Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Securities (Hong Kong) Company Limited (元大證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABS015. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 137 (total recorded over time: 706). Earliest licence on file: 2006-07-08.
- Category:
-
Sell side · Brokerage
- Registered address:
- 23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2012-06-14 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 5 - Advising on futures contracts | 2012-06-14 | present |
| Type 6 - Advising on corporate finance | 2006-07-08 | present |
| Type 9 - Asset management | 2012-06-14 | present |
| Type 3 - Leveraged foreign exchange trading | 2012-06-14 | 2016-10-31 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (706)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Miao-Ju Chen 陳妙如 | RO 1, 4, 6, 9 | 2015-07 | Present |
| Ping-Yu Chen 陳品妤 | RO 1, 4 Rep 1, 4 | 2016-11 | Present |
| Peter Ka Kit Chu 朱家傑 | RO 4 Rep 4 | 2012-08 | Present |
| Wayne Chuang 莊之瑋 | RO 1, 4 Rep 1, 2, 4, 9 | 2016-03 | Present |
| Chia Hua Hsu 許家華 | RO 1 Rep 1 | 2023-07 | Present |
| Chun-Yuan Hsu 許春元 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2019-04 | Present |
| Jimson Ka Wing Hung 洪嘉榮 | RO 1 Rep 1, 2 | 2024-03 | Present |
| James Chi Lap Lam 林子立 | RO 1, 2 Rep 1, 2 | 2021-06 | Present |
| Fang Li 厲放 | RO 6 Rep 6 | 2007-03 | Present |
| Szu Wei Ning 甯思維 | RO 6 Rep 1, 4, 6 | 2018-07 | Present |
| Chin Hung Quek 郭進漢 | RO 1, 2 Rep 1, 2 | 2015-12 | Present |
| Kim Guan Teo 張金源 | RO 1, 2, 4, 5 Rep 1, 2, 9 | 2024-08 | Present |
| Tsung Hsien Wen 溫宗憲 | RO 1, 2, 4, 5, 9 Rep 1, 4, 9 | 2015-10 | Present |
| Wu-Kuang Yang 楊武光 | RO 1, 4 Rep 1, 9 | 2016-01 | Present |
| Yi Ting Yang 楊逸庭 | RO 1, 2, 4 Rep 1, 2, 3, 4 | 2015-08 | Present |
| Yuyao Bu 卜羽瑶 | Rep 1 | 2023-10 | Present |
| Hwai Chey George Chan | Rep 1, 4 | 2020-05 | Present |
| Johnnie Bing Hang Chan 陳秉恒 | Rep 1, 2 | 2016-02 | Present |
| Ka Hung Chan 陳家雄 | Rep 1, 2 | 2012-06 | Present |
| Kwok Kin Chan 陳國健 | Rep 1, 2, 4 | 2019-08 | Present |
| Shu Ki Chan 陳舒琪 | Rep 1 | 2026-08 | Present |
| Wai Chi Chan 陳偉智 | Rep 1, 2, 4, 5 | 2015-03 | Present |
| Hsien-Chun Chang 張憲鈞 | Rep 1, 4 | 2024-05 | Present |
| Huey-Miie Chang | Rep 1, 2, 4, 5 | 2019-02 | Present |
| Ho Hei Chau 巢皓熙 | Rep 1, 2 | 2012-06 | Present |
| Kwok Hung Chau 周國鴻 | Rep 1, 2 | 2012-08 | Present |
| Chu-Fu Chen 陳居甫 | Rep 1, 4 | 2020-08 | Present |
| Pei Chi Chen 陳佩琪 | Rep 1, 4 | 2024-05 | Present |
| Yin-Pei Chen 陳尹培 | Rep 1, 4 | 2022-11 | Present |
| Yu Shiuan Chen 陳昱瑄 | Rep 1, 2, 4, 9 | 2017-08 | Present |
| Hao Yu Cheng 鄭皓宇 | Rep 1 | 2023-05 | Present |
| Wai Hong Cheng 鄭惠康 | Rep 1, 2, 4 | 2022-08 | Present |
| Yu Shing Cheng 鄭裕盛 | Rep 1, 2 | 2025-06 | Present |
| Mei-Chu Chiu 邱美珠 | Rep 1, 4 | 2018-05 | Present |
| Sui Ling Chiu 趙瑞玲 | Rep 1, 4, 9 | 2018-11 | Present |
| Tuen Leung Chiu 趙端良 | Rep 1, 2, 3 | 2012-06 | Present |
| Kwok Ip Choi 蔡國業 | Rep 1, 2 | 2012-06 | Present |
| Tak Fai Choi 蔡德輝 | Rep 1, 2, 4, 5 | 2012-06 | Present |
| Chia Yu Chou 周家瑜 | Rep 1 | 2026-04 | Present |
| Herman Hok Man Chu 朱學敏 | Rep 1 | 2016-11 | Present |
| Nang Ching Chui 徐能靜 | Rep 1 | 2025-06 | Present |
| Ronald Sheng-Kai Feng 馮勝愷 | Rep 1 | 2025-11 | Present |
| Hi Man Fong 方喜雯 | Rep 1, 2, 4 | 2016-05 | Present |
| Yu Fong 方瑜 | Rep 1, 2 | 2012-06 | Present |
| Siyuan Guo 郭思源 | Rep 1 | 2025-04 | Present |
| Boby Yiu Keung Ho 何耀強 | Rep 1, 4 | 2022-07 | Present |
| Kwok Chung Ho 何國仲 | Rep 1, 2 | 2008-10 | Present |
| Tsu-Hsien Ho 何祖賢 | Rep 1, 4, 9 | 2015-11 | Present |
| Yan Nung Xavier Ho 何欣濃 | Rep 1, 9 | 2025-01 | Present |
| Ting-Hsuan Hou 侯亭亘 | Rep 1, 2, 4 | 2018-05 | Present |
| Erin Hsieh 謝依玲 | Rep 1, 2, 9 | 2014-03 | Present |
| Fei-Wen Hsu 徐斐雯 | Rep 1, 2 | 2017-12 | Present |
| Hsiu Ling Hsu 許秀玲 | Rep 1, 4 | 2018-05 | Present |
| Li-Wen Hsu 許瓈文 | Rep 1, 2, 4, 5 | 2025-07 | Present |
| Chi-Ming Huang 黃啟銘 | Rep 1, 4, 9 | 2022-06 | Present |
| Chin Huang 黃槿 | Rep 1, 4, 9 | 2016-08 | Present |
| Wei Huang 黃煒 | Rep 1, 2, 4, 5 | 2025-07 | Present |
| Chi Kwan Kee 紀志坤 | Rep 1, 2 | 2012-06 | Present |
| Ming Jen Ku 顧鳴人 | Rep 9 | 2025-12 | Present |
| Li Hsin Kuo 郭莉欣 | Rep 1, 2 | 2024-08 | Present |
| I-Ting Lai 賴奕婷 | Rep 1, 2 | 2017-03 | Present |
| Tsun Kit Lai 賴俊傑 | Rep 1, 2 | 2017-03 | Present |
| Ngai Hin Lam 林巍軒 | Rep 1, 2 | 2025-06 | Present |
| Hing Tat David Lau 劉興達 | Rep 1, 2 | 2024-11 | Present |
| Chia-Hao Lee 李家豪 | Rep 1, 2, 4, 9 | 2018-10 | Present |
| Chia-Hua Lee 李嘉華 | Rep 1, 2 | 2017-05 | Present |
| Huang Hsun Lee 李黃勳 | Rep 1, 2, 4 | 2016-07 | Present |
| Wei-Fang Lee 李維芳 | Rep 1, 2, 4 | 2022-09 | Present |
| Yi-Ching Lee 李宜靜 | Rep 1, 4 | 2018-03 | Present |
| Yin Man Lee 李彥文 | Rep 1, 2, 4, 5 | 2012-12 | Present |
| Bingyang Li 李冰洋 | Rep 1, 4, 9 | 2025-08 | Present |
| Lianfang Li 李蓮芳 | Rep 1, 2 | 2025-01 | Present |
| Xuetong Li 李雪桐 | Rep 1, 2 | 2018-08 | Present |
| Zhihui Li 李致慧 | Rep 1, 2 | 2025-04 | Present |
| Qinquan Liang 梁欽全 | Rep 1 | 2026-07 | Present |
| Yujie - Liang 梁瑜婕 | Rep 1 | 2026-03 | Present |
| Chia-Pei Lin 林佳佩 | Rep 1, 2 | 2012-06 | Present |
| Chih-Chien Lin 林志謙 | Rep 1 | 2024-08 | Present |
| Wen-Hui Lin 林文惠 | Rep 1, 2, 3, 4 | 2015-10 | Present |
| Xiayuan Lin 林夏苑 | Rep 1, 4 | 2019-03 | Present |
| Yu-Feng Lin 林裕峰 | Rep 1, 2, 4 | 2022-09 | Present |
| Chia-Ping Liu 劉家平 | Rep 1 | 2023-02 | Present |
| Tien Li Liu 劉天立 | Rep 1 | 2026-06 | Present |
| Yu Chieh Liu 劉宇傑 | Rep 1, 4, 9 | 2021-04 | Present |
| Perry Kung Yao Lok 陸恭耀 | Rep 1, 2 | 2012-12 | Present |
| Chiu Kwong Luk 陸照光 | Rep 1 | 2012-11 | Present |
| Shu-Hua Lung 龍淑華 | Rep 1, 2, 4 | 2018-08 | Present |
| Yung-Jie Ma 馬詠潔 | Rep 1, 2, 4, 5 | 2017-08 | Present |
| Shun-Tang Miao 苗舜堂 | Rep 1, 2, 4, 5 | 2015-12 | Present |
| Jeanne Mok 莫靜芬 | Rep 1, 4 | 2009-09 | Present |
| Chun Ming Nam | Rep 1, 2 | 2023-05 | Present |
| Kwok Hung Ng 吳國雄 | Rep 1, 2, 4 | 2013-07 | Present |
| Lichia Pan 潘莉家 | Rep 1, 2, 4, 5 | 2017-11 | Present |
| Andre Rusli 李寶元 | Rep 1 | 2026-04 | Present |
| Chun Hei Shi 佘俊熹 | Rep 1, 2 | 2015-10 | Present |
| Wen-Ping Shih 施汶秉 | Rep 4 | 2020-07 | Present |
| Jiarong So 蘇家榮 | Rep 1, 2, 4 | 2012-06 | Present |
| Chu-Ping Su 蘇純平 | Rep 1, 2, 4, 5 | 2018-11 | Present |
| Shih Yen Su 蘇施燕 | Rep 1 | 2016-08 | Present |
| Kwok Chun Sze To 司徒國駿 | Rep 1, 2 | 2026-06 | Present |
Showing 1–100 of 706
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