Core Pacific-Yamaichi Capital Limited

京華山一企業融資有限公司
CE No. AEM356 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Core Pacific-Yamaichi Capital Limited (京華山一企業融資有限公司), a Hong Kong-based licensed corporation with CE reference AEM356. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 6 - Advising on corporate finance. Current licensed staff on file: 4 (total recorded over time: 45).

Category:
Sell side · Investment banking ?
Registered address:
Rooms 1101-05 & 09-10, 11/F, China Resources Building, 26 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 present
Type 4 - Advising on securities Pre-2003 2004-10-25
Type 9 - Asset management Pre-2003 2004-10-25

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (45)

Active on date
Name Activities First licensed To
Yat Ming Lee 李日明 RO 1 Rep 1 2022-03 Present
Kwan Ho Lui 呂君皓 RO 6 Rep 1, 6 2019-11 Present
Ronny Kwan Hui Tang 鄧君栩 RO 1, 6 2016-12 Present
Ka Ho Yau 游家浩 Rep 1 2025-10 Present
Manabu Kitahara RO 1, 6 2004-08 2025-04
Ka Po Wong 黃家保 RO 1, 6 2018-04 2019-11
Yan Zhang 張岩 Rep 1, 6 2018-10 2019-04
Michael Chun Man Ng 吳俊文 RO 6 Rep 1, 6 2018-06 2019-03
Ka Wai Chan 陳嘉偉 Rep 1, 6 2018-07 2019-03
Richard Chi-Sheng Chen 陳其盛 RO 1, 6 2013-05 2018-10
Shih-Hsuan Hsia 夏士宣 RO 6 Rep 6 2011-11 2018-06
Long Ting Tang 鄧朗庭 Rep 1, 6 2018-04 2018-06
Chung Pan Yip 葉仲彬 Rep 6 2013-12 2016-04
Kun-Jung Chuang 莊坤榮 RO 1, 6 2009-11 2013-07
Zhuotang Liang 梁卓棠 RO 1 2004-11 2013-02
Ta-Pei Liu 劉大貝 RO 1, 6 2005-05 2010-03
Yuen Cheung Tse 謝源章 RO 6 Rep 6 Pre-2003 2008-08
Phyllis Man Yu Tsoi 蔡敏如 Rep 6 2007-11 2008-08
Pui Yu Sung 宋沛榆 Rep 6 2008-01 2008-07
Man Lam 林敏 RO 6 Rep 6 Pre-2003 2007-09
Kenneth Pui Man Lau 劉沛文 Rep 6 2004-05 2007-09
Chit Ying Ng 吳哲盈 Rep 6 2007-08 2007-09
Carol Sze Man Tsang 曾詩敏 RO 6 Pre-2003 2007-07
Lai Ngor Chan 陳麗娥 Rep 6 2007-04 2007-06
Wai Kit Siu 蕭偉杰 RO 6 Rep 6 2006-06 2007-05
Johnny Lit Mo Lee 李烈武 Rep 6 Pre-2003 2006-03
Vincent Chi Kin Lau 劉子堅 Rep 6 2004-06 2006-03
Frederick Chi Nik Wong 黃自力 Rep 6 2004-04 2005-08
William Wai Tak Tong 唐偉德 Rep 6 2003-09 2005-08
Siu Fan Cheng 鄭紹芬 Rep 6 Pre-2003 2005-03
Kin Ming Marcus Woo 胡健明 Rep 6 Pre-2003 2004-12
Yan Lun Au-Yeung 歐陽欣麟 Rep 6 Pre-2003 2004-10
Ko Ming Lin 林克銘 RO 1, 4, 6, 9 Pre-2003 2004-10
Sunny Kwok Ting Yan 印國庭 Rep 6 Pre-2003 2004-10
Hon Ki Leung 梁漢旗 Rep 6 Pre-2003 2004-09
I-Hua Hsu 許藝樺 Rep 6 Pre-2003 2004-09
Ten Lok Wan 溫天絡 RO 1, 4, 6, 9 Pre-2003 2004-08
Meng Hua Ng 黃明華 RO 6 Pre-2003 2004-06
Julisa Man Fong 方敏 Rep 6 2004-04 2004-05
Wai Keung Lam 林偉強 Rep 6 2003-06 2004-05
Shu Shan Yau 游樹珊 Rep 6 Pre-2003 2004-03
Man Shun Tsang 曾文舜 Rep 6 Pre-2003 2004-03
Wan Po Lau 劉雲浦 Rep 6 Pre-2003 2004-02
Brian Wing Fai Kwok 郭永暉 Rep 6 Pre-2003 2003-09
Hon Yeung Ma 馬漢揚 Rep 6 Pre-2003 2003-04
Showing 1–45 of 45

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 - 424 staff - 2 shared activity types

Related