Chun Kei Li
李振基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kei Li (李振基), CE reference AKJ732. Currently licensed at 1 firm(s): Greater China Securities Limited. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-12 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-04 | 2025-06-13 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-04 | 2025-06-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-01-04 | 2025-06-13 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-21 | 2025-06-13 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-02-21 | 2025-06-13 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2022-02-21 | 2025-06-13 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-21 | 2025-06-13 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2022-02-21 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-20 | 2022-02-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-20 | 2022-02-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-10-20 | 2022-02-21 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 4 — Advising on securities | 2019-01-16 | 2021-09-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 9 — Asset management | 2018-08-23 | 2021-09-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-18 | 2021-09-06 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-18 | 2021-09-06 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-18 | 2016-08-09 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-04-18 | 2016-08-09 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-18 | 2016-08-09 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-15 | 2016-04-18 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-15 | 2016-04-18 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-27 | 2014-01-02 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-03-27 | 2014-01-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-11 | 2014-01-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-12 | 2013-03-27 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-12 | 2013-03-27 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-22 | 2010-01-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-22 | 2010-01-18 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-23 | 2009-11-18 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-23 | 2009-11-18 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-10-23 | 2009-11-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-02-18 | 2009-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-16 | 2009-10-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-06 | 2009-10-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-13 | 2004-11-22 |