National Resources Securities Limited

中潤證券有限公司
CE No. ABP774 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for National Resources Securities Limited (中潤證券有限公司), a Hong Kong-based licensed corporation with CE reference ABP774. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 13 (total recorded over time: 27).

Category:
Sell side · Brokerage
Registered address:
Rooms 102-103, 1/F, On Hong Commercial Building, 145 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 9 - Asset management Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 2004-10-06

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (27)

Active on date
Name Activities First licensed To
Po Sum Chen 陳葆心 RO 1, 4, 6, 9 Pre-2003 Present
Jojo Sze Chung Choy 蔡思聰 RO 1, 4, 9 Rep 1, 9 2005-12 Present
Xiyuan Li 李西媛 RO 1 Rep 1 2017-10 Present
Raymond Yun Man Tsui 徐潤民 RO 1, 4, 6, 9 Pre-2003 Present
Suet Kan Wong 黃雪勤 RO 1, 4, 9 Rep 1, 4, 6, 9 Pre-2003 Present
Cheuk Ying Chan 陳卓英 Rep 1, 4, 6, 9 Pre-2003 Present
Choi Lan Chan 陳彩蘭 Rep 1, 4, 6, 9 Pre-2003 Present
Kwan Ho Cheung 張鈞豪 Rep 1, 4, 6, 9 Pre-2003 Present
Kwok Hung Lau 劉國雄 Rep 1, 4, 6, 9 Pre-2003 Present
Yuk Lan Lee 李玉蘭 Rep 1, 4, 6, 9 Pre-2003 Present
Wai Yau Wong 王懷柔 Rep 1, 4, 6, 9 Pre-2003 Present
Hon Dee Zee 徐鳳娣 Rep 1, 4, 6, 9 Pre-2003 Present
Zhihong Zhi 植志虹 Rep 1, 4, 9 2011-11 Present
Mei Mei So 蘇美媚 Rep 1, 4, 6, 9 Pre-2003 2024-02
Suet Yung Kong 江雪融 Rep 1, 4, 9 2016-07 2022-09
Ka Man Wong 黃嘉汶 Rep 1, 4, 6, 9 Pre-2003 2019-12
Chi Gai Tsui 徐祉玠 RO 1, 4, 9 Rep 1 2010-08 2017-06
Lau Sang Yeung 楊流生 Rep 1, 4, 6, 9 Pre-2003 2017-01
Kwok Cheung Lam 林國祥 Rep 1 2006-04 2016-04
Kwok Ming Cheung 張國明 Rep 1, 4, 6, 9 Pre-2003 2015-01
Po Yuen Shum 岑寶源 Rep 1 2012-03 2014-09
Maria Siu Mui Chan 陳小梅 Rep 1, 4, 6, 9 Pre-2003 2008-12
Yat Sha Chiu 趙一沙 Rep 1 2006-11 2007-05
Polly Pui Yee Wong 黃佩儀 Rep 1, 4, 6, 9 Pre-2003 2006-09
Janet Yuk Kwan Wong 黃玉群 Rep 1, 4, 6, 9 Pre-2003 2005-03
Chit Ming Ma 馬哲銘 Rep 1, 4, 6, 9 Pre-2003 2005-01
Hiu Nam Wong 黃曉男 Rep 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–27 of 27

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