Xu Xiang Zhou
周栩翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Xiang Zhou (周栩翔), a licensed former licensee with CE reference APM161. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-01 | 2013-11-08 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-04 | 2013-11-08 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-09-04 | 2013-11-08 |
| PacBridge Capital Partners (HK) Limited |
Rep | Type 6 — Advising on corporate finance | 2009-04-27 | 2012-04-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-01-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-30 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-30 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-30 | 2008-09-29 |