Charles Chak Yan Lee
李澤昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Chak Yan Lee (李澤昕), CE reference AQR637. Currently licensed at 1 firm(s): SOLARSTONE CAPITAL LIMITED. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-26 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-27 | 2025-05-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-20 | 2025-03-27 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-20 | 2025-05-21 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-30 | 2025-12-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-10-30 | 2025-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | 2025-03-25 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-10-30 | 2025-03-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-28 | 2023-10-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-28 | 2023-10-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-28 | 2023-10-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-28 | 2024-09-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-16 | 2021-10-14 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 — Asset management | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-14 | 2020-10-16 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-14 | 2020-10-16 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-14 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2020-07-14 | 2020-10-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-06 | 2020-06-22 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-06 | 2020-06-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-14 | 2020-06-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-14 | 2020-06-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2019-04-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-22 | 2019-04-28 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2011-04-28 |