Simon Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Powell, a licensed Responsible Officer with CE reference ACS886. Currently licensed at 1 firm(s): Peak Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 9 - Asset management | 2015-10-14 | present |
| Peak Capital Limited | RO | Type 1 - Dealing in securities | 2009-11-03 | present |
| Peak Capital Limited | RO | Type 4 - Advising on securities | 2004-10-28 | present |
| Horizon21 (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2005-02-01 | 2005-07-25 |
| Peak Capital Limited | RO | Type 9 - Asset management | 2004-10-28 | 2013-06-10 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-08-09 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Powell during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.