Yuen Chun Lai
黎遠真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Chun Lai (黎遠真), a licensed former licensee with CE reference AMO727. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-16 | 2024-12-10 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-06 | 2023-08-16 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-06 | 2024-12-10 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2018-02-12 | 2022-05-13 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2017-12-07 | 2022-05-13 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2017-12-07 | 2022-05-13 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-03 | 2017-11-30 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2017-11-30 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-08 | 2016-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-14 | 2006-03-01 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-14 | 2006-03-01 |