Dennis Yu Ting Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Yu Ting Kwan (關宇亭), a licensed Representative with CE reference AFU648. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.5 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-15 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-15 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-05-15 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-27 | 2023-01-18 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-27 | 2023-01-18 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 - Asset management | 2021-04-27 | 2023-01-18 |
| MVision Private Equity Advisers Asia Limited | RO | Type 1 - Dealing in securities | 2014-09-29 | 2020-09-25 |
| MVision Private Equity Advisers Asia Limited | RO | Type 4 - Advising on securities | 2014-09-29 | 2020-09-25 |
| MVision Private Equity Advisers Asia Limited | Rep | Type 1 - Dealing in securities | 2014-08-05 | 2014-09-29 |
| MVision Private Equity Advisers Asia Limited | Rep | Type 4 - Advising on securities | 2014-08-05 | 2014-09-29 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-07 | 2014-06-20 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-01-07 | 2014-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Yu Ting Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.