Min Cao
曹敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Cao (曹敏), a licensed former licensee with CE reference BCZ312. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-01 | 2024-11-15 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | 2024-11-15 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-27 | 2024-11-15 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-24 | 2023-03-27 |
| Greentech Technology Asset Management Company Limited 綠科科技資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-24 | 2023-03-27 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-10 | 2023-03-07 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-10 | 2023-03-07 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-30 | 2020-08-10 |
| Ocean Cedar Asset Management Company Limited 海杉資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-30 | 2020-08-10 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-14 | 2020-04-30 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-14 | 2020-04-30 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-09-14 | 2019-04-11 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-09-14 | 2019-04-11 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2017-09-14 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-09-08 | 2017-09-14 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-15 | 2017-08-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-22 | 2017-08-31 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-07 | 2016-09-22 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-07 | 2017-02-15 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-20 | 2015-09-30 |