Ho Yi Clara Wong
黃皓怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yi Clara Wong (黃皓怡), a licensed former licensee with CE reference AFT571. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-12 | 2023-01-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-14 | 2023-01-01 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-17 | 2014-07-02 |
| 3V Capital Limited | Rep | Type 1 — Dealing in securities | 2010-04-08 | 2013-06-30 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-22 | 2010-03-22 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-22 | 2010-03-22 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-17 | 2009-09-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-12 | 2009-09-14 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-10 | 2005-04-12 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-16 |