Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lehman Brothers Securities Asia Limited (美國雷曼兄弟證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAE656. Current licensed staff on file: 0 (total recorded over time: 141).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2024-11-13 |
| Type 4 - Advising on securities | Pre-2003 | 2003-09-04 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-04 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-09-04 |
| Type 9 - Asset management | Pre-2003 | 2003-09-04 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (141)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Joseph Adair | Rep 1 | 2007-05 | 2008-09 |
| Anthony John Arnaudy | Rep 1 | 2005-08 | 2008-09 |
| Martin Bertsch | Rep 1 | 2007-06 | 2008-09 |
| Jonathan Quinn Bolon | Rep 1 | 2008-07 | 2008-09 |
| Thibaut Jean-Manuel Camguilhem | Rep 1 | 2008-08 | 2008-09 |
| Shirley Mei Fung Chan 陳美鳳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-09 |
| Lu Lu Chang 張路路 | Rep 1 | 2006-08 | 2008-09 |
| Randy Chung-Hsia Chang 張崇夏 | Rep 1 | 2007-08 | 2008-09 |
| Wei-Chun Chang 張維君 | Rep 1 | 2008-02 | 2008-09 |
| Kenneth Yiu Man Chau 周耀文 | Rep 1 | 2008-05 | 2008-09 |
| Andy Hoi Tai Cheung 張海泰 | Rep 1 | 2008-08 | 2008-09 |
| Hye Jin Choi | Rep 1 | 2007-07 | 2008-09 |
| Jae Joon Choi | Rep 1 | 2007-08 | 2008-09 |
| Kenny Chong 莊嘉麟 | Rep 1 | 2007-04 | 2008-09 |
| Marco Chun Wah Chong 張俊華 | Rep 1 | 2006-04 | 2008-09 |
| Crisostomo Medardo Felicisimo Cultura 顧鎮廷 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-09 |
| Anindya Dasgupta | Rep 1 | 2008-05 | 2008-09 |
| Michael Anthony Di Iorio | Rep 1 | 2007-11 | 2008-09 |
| Yong Ding 丁勇 | Rep 1 | 2007-09 | 2008-09 |
| Jocelyn Jee Eun Doe | Rep 1 | 2006-11 | 2008-09 |
| Geoffrey Frederick Feldkamp | Rep 1 | 2008-01 | 2008-09 |
| Shuang Feng 馮爽 | Rep 1 | 2008-01 | 2008-09 |
| Luke Fletcher | Rep 1 | 2007-05 | 2008-09 |
| Chung Yin Fok 霍聰賢 | Rep 1 | 2007-07 | 2008-09 |
| Selina Suk Han Fung 馮淑嫻 | Rep 1 | 2006-04 | 2008-09 |
| William Ching Ho Fung 馮正可 | Rep 1 | 2005-02 | 2008-09 |
| John Swafford Goff | Rep 1 | 2008-06 | 2008-09 |
| Thomas Alan Halliwell | Rep 1 | 2007-05 | 2008-09 |
| Michael Oliver Haskamp 何敏行 | Rep 1 | 2008-02 | 2008-09 |
| Lee Kerry Hemmings | RO 1 Rep 1 | 2007-07 | 2008-09 |
| Alexander da Yung Ho | Rep 1 | 2008-08 | 2008-09 |
| Catherine Kai-Yung Ho 何開容 | Rep 1 | 2007-08 | 2008-09 |
| Sue Lin Holt | Rep 1 | 2004-02 | 2008-09 |
| Joonkee Hong 洪俊基 | Rep 1 | 2005-04 | 2008-09 |
| Varnit Jain | Rep 1 | 2008-01 | 2008-09 |
| Anuruk Karoonyavanich | Rep 1 | 2007-04 | 2008-09 |
| Tang Seng Kee | RO 1 Rep 1 | 2003-08 | 2008-09 |
| Astghik Khachatryan | Rep 1 | 2007-08 | 2008-09 |
| Hong Il Kim 金洪溢 | Rep 1 | 2008-04 | 2008-09 |
| Susan Eun Kim | Rep 1 | 2008-08 | 2008-09 |
| Scott William Kinnear-Nock | Rep 1 | 2008-05 | 2008-09 |
| Austin Voorhees Koenen Jr | Rep 1 | 2007-11 | 2008-09 |
| Ginam Koo | Rep 1 | 2008-05 | 2008-09 |
| Madhu Subramanian Lalgudi Gurumurthy | Rep 1 | 2007-08 | 2008-09 |
| David Tai Yuen Lam 林大源 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-09 |
| Joseph Han Wai Lau 劉恆瑋 | Rep 1 | 2007-07 | 2008-09 |
| Karen Yik Ki Law 羅亦琦 | Rep 1 | 2006-10 | 2008-09 |
| Calvin Chi Toa Lee 李智滔 | Rep 1 | 2007-08 | 2008-09 |
| Dennis Pui Yan Lee 李沛欣 | Rep 1 | 2007-03 | 2008-09 |
| Joseph Won Lee | Rep 1 | 2007-10 | 2008-09 |
| Karen Kar Woon Lee 李嘉媛 | Rep 1 | 2008-01 | 2008-09 |
| Jackson Cheuk Shun Leung 梁卓信 | Rep 1 | 2006-07 | 2008-09 |
| Sandy Wai Sum Leung 梁慧心 | Rep 1 | 2008-09 | 2008-09 |
| Wai Kei Leung 梁偉基 | Rep 1 | 2008-05 | 2008-09 |
| James Teik Beng Lim | Rep 1 | 2007-03 | 2008-09 |
| Terence Seng Chong Lim 林成忠 | Rep 1 | 2006-05 | 2008-09 |
| Xin Lin 林鑫 | Rep 1 | 2005-08 | 2008-09 |
| Yue Hin Lo 羅宇軒 | Rep 1 | 2008-08 | 2008-09 |
| Sylvia Ching Yan Luk 陸靜茵 | Rep 1 | 2005-01 | 2008-09 |
| Hin Chun Mak 麥顯俊 | Rep 1 | 2007-08 | 2008-09 |
| Johnson Mar | RO 1, 7 | Pre-2003 | 2008-09 |
| Hugh McPherson Lathrop Murray | Rep 1 | 2007-10 | 2008-09 |
| Bosco Yan Lam Ng 吳欣霖 | Rep 1 | 2008-08 | 2008-09 |
| David Nichols | RO 1 | 2007-10 | 2008-09 |
| Cynthia Nicot | Rep 1 | 2007-08 | 2008-09 |
| Scott Clifford Noble | Rep 1 | 2007-09 | 2008-09 |
| Christopher James Sidney O'Meara | RO 1 Rep 1, 7 | 2003-04 | 2008-09 |
| Simon Wui Shiang Ong | Rep 1 | 2007-04 | 2008-09 |
| David L Paine | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-09 |
| Yan Pang 龐艷 | Rep 1 | 2007-07 | 2008-09 |
| Lin Qiu 邱林 | Rep 1 | 2007-03 | 2008-09 |
| Michael Ryan Ramsey | Rep 1 | 2007-06 | 2008-09 |
| Eric Yu Lik Sam 沈宇力 | Rep 1 | 2007-03 | 2008-09 |
| Nikhil Harish Seshan | Rep 1 | 2007-08 | 2008-09 |
| Flora Ka Yan Shiu 邵家欣 | Rep 1 | 2007-07 | 2008-09 |
| Di Song 宋迪 | Rep 1 | 2008-04 | 2008-09 |
| John Anthony Sowinski | Rep 1 | 2008-02 | 2008-09 |
| Viswanathan R Subramanian | Rep 1 | 2007-08 | 2008-09 |
| Kirk Chester Sweeney | RO 1, 4, 6, 7, 9 | Pre-2003 | 2008-09 |
| Sigurbjorn Thorkelsson | Rep 1 | 2007-12 | 2008-09 |
| Derek Wai Hon Tong 唐偉瀚 | Rep 1 | 2007-08 | 2008-09 |
| Yan Wang 王炎 | Rep 1 | 2007-10 | 2008-09 |
| Paul Simon Warhurst | Rep 1 | 2007-09 | 2008-09 |
| Jordan Wallace Webb | Rep 1 | 2007-08 | 2008-09 |
| Marie Despina Elisabeth Wilkinson | Rep 1 | 2007-02 | 2008-09 |
| Ming Shing Wong 黃明勝 | Rep 1 | 2007-11 | 2008-09 |
| Jinhui Xie 謝錦慧 | Rep 1 | 2008-04 | 2008-09 |
| Peng Xie 謝鵬 | Rep 1 | 2008-08 | 2008-09 |
| Jack Hsin-Chou Yao 姚信州 | Rep 1 | 2007-09 | 2008-09 |
| Jack Sam Yee | Rep 1 | 2006-12 | 2008-09 |
| Kei Yuen Yeung 楊紀元 | Rep 1 | 2008-04 | 2008-09 |
| Joyce Dian Yuan | Rep 1 | 2007-04 | 2008-09 |
| Cheuk Ting Sara Yun 甄灼婷 | Rep 1 | 2006-08 | 2008-09 |
| Xu Xiang Zhou 周栩翔 | Rep 1 | 2007-08 | 2008-09 |
| Chin Keng Lee 李俊慶 | Rep 1 | 2007-07 | 2008-09 |
| Tung Kiu Tong 湯東橋 | Rep 1 | 2008-01 | 2008-09 |
| Jing Wang 王睛 | Rep 1 | 2007-07 | 2008-09 |
| Paul Allan Robinson | Rep 1 | 2008-05 | 2008-08 |
| David Archibald Douglas | RO 1 Rep 1 | 2005-07 | 2008-08 |
| Jessica Lee Lachs | Rep 1 | 2008-02 | 2008-07 |
Showing 1–100 of 141