Topaz Financial Group Limited

瑭明金融集團有限公司
CE No. BAA079 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Topaz Financial Group Limited (瑭明金融集團有限公司), a Hong Kong-based licensed corporation with CE reference BAA079. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts. Current licensed staff on file: 71 (total recorded over time: 147). Earliest licence on file: 2012-10-12.

Category:
Buyside · Wealth management ?
Registered address:
Rooms 2709-12, 27/F, Wing On Centre, 111 Connaught Road Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2012-10-12 present
Type 2 - Dealing in futures contracts 2012-10-12 present
Type 4 - Advising on securities 2019-04-25 present
Type 5 - Advising on futures contracts 2019-04-25 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (147)

Active on date
Name Activities First licensed To
Chun Guo 郭純 RO 4 Rep 4 2025-07 Present
Hang Kin Kwok 郭亨鍵 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2016-09 Present
Hing Yip Kwok 郭興業 RO 1, 2, 4, 5 Rep 1, 2 2012-11 Present
Siu Lun Mak 麥紹倫 RO 1, 2, 4, 5 2012-10 Present
Hang Kong Wong 王恆江 RO 1, 2, 4, 5 Rep 1, 2 2012-11 Present
Chi Keung Chan 陳志強 Rep 1, 2, 4 2017-11 Present
Christopher Chan Rep 1, 4 2025-05 Present
Chung Kam Chan 陳宗淦 Rep 1, 2, 4 2023-09 Present
Tim Yan Ariel Chan 陳添欣 Rep 1 2025-07 Present
Tsz Kit Chan 陳子傑 Rep 1 2022-08 Present
Yik Kin Chan 陳奕健 Rep 1 2023-06 Present
Yik Wa Chan 陳億華 Rep 1, 2 2016-01 Present
Pui Luen Chau 周沛鑾 Rep 1, 2 2025-10 Present
Cham Lun Cheung 張湛璘 Rep 1, 2, 4 2018-07 Present
Bik Shan Chim 詹碧珊 Rep 1 2023-06 Present
Ka Wai Chiong 蔣嘉慧 Rep 1 2025-06 Present
Wai Shan Sharon Choi 蔡慧珊 Rep 1, 4 2022-05 Present
Hang Fai Chong 莊恆輝 Rep 1, 4 2025-03 Present
Caroline Nga Pui Choy 蔡雅珮 Rep 1 2025-05 Present
Andy Chung 鍾安廸 Rep 1, 2 2023-04 Present
Han Feng 馮晗 Rep 1, 2, 4, 5 2026-01 Present
Junxing Fu 付俊兴 Rep 1 2025-01 Present
Yuan Gao 高原 Rep 1, 2 2025-11 Present
Ruoning Hu 胡若宁 Rep 1 2021-11 Present
Ka Yan Hui 許嘉茵 Rep 1 2024-03 Present
Pui Ling Iun 袁佩玲 Rep 1 2025-07 Present
Wai Lan Kar 賈慧蘭 Rep 1, 4 2026-07 Present
Tin Wai Angel Kwok 郭天慧 Rep 1 2025-10 Present
Chun Hin Lam 林雋軒 Rep 1 2025-05 Present
Chun Lung Lam 林俊龍 Rep 1, 2 2022-06 Present
Man Yin Lam 林敏賢 Rep 1 2025-09 Present
Wan Ting Lam 林韻婷 Rep 1 2023-12 Present
Wing Kit Lam 林永傑 Rep 1 2022-08 Present
Hon Yuen Lau 劉瀚元 Rep 1, 2, 4 2022-10 Present
King Fung Lau 劉境豐 Rep 1 2022-08 Present
Eros Ho Lun Lee 李浩倫 Rep 1 2023-03 Present
Kai Chung Lee 李佳鍾 Rep 1 2023-01 Present
Ricky Lap Ki Lee 李立基 Rep 1 2024-07 Present
Siu Yung Leung 梁肇勇 Rep 1, 2, 4 2016-01 Present
Chi Hong Li 李志航 Rep 1, 2, 4 2016-09 Present
Jean Jin Kin Lim 林任健 Rep 1, 4 2025-08 Present
Junming Lin 林俊銘 Rep 1, 2 2023-12 Present
Yuen Nam Liu 廖遠南 Rep 1 2021-06 Present
Siu Fung Lui 呂肇峯 Rep 1 2025-11 Present
Kwok Chau Ma 馬國疇 Rep 1, 2 2026-02 Present
Ringo Ting Fai Mok 莫廷輝 Rep 1, 4 2023-07 Present
Ryan Chun Sang Mow 繆浚生 Rep 1 2022-07 Present
Hoi Yin Ng 吳海燕 Rep 1 2022-07 Present
Sik Hang Poon 潘錫恒 Rep 1 2022-03 Present
Wah Nin Shum 岑華年 Rep 1, 2, 4 2024-02 Present
Wai Kit So 蘇偉傑 Rep 1 2026-06 Present
Sennan Sun 孫森楠 Rep 1, 4 2025-01 Present
Po Ting 丁波 Rep 1, 2 2016-01 Present
Kai Pong Tsang 曾啟邦 Rep 1, 2, 4 2019-10 Present
Siu Ting Tsang 曾肇廷 Rep 1 2022-07 Present
Shuk Ting Wan 尹淑婷 Rep 1, 2 2016-01 Present
Ho Sing Wong 黃浩星 Rep 1 2024-03 Present
Ka Kit Wong 黃家傑 Rep 1, 4 2020-12 Present
Yeung Wong 黃洋 Rep 1, 4 2021-03 Present
Yuen Yee Wong 黃婉儀 Rep 1, 2 2015-01 Present
Yui Fa Wong 黃銳花 Rep 1 2023-07 Present
Pik Yi Wu 胡碧珆 Rep 1 2025-06 Present
Zihan Yang 楊子晗 Rep 1, 2 2026-02 Present
Chi Chung Yeung 楊智銃 Rep 1, 2 2024-12 Present
Tsz Hong Yeung 楊子康 Rep 1, 2, 4 2019-12 Present
Chi Wai Joey Yu 余梓瑋 Rep 1 2018-10 Present
Kwok Fai Yung 容國輝 Rep 1 2023-01 Present
Muyun Zhang 張牧云 Rep 1, 2 2026-07 Present
Qiqi Zhang 張綺淇 Rep 1 2023-02 Present
Yunyun Zhang 張芸芸 Rep 1 2025-03 Present
Xiaolan Zhou 周晓蓝 Rep 1, 4 2026-06 Present
Sau Ching Ma 馬守正 Rep 1, 4 2024-01 2026-07
Ching Chun Hung 孔清俊 Rep 1 2025-06 2026-06
Junxian Chen 陳俊賢 Rep 1, 4 2025-05 2026-05
Sze Ting Lam 林詩婷 Rep 1 2026-05 2026-05
Xinxuan Pan 潘欣鉉 Rep 1, 2 2025-08 2026-05
Lee Hiu Lam 林利曉 Rep 1 2025-12 2026-04
Bo Bo Judy Lam 林寶寶 Rep 1 2022-10 2025-12
Ming Sai Lee 李明茜 Rep 1 2022-08 2025-12
Kit Yee Wong 黃潔儀 Rep 1 2023-08 2025-12
Man Wing Choi 蔡文荣 Rep 1 2021-01 2025-11
Billy Chi Kin Tam 譚智鍵 Rep 1 2022-08 2025-11
Fung Hui 許峯 Rep 1, 2, 4, 5 2019-08 2025-11
Jones Chung Sze Chu 朱頌詩 Rep 1 2025-06 2025-10
Che Ching Lo 盧芷晴 Rep 1 2023-04 2025-10
Lau Mei Tse 謝柳媚 Rep 1, 4 2025-05 2025-09
Conroy Leung Heng Chan 陳亮恆 Rep 1 2023-01 2025-08
Wai Yee Pang 彭慧宜 Rep 1 2024-03 2025-07
Ka Hei Mak 麥嘉熹 Rep 1, 2, 4 2024-02 2025-07
Ka Chun Lai 黎家俊 Rep 1 2023-07 2025-06
Ching Hei Chan 陳靖羲 Rep 1, 4 2024-10 2025-05
Ran Li 李冉 Rep 1 2025-01 2025-04
Chun Chi Wong 黃駿馳 Rep 1 2021-07 2025-04
Yat Yin Law 羅逸然 Rep 1, 2 2020-08 2025-03
Henry Kam Wai Wong 黃錦威 Rep 1 2023-01 2025-03
Leung Yan Lau 劉良恩 Rep 1 2024-07 2025-03
Chiu Wun Leonard Chan 陳招煥 Rep 1, 2, 4 2024-10 2025-02
Cheong Faat Li 李昌發 Rep 1, 2 2021-03 2024-05
Hou Hon Wong 王皓瀚 Rep 1, 2, 4, 5 2022-06 2024-04
Ying Hin Ng 吳應軒 Rep 1 2021-03 2023-10
Showing 1–100 of 147

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