Tak Wing Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Tam (譚德榮), a licensed Responsible Officer with CE reference AFR780. Currently licensed at 3 firm(s): Emperor Futures Limited, Emperor Securities Limited, Emperor Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-12-02 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-12-02 | present |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2025-10-30 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-17 | present |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-16 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-07 | 2025-10-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-07-07 | 2025-12-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-17 | 2025-12-02 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-17 | 2025-03-27 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-11-17 | 2025-03-27 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-17 | 2013-10-16 |
| 3V Capital Limited | RO | Type 1 - Dealing in securities | 2005-07-18 | 2013-06-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-10 | 2005-07-15 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-10 | 2005-07-15 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-23 | 2004-01-27 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-23 | 2004-01-27 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.