Sheng Yuan Asset Management Limited

盛源資產管理有限公司

CE No. AXC415 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yuan Asset Management Limited (盛源資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AXC415. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 49). Earliest licence on file: 2011-06-14.
Category:: Buyside · Asset management ?
Registered address:: UNITS 3208-9, 32/F, GRAND MILLENNIUM PLAZA, COSCO TOWER, No. 183 QUEEN'S ROAD CENTRAL, SHEUNG WAN, HONG KONG.
Website:
LinkedIn:

Licence history

Activity	From	To
Type 4 - Advising on securities	2011-06-14	present
Type 9 - Asset management	2011-06-14	present

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (49)

Active on date RO only

Name	Activities	First licensed	To
Yuzhe Jia 賈鈺哲	RO 4, 9 Rep 4, 9	2020-04	Present
Hongli Li 李宏麗	RO 4, 9 Rep 4, 9	2025-10	Present
Chengxing Fan 范承興	Rep 4, 9	2026-07	Present
Yinzi Liu 劉寅子	Rep 9	2025-12	Present
Shenyi Yuan 袁申燚	Rep 4, 9	2026-07	Present
Huili Zheng 鄭會莉	Rep 4, 9	2025-11	Present
Quan Zhou 周全	Rep 4, 9	2023-06	Present
Bing Li 李兵	RO 4, 9 Rep 4, 9	2022-10	2026-06
Ka Pan Lau 劉嘉斌	RO 9 Rep 9	2021-07	2026-02
Yuen Chun Lai 黎遠真	RO 4, 9 Rep 4	2023-02	2024-12
Hing Man Hung 孔慶文	RO 4, 9	2018-05	2024-08
Fang Zhao 趙芳	Rep 4, 9	2022-04	2024-03
Ka Ho Lee 李家豪	RO 4, 9	2021-08	2023-06
Jingming Li 李晶銘	Rep 4, 9	2020-05	2022-04
Chao Rao 饒超	RO 4, 9 Rep 9	2020-06	2021-08
Guoji Zhu 朱国基	RO 4, 9 Rep 9	2020-06	2020-11
Min Cao 曹敏	RO 4, 9	2019-06	2020-04
Yingshi Wu 吳應時	Rep 4, 9	2018-06	2020-03
Jiafeng Zhu 朱嘉鳳	Rep 4, 9	2019-06	2020-03
Xiaobo Huang 黃小波	RO 4, 9 Rep 4, 9	2018-07	2020-02
Yan Mong Lai 黎恩望	Rep 4, 9	2019-12	2020-02
Kim Ping Li 李儉炳	Rep 9	2018-10	2019-12
Ke Liu 劉科	Rep 4, 9	2018-06	2019-09
Ut Hoi Kwan 關越海	Rep 9	2018-09	2019-07
Mei Kam Tang 鄧美琴	Rep 4, 9	2017-12	2019-06
Yongyan Huang 黃咏岩	Rep 4, 9	2017-05	2019-05
Bai Cao Chen 陳柏操	RO 4, 9 Rep 4, 9	2014-02	2019-04
Wusijie Zhong 鍾吳思婕	Rep 4, 9	2018-07	2019-01
Lam Chak Chan 陳林澤	RO 9	2017-06	2018-05
Youjia Sun 孫優佳	Rep 4, 9	2016-07	2018-03
Dafu Feng 馮大富	Rep 9	2017-05	2017-11
Linna Ma 馬琳娜	Rep 4, 9	2016-08	2017-07
Tsz Ling Chan 陳梓玲	Rep 4, 9	2017-05	2017-07
Wei Li 李巍	Rep 4, 9	2014-03	2017-07
Xiaomei Zhang 張曉梅	RO 4, 9	2014-09	2017-06
Bo Wang 王波	Rep 4, 9	2016-10	2017-05
Feng Yang 楊鋒	Rep 4, 9	2016-07	2017-05
Jing Wang 王靖	Rep 4, 9	2017-03	2017-04
Wei Zhao 趙韋	Rep 4, 9	2014-10	2017-03
Jinsha Chen 陳金沙	Rep 9	2017-02	2017-03
Leimiaojie Chen 陳雷妙婕	Rep 4, 9	2015-09	2017-02
Jiaying Zhu 朱嘉滢	Rep 4, 9	2015-10	2016-05
Han Hu 胡晗	RO 9 Rep 9	2014-06	2015-05
Hei Tze 紫曦	Rep 4, 9	2011-06	2015-01
Kin Chung Simon Lee 李建中	RO 4, 9	2011-06	2014-10
Tsz Ho Mok 莫梓豪	Rep 4, 9	2013-09	2014-09
On Kwok Lau 劉安國	RO 4, 9	2011-06	2014-08
Yuekai Zhao 趙悅凱	Rep 4, 9	2013-03	2013-07
Fung Ko 高鋒	Rep 4, 9	2012-05	2013-06