Wai Lim Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lim Leung (梁緯濂), a licensed Responsible Officer with CE reference AED091. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 1 - Dealing in securities | 2012-12-12 | present |
| Cohen & Steers Asia Limited | RO | Type 4 - Advising on securities | 2012-12-12 | present |
| Cohen & Steers Asia Limited | RO | Type 9 - Asset management | 2012-12-12 | present |
| Cohen & Steers Asia Limited | Rep | Type 1 - Dealing in securities | 2012-09-17 | 2012-12-12 |
| Cohen & Steers Asia Limited | Rep | Type 4 - Advising on securities | 2012-09-17 | 2012-12-12 |
| Cohen & Steers Asia Limited | Rep | Type 9 - Asset management | 2012-09-17 | 2012-12-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-01-06 | 2012-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2010-01-06 | 2012-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2010-01-06 | 2012-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-01-06 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2010-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lim Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.