Xu Xiang Zhou
周栩翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Xiang Zhou (周栩翔), a licensed former licensee with CE reference APM161. This person has 11.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-03-01 | 2013-11-08 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-09-04 | 2013-11-08 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-09-04 | 2013-11-08 |
| PacBridge Capital Partners (HK) Limited | Rep | Type 6 - Advising on corporate finance | 2009-04-27 | 2012-04-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-10 | 2009-01-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-30 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-30 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-30 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xu Xiang Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.