Maria Siu Mui Chan
陳小梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Siu Mui Chan (陳小梅), a licensed former licensee with CE reference AFG661. This person has 5.7 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maria Siu Mui Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.