Hong Kong SFC Licensed Individuals Directory

Yun (SFC:BXL007) Hong CE BXL007 - active, Guosen Securities (HK) Capital Company Limited Yinqi Hu CE BXJ490 - active, Guosen Securities (HK) Capital Company Limited Zixin Huang CE BXH172 - active, Guosen Securities (HK) Capital Company Limited Yiyang (SFC:BXS747) Li CE BXS747 - active, Guosen Securities (HK) Capital Company Limited Zhibo Liu CE BXI917 - active, Guosen Securities (HK) Capital Company Limited Bolun (SFC:BXV996) Chen CE BXV996 - active, Goldman Sachs (Asia) L.L.C. Yuting Shi CE BXG907 - active, Guosen Securities (HK) Capital Company Limited Yi (SFC:BXL292) Wei CE BXL292 - active, Guosen Securities (HK) Capital Company Limited Xingjie Wen CE BXS624 - active, Guosen Securities (HK) Capital Company Limited Jiayi (SFC:BXW012) Chen CE BXW012 - active, Goldman Sachs (Asia) L.L.C. Rui Shen CE BXQ844 - active, Guosen Securities (HK) Brokerage Company, Limited Yuxiang Xiao CE BXH963 - active, Guosen Securities (HK) Capital Company Limited Qing (SFC:BXH872) Xu CE BXH872 - active, Guosen Securities (HK) Capital Company Limited Xin (SFC:BXJ569) Zhou CE BXJ569 - active, Guosen Securities (HK) Capital Company Limited Huiyang Zou CE BXL662 - ceased Yingtong Wei CE BXO183 - active, Guoyuan Capital (Hong Kong) Limited Ruiqi Dong CE BXV803 - active, Goldman Sachs (Asia) L.L.C. Lujia Feng CE BXY535 - active, Guotai Junan Securities (Hong Kong) Limited Mingjie (SFC:BXU045) Yang CE BXU045 - active, HONGKONG TOP TALENT INVESTMENT ADMINISTRATION LIMITED Yin Han Selina Tse CE BXX244 - active, HSBC Institutional Trust Services (Asia) Limited Wenjing (SFC:BXF599) Li CE BXF599 - active, HSBC Corporate Finance (Hong Kong) Limited Gaoyu Liu CE BXX234 - active, Guotai Junan Securities (Hong Kong) Limited Zhao Ma CE BXX399 - active, Guotai Junan Securities (Hong Kong) Limited Yan Yin Lau CE BXY425 - active, Goldman Sachs (Asia) L.L.C. Guojie Chen CE BXN332 - active, Haitong International Capital Limited Qingyi Fu CE BXW425 - active, Haitong International Capital Limited Jianyuan Gui CE BXN417 - active, Haitong International Capital Limited Xuanlong Liang CE BXW334 - active, Haitong International Securities Company Limited Chun (SFC:BXW422) Li CE BXW422 - active, Haitong International Capital Limited Hiu Hin Li CE BXO393 - active, Haitong International Securities Company Limited Qinhang Li CE BXW429 - active, Haitong International Capital Limited Yunong Lin CE BXW420 - active, Haitong International Capital Limited Yuechi Liu CE BXO397 - active, Haitong International Securities Company Limited Zhen Qi CE BXM269 - active, Haitong International Capital Limited Qingqing (SFC:BXU691) Yang CE BXU691 - active, Guotai Junan Securities (Hong Kong) Limited Zhao Shen CE BXW766 - active, Haitong International Capital Limited Jinyi Cai CE BXT938 - active, Haitong International Securities Company Limited Xiaoyu (SFC:BXV739) Zhou CE BXV739 - active, Haitong International Securities Company Limited Jiangcheng Wan CE BXP610 - active, Haitong International Securities Company Limited Ning (SFC:BXW421) Wang CE BXW421 - active, Haitong International Capital Limited Li (SFC:BXX717) Zhang CE BXX717 - active, Guotai Junan Securities (Hong Kong) Limited Xin (SFC:BXW430) Xiao CE BXW430 - active, Haitong International Capital Limited Ruize Xu CE BXO398 - active, Haitong International Securities Company Limited Siqi Lu CE BXY096 - active, Goldman Sachs (Asia) L.L.C. Yuekai Xuan CE BXW426 - active, Haitong International Capital Limited Bowen (SFC:BXO399) Zhang CE BXO399 - active, Haitong International Capital Limited Yixuan Zhuo CE BXU791 - active, Guotai Junan Securities (Hong Kong) Limited Ruosi Zhang CE BXW433 - active, Haitong International Capital Limited Yifei Zhu CE BXW424 - active, Haitong International Capital Limited Jiong Huang CE BXW796 - active, Haitong International Securities Company Limited Ka Lok Carlo Mut CE BXV705 - active, Goldman Sachs (Asia) L.L.C. Siu Yin Angela Lau CE BXW948 - active, Harmony Wealth Management Limited Zheng (SFC:BXJ536) Xu CE BXJ536 - active, Harvestwise Asset Management Limited Jing Mai CE BXF496 - active, HashKey Capital Limited Liang Hao CE BXQ811 - active, Hashbase Asset Management Limited Jiayuan (SFC:BXW280) Wang CE BXW280 - active, Hel Ved Capital Management Limited Bin (SFC:BXU396) Yang CE BXU396 - active, Heritvest Wealth Management (Hong Kong) Co., Limited Haotian Gao CE BXN424 - active, Hermitage Capital HK Limited Yijing Sun CE BXJ382 - active, Horun Capital Management Limited Haozhe Wang CE BXS864 - active, House of Champions (HK) Limited Chenxi Luo CE BXV945 - active, Howbuy Hong Kong Limited Qiuyuan Lu CE BXV666 - active, HuaAn Asset Management (Hong Kong) Limited Shiqi (SFC:BXV310) Zhang CE BXV310 - active, Haitong International Securities Company Limited Xingsong Lin CE BXR609 - active, Huafu International Securities Limited Kun (SFC:BXQ964) Zhang CE BXQ964 - active, Huajin Securities (International) Limited Chaofan Wang CE BXP460 - active, Huatai-Pinebridge Asset Management (International) Company Limited Junwen Xiao CE BXY133 - active, Goldman Sachs (Asia) L.L.C. Xiao (SFC:BXY192) Xiao CE BXY192 - active, Goldman Sachs (Asia) L.L.C. Xiyu Xiao CE BXY249 - active, Goldman Sachs (Asia) L.L.C. Jun (SFC:BXY299) Xu CE BXY299 - active, Goldman Sachs (Asia) L.L.C. Binyan Zhou CE BXQ253 - active, INSIGHTNOVA CAPITAL LIMITED Ying (SFC:BXJ359) Wang CE BXJ359 - active, Index HK Limited Sze Yan Pang CE BXR744 - active, IPP Financial Advisers Limited Yin Hei Siu CE BXR414 - active, IPP Financial Advisers Limited Ke (SFC:BXX886) Zhang CE BXX886 - active, Goldman Sachs (Asia) L.L.C. Rui (SFC:BXS348) Deng CE BXS348 - active, Huatai Financial Holdings (Hong Kong) Limited Edward Wing Cheung Szeto CE BXS825 - active, International Commerce Corporation Xudong Gao CE BXM114 - active, Huatai Financial Holdings (Hong Kong) Limited Arthur Cho Jun Kuan CE BXU456 - active, Interactive Brokers Hong Kong Limited Jie Ao CE BXU270 - active, JA Securities Limited On Ting Lau CE BXU457 - active, Interactive Brokers Hong Kong Limited Yang (SFC:BXP979) Hong CE BXP979 - active, Huatai Financial Holdings (Hong Kong) Limited Xiaotong Hu CE BXR664 - active, Huatai Financial Holdings (Hong Kong) Limited Ke Ji CE BXR312 - active, Huatai Financial Holdings (Hong Kong) Limited Pengfei (SFC:BXX397) Zhao CE BXX397 - active, JQ Investments (HK) Limited Xin Zhu CE BXX372 - active, JQ Investments (HK) Limited Tzu-Chieh Hsu CE BXN264 - active, J.P. Morgan Securities (Far East) Limited Jingyi Dong CE BXT947 - active, J.P. Morgan Broking (Hong Kong) Limited Ka Leung Lee CE BXR667 - active, J.P. Morgan Securities (Far East) Limited Shida Li CE BXQ799 - active, Huatai Financial Holdings (Hong Kong) Limited Xiang (SFC:BXL495) Li CE BXL495 - active, Huatai Financial Holdings (Hong Kong) Limited Carson Chun Kit Lam CE BXV481 - active, J.P. Morgan Broking (Hong Kong) Limited Wesley Matthew Domsalla CE BXX482 - active, Jane Street Asia Pacific Limited Noah Anthony Hagar-Dent CE BXW938 - active, Jane Street Asia Pacific Limited Ruzhen Liu CE BXK221 - ceased Jacob Sanford Kaplan CE BXU135 - active, Jane Street Asia Pacific Limited Shu (SFC:BXL966) Feng CE BXL966 - active, Jiangquan Securities Company Limited Yegang Wu CE BXX823 - active, JPMorgan Asset Management (Asia Pacific) Limited Bochun Zhang CE BXN934 - active, J.P. Morgan Securities (Far East) Limited Jacqueline Ang CE BXQ623 - active, Jefferies Hong Kong Limited Nelson Zhi Li CE BXW631 - active, Jane Street Asia Pacific Limited Zixin Liu CE BXJ891 - active, Huatai Financial Holdings (Hong Kong) Limited Sze Yuen Cheung CE BXY441 - active, Jefferies Hong Kong Limited Yong Jian Ng CE BXU798 - active, Jane Street Asia Pacific Limited William Peter John Papantoniou CE BXV472 - active, Jane Street Asia Pacific Limited Emilie Kamen Tew CE BXU018 - active, J.P. Morgan Broking (Hong Kong) Limited Derek Xu CE BXV225 - active, Jane Street Asia Pacific Limited Helen Lu CE BXU737 - active, KTF Capital Management Limited Zhiqiang Wang CE BXM119 - active, Huatai Financial Holdings (Hong Kong) Limited Mengxue Xiao CE BXS904 - active, Keypoint Asset Management Company Limited Chengwei Xu CE BXO453 - active, Huatai Financial Holdings (Hong Kong) Limited Qiyao Xu CE BXN693 - active, Huatai Financial Holdings (Hong Kong) Limited Wenxin Xu CE BXP423 - active, Huatai Financial Holdings (Hong Kong) Limited Yuxin Deng CE BXX607 - active, Kingsway Financial Services Group Limited Jingjing Yan CE BXQ499 - active, Huatai Financial Holdings (Hong Kong) Limited Linhua Chen CE BXN686 - active, KunPeng Securities Limited Ka Long Lam CE BXV853 - active, LEAN ARC INVESTMENT MANAGEMENT LIMITED Yujin Jang CE BXU747 - active, LGT Capital Partners (Asia-Pacific) Limited Seokwoo Kang CE BXW114 - active, LGT Capital Partners (Asia-Pacific) Limited Laura Carolina Suhner CE BXX137 - active, LGT Capital Partners (Asia-Pacific) Limited Ao (SFC:BXJ877) Zhang CE BXJ877 - active, Huatai Financial Holdings (Hong Kong) Limited Shuai (SFC:BXJ945) Zhang CE BXJ945 - active, Huatai Financial Holdings (Hong Kong) Limited Xingchen Zhang CE BXT809 - active, Huatai Financial Holdings (Hong Kong) Limited Xinyuan (SFC:BXP422) Zhang CE BXP422 - active, Huatai Financial Holdings (Hong Kong) Limited Xiurong Zheng CE BXS969 - active, Huatai Financial Holdings (Hong Kong) Limited Po Man Alice Mak CE BXU661 - active, Leo Capital Corp (Hong Kong) Limited Rudi Zhu CE BXT574 - active, Huatai Financial Holdings (Hong Kong) Limited Yang (SFC:BXR019) Xiao CE BXR019 - active, LGT Investment Management (Asia) Limited Peng (SFC:BXH219) Li CE BXH219 - active, Long Key Capital Limited Yichao (SFC:BXQ319) Wang CE BXQ319 - active, Longma International Family Office Limited Royston Kang Whye Low CE BXV685 - active, Lombard Odier (Hong Kong) Limited Ka Lok Kellogg Wong CE BXE090 - active, Lotus Asset Management Limited Zihao Rui CE BXS263 - active, MFG Limited Owen (SFC:BXW009) Chan CE BXW009 - active, MY.Alpha Management HK Advisors Limited Chung Long Choi CE BXU538 - active, MUFG Securities Asia Limited Wing Sze Eva Carmen Kwan CE BXW024 - active, MUFG Securities Asia Limited Huimin Lai CE BXW479 - active, Magnum Research Limited Chi Chiu (SFC:BXU437) Leung CE BXU437 - active, Master Trademore Securities Limited Zhenyuan Shi CE BXU094 - active, Master Trademore Securities Limited Yige (SFC:BXV359) Zhang CE BXV359 - active, Matthews Global Investors (Hong Kong) Limited Xinhao Li CE BXV783 - active, Maxa Capital Limited Zhiming Mei CE BXX084 - active, Maxwealth Global Asset Management Company Limited Man Kin Law CE BXX976 - active, Mega Global Securities Limited Xiaolei (SFC:BXW224) Wang CE BXW224 - active, Mega Global Securities Limited Wun Kiu Cheng CE BXS908 - active, Manulife Investment Management (Hong Kong) Limited Shuk Kwan (SFC:BXX815) Hui CE BXX815 - active, Manulife Investment Management (Hong Kong) Limited Chun Ming Alfred Chiu CE BXU262 - active, Mirae Asset Global Investments (Hong Kong) Limited Kwan Yee (SFC:BXV628) Lam CE BXV628 - active, Manulife Investment Management (Hong Kong) Limited Shuo (SFC:BXW393) Yu CE BXW393 - active, MoneyMore Securities Limited Yuxin (SFC:BXV886) Zhang CE BXV886 - active, Moelis & Company Asia Limited Chengyu Li CE BXU050 - active, Millennium Capital Management (Hong Kong) Limited Gautier Stanislas Bernard Pellerin CE BXU557 - active, Merrill Lynch (Asia Pacific) Limited Ping (SFC:BXV328) Lu CE BXV328 - active, Millennium Capital Management (Hong Kong) Limited Ho Hon Luk CE BXV353 - active, Manulife Investment Management (Hong Kong) Limited Maheesh Baijal CE BXX880 - active, Morgan Stanley Asia Limited Minkyung Moon CE BXX248 - active, Moody's Investors Service Hong Kong Limited Rebecca Li Ping Tan CE BXU683 - active, Moody's Investors Service Hong Kong Limited Chad Brett Karpes CE BXY601 - active, Merrill Lynch (Asia Pacific) Limited Seung Hoon Choi CE BXY263 - active, Morgan Stanley Asia Limited Nan (SFC:BXU524) Yang CE BXU524 - active, Millennium Capital Management (Hong Kong) Limited Qifan Zhang CE BXW019 - active, Millennium Capital Management (Hong Kong) Limited Brenton Keith Smith CE BXU406 - active, Mizuho Securities Asia Limited Bo (SFC:BXX332) Wu CE BXX332 - active, Manulife Investment Management (Hong Kong) Limited Qianwen Hu CE BXY645 - active, Morgan Stanley Asia Limited Chak Ho Chau CE BXX854 - active, Natixis Asia Limited Ying Yang Chu CE BXV587 - active, Natixis Asia Limited Yaxuan Wan CE BXU614 - active, Natixis Investment Managers Hong Kong Limited Kwok-Cheung Yu CE BXU613 - active, Natixis Investment Managers Hong Kong Limited Qiao (SFC:BXV690) Deng CE BXV690 - active, Natixis Asia Limited Jianzong Tu CE BVK931 - active, Neutral Financial Holding Company Limited Fei Hu CE BXU344 - active, New Harvest Wealth Securities Company Limited Yu-Chi Lo CE BXV216 - active, Morgan Stanley Asia Limited Xiner Yuan CE BXR550 - active, New Harvest Wealth Securities Company Limited Haocheng Li CE BXU131 - active, Nittan Securities Asia Limited Yu (SFC:BXV848) Fan CE BXV848 - active, North Rock Capital Management (HK) Limited Lok Yin Tai CE BXO109 - active, Morgan Stanley Asia Limited Taichi Aono CE BXV910 - active, Nomura International (Hong Kong) Limited Chung Fan Jamie Cheng CE BXW385 - active, Nomura International (Hong Kong) Limited Yuepeng Li CE BXY221 - ceased Wenhao Qu CE BXO379 - active, Orient Securities (Hong Kong) Limited Luyao (SFC:BXY194) Liu CE BXY194 - active, Morgan Stanley Asia Limited Nan (SFC:BXQ804) Luo CE BXQ804 - active, Orient Securities (Hong Kong) Limited Rae Zhao CE BXN868 - active, PJT Partners (HK) Limited Stephane Labbe CE BXW716 - active, PSP Investments Asia Limited Kuohsiang Sun CE BXR433 - active, Orient Securities (Hong Kong) Limited Yan Tung Yip CE BXY684 - active, PIMCO Asia Limited Zihong (SFC:BXU026) Huang CE BXU026 - active, Paragon Capital Management (HK) Private Limited Ziwen Liu CE BXW735 - active, Patrons Capital Limited Yuchen Shi CE BXV626 - active, Morgan Stanley Asia Limited Jintao Hong CE BXX018 - active, Phillip Securities (Hong Kong) Limited Lei (SFC:BXQ960) Dong CE BXQ960 - active, Ping An Securities (Hong Kong) Company Limited Ning (SFC:BXQ959) Wang CE BXQ959 - active, Ping An Securities (Hong Kong) Company Limited Keyi (SFC:BXV671) Wang CE BXV671 - active, Ping An of China Asset Management (Hong Kong) Company Limited Zhenlin Zhao CE BXQ961 - active, Ping An Securities (Hong Kong) Company Limited Tsz Ho (SFC:BXV851) Tsang CE BXV851 - active, Phillip Securities (Hong Kong) Limited Guilin Wang CE BXY206 - active, Phillip Securities (Hong Kong) Limited Yan (SFC:BXV337) Chen CE BXV337 - active, Point72 Hong Kong Limited Shiding Chen CE BXW606 - active, Polymer Capital Management (HK) Limited Jinxue Li CE BXV366 - active, Powership Capital Management Limited Pengcheng Ge CE BXJ341 - active, Preeminent Asset Management Limited Long Ip CE BXY190 - active, Point72 Hong Kong Limited Zhanbo Sun CE BXW804 - active, Polymer Capital Management (HK) Limited Donglin Li CE BXV930 - active, Point72 Hong Kong Limited Chia-Wen Fu CE BXS429 - active, Principal Investment & Retirement Services Limited Shuchen Liu CE BXW746 - active, Point72 Hong Kong Limited Yifan (SFC:BXV280) Zhang CE BXV280 - active, Point72 Hong Kong Limited Xinyue Zeng CE BXW550 - active, Pureheart Capital Asia Limited Ziyi (SFC:BXV350) Zhao CE BXV350 - active, Pureheart Capital Asia Limited Geordie Charles Kenneth Younger CE BXW525 - active, Pyrmont Wealth Management Limited Nicholas Lee CE BXU540 - active, Qantex Capital Markets Limited Lee Ka Erica Chan CE BXU261 - active, Quam Asset Management Limited Jieying Liang CE BXU570 - active, Prudential Brokerage Limited Yee Lam (SFC:BXW617) Lo CE BXW617 - active, RC Futures Advisory Limited Jheng-Yuan Ho CE BXU216 - active, Qube Research & Technologies Hong Kong Limited Polina Kurdyavko CE BXS436 - active, RBC Global Asset Management (Asia) Limited Kotaro Okawa CE BXW992 - active, Qube Research & Technologies Hong Kong Limited Jing (SFC:BXW283) Zeng CE BXW283 - active, Qube Research & Technologies Hong Kong Limited Sze Chun Lai CE BXX623 - active, Rakuten Securities Hong Kong Limited Yau Tak Tang CE BXS617 - active, RhinoX Limited Tao (SFC:BUB077) Hong CE BUB077 - active, Rising Securities Limited Yang (SFC:BXO499) Yu CE BXO499 - active, Roofer Securities Limited Oi Chun Leung CE BUY457 - active, Royal Family Asset Management Limited Pui Yi (SFC:BXX240) Ho CE BXX240 - active, SBI China Capital Financial Services Limited Guillaume Alexandre Theophile Blassel CE BXX473 - active, SG Securities (HK) Limited Fan (SFC:BXU680) Chen CE BXU680 - active, SPDB International Investment Management Limited Kazuya Fujita CE BXV912 - active, SMBC Nikko Securities (Hong Kong) Limited Siqi (SFC:BXU567) Yang CE BXU567 - active, SDIC Securities (Hong Kong) Limited Di (SFC:BXX112) Luo CE BXX112 - active, Schonfeld Strategic Advisors (Hong Kong) Limited Keisuke Nakagawa CE BXX853 - active, SMBC Nikko Securities (Hong Kong) Limited Kaji Gerard Nobs CE BXV929 - active, SMBC Nikko Securities (Hong Kong) Limited Kang Yuan CE BXW604 - active, Sanford C. Bernstein (Hong Kong) Limited Hiranuma Shin CE BXX526 - active, SMBC Nikko Securities (Hong Kong) Limited Naiwei Sun CE BXL254 - active, Shanxi Securities International Limited Jieyao Zhang CE BXS154 - active, Shanggu Asset Management (Asia) Limited Man Ching (SFC:BXW204) Lam CE BXW204 - active, Shinka Capital Management Limited Yuyan Qian CE BXV222 - active, Shenwan Hongyuan Capital (H.K.) Limited Yujie (SFC:BXY217) Xu CE BXY217 - active, Shenwan Hongyuan Capital (H.K.) Limited Hui Yu Teresa Leung CE BQM358 - active, Silverhorn Investment Advisors Limited Xiaohao Zeng CE BXW402 - active, Shenwan Hongyuan Capital (H.K.) Limited Cheng (SFC:BXU459) Qian CE BXU459 - active, Sino Financial Asset Management Limited Jessica Jiahui Gong CE BXY804 - active, Shenwan Hongyuan Securities (H.K.) Limited Xianyi Hong CE BXX161 - active, Shenwan Hongyuan Securities (H.K.) Limited Man Yee Lok CE BAB073 - active, SoFi Securities (Hong Kong) Limited Xiaozhou Shen CE BXI752 - active, Soochow Securities International Capital Limited Qinglin Yang CE BXV265 - active, Shenwan Hongyuan Securities (H.K.) Limited Qinyang Wang CE BXV599 - active, Sinolink Securities (Hong Kong) Company Limited Kin Chun Marco Wong CE BXT840 - active, Somerley Capital Limited Jiashuai Ji CE BXT823 - active, Splentide Capital Limited Mang Fai Chan CE BXW504 - active, Standard Perpetual Securities Limited Kai Kuen Lam CE BOS009 - active, State Fortune Capital Management Limited