SPS Investment Services Limited

新寶城投資顧問有限公司

CE No. AAI641 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPS Investment Services Limited (新寶城投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference AAI641. Currently licensed for regulated activity type(s) 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 8).
Category:: Sell side · Consulting ?
Registered address:: 2/F, Pinnacle Building, No.9 Ship Street, Wanchai
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	Pre-2003	present
Type 1 - Dealing in securities	Pre-2003	2003-10-02
Type 6 - Advising on corporate finance	Pre-2003	2018-04-13
Type 9 - Asset management	Pre-2003	2005-02-04

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Wai Ming Lau 劉偉明	RO 4, 6 Rep 1	Pre-2003	Present
David Cheung Fung Poon 潘長風	RO 4, 6, 9 Rep 1, 9	Pre-2003	Present
Man Hong Li 李民康	Rep 4	2016-02	Present
Albert Ming Hing Lam 林明興	Rep 1	Pre-2003	2003-10
Vincent Chi Ching Lau 劉志楨	Rep 1	Pre-2003	2003-10
Kwok Hing Ting 丁國慶	Rep 1	Pre-2003	2003-10
Wai Chi Wong 黃偉志	Rep 1	Pre-2003	2003-10
Hoi Fung Lam 林海峰	Rep 1	Pre-2003	2003-08