China Sunrise Asset Management Limited

華升資產管理有限公司
CE No. BEA129 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Sunrise Asset Management Limited (華升資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BEA129. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 30). Earliest licence on file: 2014-10-09.

Category:
Buyside · Asset management
Registered address:
Room 1510 YF Life Centre, 38 Gloucester Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2014-10-09 present
Type 9 - Asset management 2014-10-09 present
Type 1 - Dealing in securities 2014-10-09 2023-11-21

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (30)

Active on date
Name Activities First licensed To
Xi Chen 陳熙 RO 4 Rep 9 2022-04 Present
Senlin Jiang 姜森林 RO 4, 9 Rep 4, 9 2025-04 Present
Xin Li 李昕 RO 1, 4, 9 Rep 4, 9 2023-01 Present
Chengchuan Zhou 周承川 RO 4, 9 Rep 4, 9 2025-12 2026-06
Jun Song 宋軍 Rep 4, 9 2025-10 2026-03
Cheng Chen 陳誠 Rep 9 2021-10 2025-10
Sze Chung Chan 陳思聰 RO 1, 4, 9 Rep 1, 4, 9 2015-10 2025-06
Chiu Kin Tam 譚超鍵 Rep 9 2022-12 2024-12
Frankie Man Sing Yan 甄文星 Rep 9 2020-03 2023-12
Kecheng Li 李克誠 RO 9 2022-10 2023-11
Shu Gong 龔舒 Rep 1, 4, 9 2022-12 2023-04
Chiu Fung So 蘇晁鋒 RO 1, 4, 9 Rep 4, 9 2021-01 2022-10
Chak Sum Ho 何澤森 Rep 9 2020-03 2022-05
Yim Yim Chan 陳艷艷 RO 1, 4, 9 Rep 1, 4, 9 2017-04 2021-05
Kuo Ruei Ou Yang 歐陽國瑞 RO 1, 4, 9 2017-07 2021-02
Qiming Li 李麒明 Rep 1, 4, 9 2019-02 2020-02
Siu Lun Kan 簡兆麟 Rep 9 2019-08 2019-12
Yik Lun Chan 陳奕倫 Rep 9 2018-11 2019-09
Yaobin He 何耀彬 RO 1, 4, 9 2018-06 2019-04
Yau Lung Cheung 張猷龍 Rep 9 2018-09 2018-11
Xiaolu Zhao 趙曉路 Rep 1, 4, 9 2016-03 2018-09
Yuk Ling Wan 尹玉玲 Rep 9 2016-09 2018-02
Vivien Yi Chan 陳怡 Rep 4, 9 2016-09 2017-10
William Ho Leung Lee 李浩良 RO 1, 4, 9 Rep 1, 4, 9 2016-07 2017-09
Henry Sze Chung Cheng 鄭思聰 Rep 1, 4, 9 2017-04 2017-07
Pak Fu Lim 林柏富 RO 1, 4, 9 2016-06 2017-07
Ramand Wai Ming Chan 陳湋銘 Rep 1, 4, 9 2016-03 2016-06
Kim Man Li 李劍文 RO 1, 4, 9 Rep 1, 4, 9 2015-11 2016-05
Yuen Chi Shih 施婉智 RO 1, 4, 9 2014-10 2016-05
Po Kwan Yan 甄寶群 RO 1, 4, 9 2014-10 2015-10
Showing 1–30 of 30

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related