Charles Chak Yan Lee
李澤昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Chak Yan Lee (李澤昕), a licensed Responsible Officer with CE reference AQR637. Currently licensed at 1 firm(s): SOLARSTONE CAPITAL LIMITED. Active regulated activities: Type 1 - Dealing in securities. This person has 17.3 years of SFC licence history. Total licence records on file: 26.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-26 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-27 | 2025-05-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-09-20 | 2025-03-27 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 - Asset management | 2024-09-20 | 2025-05-21 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-30 | 2025-12-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-10-30 | 2025-12-31 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 - Advising on securities | 2023-10-30 | 2025-03-25 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-10-30 | 2025-03-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-28 | 2023-10-30 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-28 | 2023-10-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-28 | 2023-10-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-28 | 2024-09-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-16 | 2021-10-14 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 - Asset management | 2020-10-16 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-14 | 2020-10-16 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-14 | 2020-10-16 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-14 | 2021-10-14 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 - Asset management | 2020-07-14 | 2020-10-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-06 | 2020-06-22 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-06 | 2020-06-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-14 | 2020-06-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-14 | 2020-06-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-22 | 2019-04-28 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-22 | 2019-04-28 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-18 | 2011-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Chak Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun Kei Li | Emperor Futures Limited | 2011–2025 |
| Tak Fai Lau | Emperor Futures Limited | 2011–2025 |
| Mei King Lau | Emperor Futures Limited | 2011–2025 |
| Daisy Yeung | Emperor Futures Limited | 2011–2025 |
| Yuk Ki Chan | Emperor Futures Limited | 2012–2025 |
| Shiu Keung Leung | Emperor Futures Limited | 2011–2025 |
| Pui Lan Ip | Emperor Futures Limited | 2011–2025 |
| Chor Kei Wong | Emperor Futures Limited | 2011–2025 |
| Man Kai Chan | Emperor Futures Limited | 2012–2025 |
| Hon Fai Cheng | Emperor Futures Limited | 2014–2025 |
| Cho Ting Ko | Emperor Futures Limited | 2011–2025 |
| Jeremy Hon Keung Ng | Emperor Futures Limited | 2011–2025 |
| Ka Kit Wong | Emperor Futures Limited | 2011–2025 |
| May Mei Ling Yam | Emperor Futures Limited | 2011–2025 |
| Jenny Ching Yee Ho | Emperor Futures Limited | 2011–2025 |
| Shui Bing Cheung | Emperor Futures Limited | 2011–2025 |
| Liza Yuk Hing Yan | Emperor Futures Limited | 2011–2025 |
| Chi Hung Wong | Emperor Futures Limited | 2011–2025 |
| Siu Fai Ng | Emperor Futures Limited | 2013–2025 |
| Aaron Chi Ho Ho | Emperor Futures Limited | 2011–2021 |