Scott William Kinnear-Nock

CE No. AFH089 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott William Kinnear-Nock (), a licensed former licensee with CE reference AFH089. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2009-07-21 2012-09-13
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2008-05-16 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2008-05-16 2008-09-29
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities present 2008-04-15
CLSA Limited
中信里昂證券有限公司
Rep Type 4 — Advising on securities present 2004-03-16
CLSA Limited
中信里昂證券有限公司
Rep Type 6 — Advising on corporate finance present 2004-03-16
CLSA Limited
中信里昂證券有限公司
Rep Type 9 — Asset management present 2004-03-16

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