Michael Ryan Ramsey

CE No. ALW391 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ryan Ramsey (), a licensed former licensee with CE reference ALW391. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 — Dealing in futures contracts 2011-09-15 2016-09-30
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-06-20 2016-09-30
Paribas Asia Equity Limited
巴黎巴亞洲証券有限公司
Rep Type 1 — Dealing in securities 2011-06-20 2011-12-30
BNP Paribas Futures (Hong Kong) Limited
法國巴黎期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2011-06-20 2011-12-30
MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
Rep Type 1 — Dealing in securities 2010-12-31 2011-06-14
MUSHK Limited Rep Type 1 — Dealing in securities 2010-08-18 2010-12-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-10 2008-12-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-10 2008-12-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-06-01 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-06-01 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2007-06-01 2008-09-29
Lehman Brothers Futures Asia Limited
Rep Type 2 — Dealing in futures contracts 2007-06-01 2008-09-29
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2005-04-08 2007-04-27

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