Polly Pui Yee Wong
黃佩儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Pui Yee Wong (黃佩儀), a licensed former licensee with CE reference AGK064. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-18 | 2019-01-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2008-07-07 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2007-06-25 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-25 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-15 |