Scott Clifford Noble

CE No. APR259 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Clifford Noble (), a licensed former licensee with CE reference APR259. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Nomura Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-11-28 2009-01-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2008-10-09 2009-01-17
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-10-09 2009-01-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-09-20 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-09-20 2008-09-29
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2007-09-20 2008-09-29
Lehman Brothers Futures Asia Limited
Rep Type 2 — Dealing in futures contracts 2007-09-20 2008-09-29

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