Guan Ten Ong
王沅展
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guan Ten Ong (王沅展), a licensed former licensee with CE reference AGA441. This person has 18.4 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-23 | 2021-10-11 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-23 | 2021-10-11 |
| 3V Capital Limited | RO | Type 1 - Dealing in securities | 2007-03-14 | 2013-08-27 |
| 3V Capital Limited | RO | Type 4 - Advising on securities | 2007-03-14 | 2013-08-27 |
| 3V Capital Limited | Rep | Type 4 - Advising on securities | 2005-09-02 | 2007-03-14 |
| 3V Capital Limited | Rep | Type 1 - Dealing in securities | 2005-07-21 | 2007-03-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-28 | 2005-07-14 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-01-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guan Ten Ong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.