Yue Yan Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Yan Chan (陳宇昕), a licensed Responsible Officer with CE reference AGH925. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.0 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-09 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-10-09 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-12 | 2023-10-09 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-20 | 2023-10-09 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-13 | 2017-10-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-13 | 2017-10-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-18 | 2016-04-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-18 | 2016-04-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-10-18 | 2016-04-19 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-09 | 2010-09-28 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-11-09 | 2010-09-28 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-11-09 | 2010-09-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-11-16 | 2009-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-11-02 | 2009-02-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-01-04 | 2007-09-22 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2007-09-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-04-08 | 2005-12-23 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2003-10-16 | 2005-12-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-23 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.