Yuk Ki Chan
陳鈺琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ki Chan (陳鈺琪), a licensed former licensee with CE reference BAL576. This person has 11.4 years of SFC licence history. Total licence records on file: 15.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-02 | 2026-01-23 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-01-02 | 2026-01-23 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-02 | 2025-03-26 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-02 | 2025-07-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-01 | 2022-06-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-11-01 | 2022-06-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-01 | 2022-06-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-01 | 2022-06-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-04 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 - Asset management | 2018-04-04 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-30 | 2021-10-14 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-30 | 2021-10-14 |
| GSI Finance Group Limited 富安金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-26 | 2016-08-12 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-13 | 2016-03-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-13 | 2016-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Ki Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.