Kwan Yi Queenie Ng
吳鈞儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yi Queenie Ng (吳鈞儀), a licensed former licensee with CE reference AXL684. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2019-04-03 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-11 | 2019-04-03 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-09-11 | 2019-04-03 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2014-08-25 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-22 | 2014-08-25 |