Brian David Chinappi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Chinappi ( ), a licensed former licensee with CE reference AKT398. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-04 | 2010-03-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2004-09-01 | 2010-03-13 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2004-09-01 | 2010-03-13 |