Hugh Adam Simon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugh Adam Simon, a licensed Responsible Officer with CE reference AAG417. Currently licensed at 2 firm(s): Hamon Asian Advisors Limited, Hamon Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | RO | Type 4 - Advising on securities | present | present |
| Hamon Asset Management Limited | RO | Type 4 - Advising on securities | present | present |
| Hamon Asset Management Limited | RO | Type 5 - Advising on futures contracts | present | present |
| Hamon Asian Advisors Limited | RO | Type 9 - Asset management | present | present |
| Hamon Asset Management Limited | RO | Type 9 - Asset management | present | present |
| Mellon Global Investments Asia Limited |
RO | Type 1 - Dealing in securities | 2003-05-09 | 2005-04-14 |
| Mellon Global Investments Asia Limited |
RO | Type 4 - Advising on securities | 2003-05-09 | 2005-04-14 |
| Mellon Global Investments Asia Limited |
RO | Type 9 - Asset management | 2003-05-09 | 2005-04-14 |
| Hamon China Fund Management Limited 亨茂中國基金管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-04-07 |
| Hamon China Fund Management Limited 亨茂中國基金管理有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-04-07 |
| Hamon China Fund Management Limited 亨茂中國基金管理有限公司 |
Rep | Type 9 - Asset management | present | 2003-04-07 |
| PFP Capital Limited | RO | Type 4 - Advising on securities | present | 2025-08-21 |
| PFP Capital Limited | RO | Type 5 - Advising on futures contracts | present | 2025-08-21 |
| Hamon Asian Advisors Limited | RO | Type 6 - Advising on corporate finance | present | 2003-04-29 |
| Hamon Asset Management Limited | RO | Type 6 - Advising on corporate finance | present | 2003-04-29 |
| PFP Capital Limited | RO | Type 6 - Advising on corporate finance | present | 2003-04-29 |
| PFP Capital Limited | RO | Type 9 - Asset management | present | 2025-08-21 |