Dennis Yu Ting Kwan
關宇亭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Yu Ting Kwan (關宇亭), a licensed Representative with CE reference AFU648. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-15 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-15 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-15 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-27 | 2023-01-18 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-27 | 2023-01-18 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 — Asset management | 2021-04-27 | 2023-01-18 |
| MVision Private Equity Advisers Asia Limited | RO | Type 1 — Dealing in securities | 2014-09-29 | 2020-09-25 |
| MVision Private Equity Advisers Asia Limited | RO | Type 4 — Advising on securities | 2014-09-29 | 2020-09-25 |
| MVision Private Equity Advisers Asia Limited | Rep | Type 1 — Dealing in securities | 2014-08-05 | 2014-09-29 |
| MVision Private Equity Advisers Asia Limited | Rep | Type 4 — Advising on securities | 2014-08-05 | 2014-09-29 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-07 | 2014-06-20 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-01-07 | 2014-06-20 |