Yan Lun Au-Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lun Au-Yeung (歐陽欣麟), a licensed Responsible Officer with CE reference AIB802. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 22.7 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-26 | present |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-03-24 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-11 | 2024-09-21 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-06-11 | 2024-09-21 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-02 | 2019-06-11 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-02 | 2019-06-11 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-22 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-22 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-05 | 2016-11-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-05 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-05 | 2016-11-22 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-04-15 | 2016-08-22 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-15 | 2016-08-22 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-11 | 2015-03-30 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-12-11 | 2015-03-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-29 | 2013-11-30 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-02 | 2009-04-29 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-04-29 | 2013-11-30 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-05 | 2008-09-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-23 | 2008-04-29 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Lun Au-Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.