Yiqian Jiang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqian Jiang (蔣一茜), a licensed Responsible Officer with CE reference AEJ056. Currently licensed at 1 firm(s): Harvest Global Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-11 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-06-19 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 - Asset management | 2010-06-19 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-01 | 2010-06-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-01 | 2010-06-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiqian Jiang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.