Asset Management Limited | 2011–2022 |
| Abhijit Sarkar | PFP Capital Limited | 2011–2018 |
| Karin Cheung | Hamon Asset Management Limited | 2011–2022 |
| Yiu Kwong Wong | PFP Capital Limited | 2014–2022 |
| Anthony Chun Yue Cheung | PFP Capital Limited | 2016–2019 |
| Philip Kar Kuen Cheng | PFP Capital Limited | 2011–2014 |
| Jyun Chu | PFP Capital Limited | 2011–2014 |
| Wei Liu | PFP Capital Limited | 2011–2014 |
| Lai Chong Au | PFP Capital Limited | 2011–2015 |
| Lin Shi | PFP Capital Limited | 2014–2017 |
| Christopher Chu | PFP Capital Limited | 2011–2014 |
| Adrien Marie Gregoire Geliot | PFP Capital Limited | 2016–2018 |
| April Kwan Kay Chan | PFP Capital Limited | 2011–2014 |
| Adrien Paul Albert Thierry | PFP Capital Limited | 2013–2016 |
| Vijaya Subramanian | PFP Capital Limited | 2013–2015 |
| Eric J Ritter | PFP Capital Limited | 2011–2012 |
| Weiwen Zang | Hamon Asset Management Limited | 2020–2022 |
| Choonshik Yi | PFP Capital Limited | 2013–2014 |