Dane Alan Garrood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dane Alan Garrood, CE reference AZC150. Currently licensed at 1 firm(s): Cohen & Steers Asia Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cohen & Steers Asia Limited | RO | Type 4 — Advising on securities | 2019-07-12 | present |
| Cohen & Steers Asia Limited | RO | Type 9 — Asset management | 2019-07-12 | present |
| Cohen & Steers Asia Limited | Rep | Type 4 — Advising on securities | 2012-12-03 | 2019-07-12 |
| Cohen & Steers Asia Limited | Rep | Type 9 — Asset management | 2012-12-03 | 2019-07-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-03-02 | 2012-11-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-02 | 2012-11-26 |