Hong Il Kim

金洪溢
CE No. AQT254 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Il Kim (金洪溢), a licensed former licensee with CE reference AQT254. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2009-04-07 2010-05-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-10 2010-05-25
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 — Advising on corporate finance 2008-10-10 2010-05-25
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2008-04-03 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2008-04-03 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance 2008-04-03 2008-09-29

Related