Sumitomo Mitsui Trust (Hong Kong) Limited

三井住友信託(香港)有限公司
CE No. AAO147 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Trust (Hong Kong) Limited (三井住友信託(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAO147. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 3 - Leveraged foreign exchange trading; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 18 (total recorded over time: 68). Earliest licence on file: 2009-11-13.

Category:
Sell side · Consulting
Registered address:
AIA Central, 1 Connaught Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2014-01-07 present
Type 3 - Leveraged foreign exchange trading 2023-02-16 present
Type 4 - Advising on securities 2014-01-07 present
Type 9 - Asset management 2014-01-07 present
Type 1 - Dealing in securities Pre-2003 2014-01-07
Type 4 - Advising on securities Pre-2003 2014-01-07
Type 5 - Advising on futures contracts 2009-11-13 2011-01-31
Type 6 - Advising on corporate finance Pre-2003 2003-10-16
Type 9 - Asset management Pre-2003 2014-01-07

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (68)

Active on date
Name Activities First licensed To
Chi Pang Chan 陳志鵬 RO 1, 4, 9 Rep 1, 4, 9 2021-12 Present
Sau Yu Dera Cheung 張秀茹 RO 1, 3, 4, 9 2014-01 Present
Yunfan Hong 洪云帆 RO 1, 3, 4, 9 Rep 1, 3, 4, 9 2021-09 Present
Wing Kai David Hung 洪永佳 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Wai Kwong Kwok 郭偉光 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Yuk Man Lee 李育文 RO 4 Rep 4 2014-01 Present
Henry Hong Tat Lui 雷康達 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Yuji Ono 大野有二 RO 1, 3, 4, 9 2025-03 Present
See Man Simon Poon 潘士文 RO 1, 4, 9 Rep 1, 4, 9 2019-04 Present
Tetsuya Tabata 田端哲也 RO 1, 3, 4, 9 2014-01 Present
Kazuhiro Tatewaki RO 4 2023-04 Present
Shiang-Ling Cheng 鄭湘齡 Rep 4 2022-11 Present
Qingyun Fei 费清昀 Rep 1, 4, 9 2025-04 Present
Rahul Murkya Rep 4 2019-07 Present
Ho Tak Pang 彭浩德 Rep 1, 4, 9 2022-08 Present
Qin Shao 邵沁 Rep 4 2021-03 Present
Ryo Tasaka Rep 1, 3, 4, 9 2025-08 Present
Tiffany Hiu Ying Yue 余曉瑩 Rep 1, 4, 9 2018-11 Present
Chiu Yu Ho 何昭汝 Rep 1, 4, 9 2025-04 2026-07
Yoshimi Osawa 大澤嘉 RO 1, 3, 4, 9 2021-10 2025-10
Yuto Uda Rep 1, 4, 9 2022-09 2025-06
Tomokazu Hatada Rep 1, 4, 9 2021-07 2025-04
Hiroyuki Natori RO 1, 3, 4, 9 2019-09 2025-03
Teo Tanimoto RO 1, 4, 9 2021-05 2025-02
Pui Sun Tiffany Liu 廖沛琛 Rep 1, 4, 9 2021-12 2024-05
Jiwon Lee Rep 4 2022-10 2024-03
Yasuaki Negoro 根来裕昭 RO 4 2018-05 2023-04
Naoto Shinohara Rep 4, 9 2021-03 2022-09
Yi Hsian Lee 李怡璿 Rep 4 2014-02 2022-08
Satoshi Yasuoka Rep 4, 9 2020-01 2022-07
Jia Ho Eddie Ow Rep 4 2021-03 2022-06
Hyo Jeong Kim Rep 4 2019-09 2022-05
Hitoshi Yashima RO 1, 4, 9 2018-05 2022-04
Norimasa Yoshida 吉田憲正 RO 1, 4, 9 Rep 1, 4, 9 2018-07 2022-04
Naoko Luncasu Rep 1 2019-03 2021-09
Nicholas Lok-Hei Cheng 鄭洛希 Rep 1 2020-11 2021-07
Jitsuo Tachibana RO 1, 4, 9 2014-02 2021-05
Daniel Wai Kin Sih 薛偉健 RO 1, 4 Rep 9 2016-06 2021-03
Ling Ling Chung 鍾菱菱 Rep 4, 9 2014-01 2021-02
Kai Pong Lau Rep 1, 9 2016-07 2021-01
Tomohiko Kubo 久保智彥 Rep 1, 4, 9 2017-05 2021-01
Yizhuo Lu 盧亦卓 Rep 4 2017-06 2020-12
Han Meng Tan 陳汉明 Rep 4 2014-04 2019-12
Akifumi Uchida 內田晶文 RO 1, 4, 9 2014-09 2019-10
Kenichi Kuriyama 栗山乾一 Rep 4 2015-06 2019-09
Kwan Yi Queenie Ng 吳鈞儀 Rep 1, 4, 9 2014-09 2019-04
Kodai Harada 原田洪大 Rep 1, 4, 9 2016-12 2019-02
Wonsuk Rhee 李元碩 Rep 4 2015-07 2019-01
Jasween Malik Rep 4 2014-01 2018-09
Osamu Kawakami 川上治 RO 4 Rep 4 2014-05 2018-03
Koichi Iwama Rep 4 2015-04 2017-03
Wing Man Shek 石詠文 Rep 4 2014-01 2017-02
Yoshiki Takeda 武田喜樹 RO 1, 4, 9 2014-01 2016-12
Yuzuru Mehara 目原讓 RO 1, 4, 9 2014-01 2016-05
Tsui Yan Sin 冼翠茵 Rep 1, 4, 9 2015-09 2016-05
Anthea Wai Sum Au-Yeung 歐陽為琛 RO 4, 9 2014-01 2015-10
Yuen Chi Tsui 徐苑諮 Rep 1, 4, 9 2014-04 2015-07
Toshihide Matsumoto 松本敏英 Rep 4, 9 2014-01 2015-05
Hideki Abe 阿部英樹 Rep 4 2014-01 2015-04
Jae Kyoo Yang 梁在奎 Rep 4 2014-02 2015-02
Katsumi Takagaki 高垣勝己 RO 1, 4, 9 2014-01 2015-02
Kung Hang Lo 羅功恆 Rep 4 2014-01 2014-12
Dennis Yu Ting Kwan 關宇亭 Rep 4, 9 2014-01 2014-06
Osamu Kurata 倉田修 RO 1, 4, 9 2014-01 2014-06
Nobuhiro Sato 佐藤信宏 Rep 4, 9 2014-01 2014-04
Kota Murakami 村上幸太 RO 1, 4, 9 2014-01 2014-04
Hung Ping Chan 陳鴻平 Rep 4, 9 2014-01 2014-03
Toshiya Fujiwara Rep 4 2014-01 2014-03
Showing 1–68 of 68

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