Vivien Yi Chan
陳怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Yi Chan (陳怡), CE reference ANZ527. Currently licensed at 1 firm(s): Zhongtai International Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-07 | present |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-18 | 2018-09-10 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-05 | 2017-10-13 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-05 | 2017-10-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-23 | 2016-07-22 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-17 | 2015-01-05 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2012-07-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-13 | 2008-07-05 |