Siok Kuan Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siok Kuan Tham ( ), a licensed former licensee with CE reference ANS047. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-16 | 2018-02-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-01 | 2018-02-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2006-08-01 | 2018-02-23 |