Sunny Kwok Ting Yan
印國庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Kwok Ting Yan (印國庭), a licensed former licensee with CE reference ADG917. This person has 3.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-13 | 2006-12-23 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-05-25 | 2006-12-23 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-10-05 | 2006-05-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-13 | 2005-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-24 | 2005-06-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-11-24 | 2005-06-27 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunny Kwok Ting Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.