Xiaolu Zhao

趙曉路
CE No. BGE155 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolu Zhao (趙曉路), a licensed former licensee with CE reference BGE155. This person has 3.7 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 4 - Advising on securities 2018-11-13 2019-08-22
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 9 - Asset management 2018-11-13 2019-08-22
China Sunrise Asset Management Limited
華升資產管理有限公司
Rep Type 1 - Dealing in securities 2016-03-23 2018-09-20
China Sunrise Asset Management Limited
華升資產管理有限公司
Rep Type 4 - Advising on securities 2016-03-23 2018-09-20
China Sunrise Asset Management Limited
華升資產管理有限公司
Rep Type 9 - Asset management 2016-03-23 2018-09-20
Founder Securities (Hong Kong) Limited
方正證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-10-05 2016-03-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaolu Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sze Chung Chan China Sunrise Asset Management Limited 2016–2018
Yim Yim Chan China Sunrise Asset Management Limited 2017–2018
Kuo Ruei Ou Yang China Sunrise Asset Management Limited 2017–2018
William Ho Leung Lee China Sunrise Asset Management Limited 2016–2017
Pak Fu Lim China Sunrise Asset Management Limited 2016–2017
Vivien Yi Chan China Sunrise Asset Management Limited 2016–2017
Yuk Ling Wan China Sunrise Asset Management Limited 2016–2018
Shuqi Gao Zhongtai International Asset Management Limited 2018–2019
Chi Tao Chan Zhongtai International Asset Management Limited 2018–2019
Wai Hong So Zhongtai International Asset Management Limited 2018–2019
Ho Yan Jonathan Mak Zhongtai International Asset Management Limited 2018–2019
Jiani Weng Zhongtai International Asset Management Limited 2018–2019
Hualong Yu Zhongtai International Asset Management Limited 2018–2019
Kai Jing Zhongtai International Asset Management Limited 2018–2019
Sin Yee Crystal Ng Zhongtai International Asset Management Limited 2018–2019
Chi Kin Wong Zhongtai International Asset Management Limited 2018–2019
Peipei Chen Zhongtai International Asset Management Limited 2018–2019
Wenzheng Jiang Zhongtai International Asset Management Limited 2018–2019
Chi Wai Kwok Founder Securities (Hong Kong) Limited 2015–2016
Kwun Hung Chow Founder Securities (Hong Kong) Limited 2015–2016
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