Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Abdelhak Adjriou
CE BXV509 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Yuanyuan Fang
CE BXX670 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Alvin Kim Chian Koo
CE BXV504 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Patrice David Schlomo Ktorza
CE BXV227 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Shamir Pandya
CE BXV510 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Yannick Filipe Selgas Leite Velho
CE BXU783 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Xiao Shu
CE BXV343 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Andre Michel Wiskirski
CE BXV503 - active, Arrowpoint Investment Partners (Hong Kong) Limited
Zidan Su
CE BXR361 - active, Astroll Management Limited
Sze Man Claulic Tang
CE BXV266 - active, Aspenwood Capital Limited
Xiaojuan Wang
CE BXX010 - active, Ark Group Holdings (Hong Kong) Limited
Beth Zan
CE BXU098 - active, Auspicious Capital Management Limited
Li He
CE BXU367 - active, Avantua Capital Management Limited
Sagar Sameer Madhrani
CE BXX492 - active, Axial Partners Limited
Sik Ying Janice Chan
CE BXV250 - active, BCT Financial Limited
Zihan Chen
CE BXV869 - active, BANDS Financial Limited
Jiayi Wang
CE BXV761 - active, BANDS Financial Limited
Chun Wing Lee
CE BXW594 - active, BCT Financial Limited
Xinchi Shu
CE BXW110 - active, BOCOM International Securities Limited
Wai Yip Chung
CE BXW167 - active, Balyasny Asset Management (Hong Kong) Limited
Tze Hin Calvin Lee
CE BXW873 - active, Bank Consortium Trust Company Limited
Nan Ma
CE BXS868 - active, BNP Paribas Securities (Asia) Limited
Mei Wan Lee
CE BOU800 - active, Basis Asset Management Limited
Jem Mollaahmetoglu Dunman
CE BXS798 - active, Barclays Capital Asia Limited
Suixin Xu
CE BXV342 - active, BNP Paribas Securities (Asia) Limited
Hui Wang
CE BXU185 - active, Beyond Ventures Asset Management Limited
Ting Deng
CE BXE976 - active, BlackWing Asset Management Co., Limited
Chak Lung Chau
CE BXV914 - active, Blackhorn Wealth Management Limited
Ka Nok Christopher Lee
CE BXW528 - active, Barclays Capital Asia Limited
Bolong Jiang
CE BXV854 - active, Blue Ocean Asset Management Limited
Qingfang Liu
CE BXU011 - active, Blackhorn Wealth Management Limited
Chong Liu
CE BXU020 - active, Barclays Capital Asia Limited
Matthew Laurence Bateman
CE BXW780 - active, BlackRock Asset Management North Asia Limited
Shun Ping Mo
CE BUO265 - active, Blue Water Capital Management Limited
Yan Dai
CE BOP217 - active, Bosera Asset Management (International) Co., Limited
Zixuan Dou
CE BXU530 - active, Bosera Asset Management (International) Co., Limited
Yue Ma
CE BXU533 - active, Bosera Asset Management (International) Co., Limited
Yiwen Wu
CE BXW843 - active, Barclays Capital Asia Limited
Yuzhu Luo
CE BXQ543 - active, Bright Moon Securities Limited
Ruiyao Ren
CE BXW231 - active, BlackRock Asset Management North Asia Limited
Renyan Huang
CE BXY860 - active, CCB International Securities Limited
Jihong Zhao
CE BXP944 - active, CDH Investments Management (Hong Kong) Limited
Qin Wang
CE BXV579 - active, BlackRock Asset Management North Asia Limited
Peixuan He
CE BXU558 - active, CCB International Capital Limited
Yuen Ting Ho
CE BXX793 - active, CCB International Capital Limited
Shixin Ma
CE BXY859 - active, CCB International Securities Limited
Xiangyu Li
CE BXT775 - active, CCB International Capital Limited
Zhiming Yang
CE BXX936 - ceased
Ho Yi Yeung
CE BXX900 - active, CCB International Capital Limited
Boyao Liang
CE BXV932 - active, CITIC Securities Asset Management (HK) Limited
Wan Ki Cheung
CE BXX682 - active, CITIC Securities Brokerage (HK) Limited
Xiao Chen
CE BXT820 - ceased
Zheqi Fan
CE BXW777 - active, CITIC Securities Brokerage (HK) Limited
Jinshui Dai
CE BXT910 - active, CITIC Securities Brokerage (HK) Limited
Yinlan Mo
CE BXT984 - active, CITIC Securities International Global Markets Limited
Jiarui Wang
CE BXV295 - active, CITIC Securities International Global Markets Limited
Shixian Yang
CE BXO500 - active, CMB International Capital Limited
Zeyun Li
CE BXV659 - active, CITIC Securities Brokerage (HK) Limited
Guannan Zhang
CE BXV641 - active, CITIC Securities International Global Markets Limited
Yunyun Cao
CE BXU335 - active, CMB International Securities Limited
Xinming Yang
CE BXV488 - active, CITIC Securities Brokerage (HK) Limited
Ran Dang
CE BXX680 - active, CLSA Limited
Ying Yang
CE BXT913 - active, CITIC Securities Brokerage (HK) Limited
Menghan Zhao
CE BXT928 - active, CITIC Securities Brokerage (HK) Limited
Enliang Dong
CE BXO150 - active, CLSA Limited
Hao Zhou
CE BXU015 - active, CITIC Securities Brokerage (HK) Limited
Yichuan Zhang
CE BXS364 - active, CMS Asset Management (HK) Co., Limited
Yangyang Gao
CE BXV849 - active, CMB International Securities Limited
Mei Lin Lam
CE BXP673 - active, CNI Securities Group Limited
Yuk Wah Kwok
CE BXT995 - active, CNCB (Hong Kong) Capital Limited
Youyi Wu
CE BXQ899 - active, CNCB (Hong Kong) Capital Limited
Mingchu Li
CE BXM359 - active, CLSA Limited
Yingming Shu
CE BXS863 - active, CSC Futures (HK) Limited
Yi Lu
CE BXL767 - active, CTI Capital Hong Kong Limited
Yingyue Hu
CE BXW312 - active, CLSA Limited
Egor Lyfar
CE BXV212 - active, CWB Hong Kong Limited
Chai Sam Tsang
CE BXQ156 - active, Cachet Asset Management Limited
Zhichao Shen
CE BXT777 - active, Caitong International Capital Co., Limited
Rundong Qi
CE BXW541 - active, CMB International Securities Limited
Sheng Ye
CE BXT776 - active, Caitong International Capital Co., Limited
Theng Luck Mark Lim
CE BXF770 - active, Capital International, Inc.
Giovanni Paolo Ruggiero
CE BYA146 - active, Capula Investment Management Asia Limited
Zhenyi Zhao
CE BXS909 - active, Carnegie Hill Capital Partners Limited
Yung-Ming Tseng
CE BXW368 - active, Capital Global Management Limited
Qin Li
CE BXU079 - active, Carret Private Capital Limited
Yue Zhang
CE BXS824 - active, CMB International Securities Limited
Yan Fuk Liu
CE BXR376 - active, Centaline Securities Limited
Hiu Wun Poon
CE BUF854 - active, Centaline Securities Limited
Yixi Lian
CE BXN938 - active, CLSA Limited
Leqi Sun
CE BXU493 - active, CLSA Limited
Hao Li
CE BXS318 - active, Changjiang Securities Brokerage (HK) Limited
Juntao Li
CE BXR608 - active, Changjiang Securities Brokerage (HK) Limited
Tongyao Liu
CE BXR549 - active, Changjiang Securities Brokerage (HK) Limited
Qianci Wan
CE BXX753 - active, Changjiang Securities Brokerage (HK) Limited
Aodong Wang
CE BXC121 - active, China Alpha Fund Management (HK) Limited
Hoi Yan Fong
CE BXY264 - active, China CIFCO Securities Co., Limited
Huiqiang Yang
CE BXT850 - active, Changjiang Securities Brokerage (HK) Limited
Zhenxing He
CE BXU765 - active, China Asset Management (Hong Kong) Limited
Mo Sha
CE BXV320 - active, China DIFI Securities Limited
Zihan Liu
CE BXV491 - active, CLSA Limited
Peng Zheng
CE BXU766 - active, China Asset Management (Hong Kong) Limited
Yiqing Wan
CE BXH058 - active, China Great Bay Area Fund Management Co., Limited
Wang Yao
CE BXH206 - active, China Great Bay Area Fund Management Co., Limited
Yahui Luo
CE BXV340 - active, Chief Securities Limited
Shimeng Fang
CE BXQ628 - active, China Industrial Securities International Capital Limited
Po Yu Man
CE BXY481 - active, China Galaxy International Securities (Hong Kong) Co., Limited
Lei Lei
CE BXV284 - ceased
Yucai Dou
CE BXO405 - active, China Galaxy International Securities (Hong Kong) Co., Limited
Xueqi Wang
CE BXV911 - active, China Galaxy International Securities (Hong Kong) Co., Limited
Shiyuan Wang
CE BXW209 - active, China Industrial Securities International Brokerage Limited
Dan Ren
CE BXQ183 - active, CLSA Limited
Hongyuan Ma
CE BXO467 - active, China Galaxy International Securities (Hong Kong) Co., Limited
Yichao Liu
CE BXV541 - active, China Life Franklin Asset Management Co., Limited
Linxiao Sun
CE BXN940 - active, CLSA Limited
Hanwen Wang
CE BXX912 - active, CLSA Limited
Yang Song
CE BXS491 - active, China International Capital Corporation Hong Kong Securities Limited
Wanyi Ge
CE BXU569 - active, China Merchants Securities (HK) Co., Limited
Wencong Wang
CE BXP329 - active, CLSA Limited
Ximing Wang
CE BXM147 - active, CLSA Limited
Liwei Ai
CE BXN003 - active, China Securities (International) Corporate Finance Company Limited
Yuren Wang
CE BXX416 - active, CLSA Limited
Zeyang Wang
CE BXX606 - active, CLSA Limited
Sitong Chen
CE BXU208 - active, China Securities (International) Brokerage Company Limited
Jundao Chen
CE BXM142 - active, China Securities (International) Corporate Finance Company Limited
Chao Chen
CE BXT906 - active, China Sunrise Capital Limited
Linghao Hua
CE BXN009 - active, China Securities (International) Corporate Finance Company Limited
Zihao Li
CE BXU681 - active, China Securities (International) Brokerage Company Limited
Wanbo Zhao
CE BXT570 - active, China International Capital Corporation Hong Kong Securities Limited
Zijun Xian
CE BXY265 - active, Xin Yongan International Securities Company Limited
Lei Liao
CE BXN007 - active, China Securities (International) Corporate Finance Company Limited
Xiyao Peng
CE BXS940 - active, China Merchants Securities (HK) Co., Limited
Wenfei Tan
CE BXV237 - active, Chomolungma Asset Management Limited
Zeyu Peng
CE BXX979 - active, China Merchants Securities (HK) Co., Limited
Wen Fang Ren
CE BXU182 - active, China Merchants Securities (HK) Co., Limited
Yannan Wu
CE BXX435 - active, China Securities (International) Brokerage Company Limited
Fanren Mo
CE BXN042 - active, China Securities (International) Corporate Finance Company Limited
Hang San Tsoi
CE BXU184 - active, China Merchants Futures (HK) Co., Limited
Yu Heng Zeng
CE BXX434 - active, China Securities (International) Brokerage Company Limited
Huaxing Huang
CE BXW825 - active, Chubb Investment Management (HK) Limited
Jiang Zhan
CE BXU269 - active, Cinda International Capital Limited
Kwok Sum Leung
CE BXS546 - active, Chubb Investment Management (HK) Limited
Hau Yi Vivian Li
CE BXV691 - active, Chubb Investment Management (HK) Limited
Zhicheng Li
CE BXU453 - active, Chubb Investment Management (HK) Limited
Yuan Yao
CE BXN714 - active, CLSA Limited
Ziying Zhong
CE BXV442 - active, China Securities (International) Brokerage Company Limited
Yue Bai
CE BXV923 - active, Citadel Asia Limited
Boyang Guo
CE BXS331 - active, Citadel Securities (Hong Kong) Limited
Longtian Ji
CE BXX843 - active, Citadel Securities (Hong Kong) Limited
Mengchen Zhang
CE BXX521 - active, Citadel Asia Limited
Yunhao Zhang
CE BXX616 - active, Citadel Securities (Hong Kong) Limited
Diyu Huang
CE BXT807 - active, China International Capital Corporation Hong Kong Securities Limited
Matthias Olivier Lanzoni
CE BXU428 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Guillaume Muros
CE BXU426 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited
Lijia Li
CE BXP480 - active, Computershare Hong Kong Investor Services Limited
Zhuoheng Jiang
CE BXT847 - active, China International Capital Corporation Hong Kong Securities Limited
Yuting Zhang
CE BXN939 - active, CLSA Limited
Zhaoxiang Zhang
CE BXW171 - active, CLSA Limited
Wenrong Zhao
CE BXM144 - active, CLSA Limited
Kui Hei Ng
CE BXT945 - active, Cosmos One Capital Limited
Zheng Ying
CE BXU744 - active, D. E. Shaw & Co. (Asia Pacific) Limited
Manu Khandelwal
CE BXU616 - active, Citigroup Global Markets Asia Limited
Meiji Lai
CE BXP554 - active, DL SECURITIES (HK) LIMITED
Zilin Wang
CE BXW906 - active, DRW (Hong Kong) Limited
Qiaomu Ye
CE BXV352 - active, Dagong Global Hong Kong Limited
Zhicheng Zhu
CE BXO376 - active, Dapu Asset Management (HK) Limited
Xinle Liang
CE BXT636 - active, Daiwa Capital Markets Hong Kong Limited
Jisung Oh
CE BXS649 - active, Digital Climate Securities HK Limited
Yunli Qi
CE BXW757 - active, Citigroup Global Markets Asia Limited
Yuren Chu
CE BXQ768 - active, Donghai International Securities (Hong Kong) Limited
Gang Zhu
CE BXS834 - active, Draconequus Capital Limited
Yilin Ma
CE BXU414 - active, China International Capital Corporation Hong Kong Securities Limited
Yunlin Bai
CE BVR963 - active, Dynasty Alliance Investment Management Limited
Lei Wang
CE BXV697 - active, E Fund Management (Hong Kong) Co., Limited
Richard Chen Xiao Yang
CE BXX726 - active, Dymon Asia Capital (HK) Limited
Jialin Wu
CE BXW662 - active, E Fund Management (Hong Kong) Co., Limited
Karita Tsui
CE BXU161 - active, EXIO Limited
Lekh Harish Bhatia
CE BXW399 - active, Eclipse Options (HK) Limited
Sze Ching Pang
CE BXV767 - active, Eddid Securities and Futures Limited
Ho Wang Wong
CE BXQ434 - active, Eddid Securities and Futures Limited
Xiaoyang Zhang
CE BXV924 - active, Etna Capital Management Company Limited
Thomas Christian Koch
CE BXY339 - active, ExodusPoint Capital Management Hong Kong, Limited
Hong Ru Xu
CE BXE047 - active, FFT Investment Limited
Qianlei Wang
CE BXT568 - active, China International Capital Corporation Hong Kong Securities Limited
Peilin Zhang
CE BXQ631 - ceased
Jing Chen
CE BXX609 - active, Fangyuan Capital (Hong Kong) Limited
Xuejiao Wang
CE BXU272 - active, China International Capital Corporation Hong Kong Securities Limited
Mark William Mulholland
CE BXU514 - active, FIL Investment Management (Hong Kong) Limited
Chue Fung Lee
CE BXQ698 - active, FWD Financial Planning Limited
Mei Tuan Adele Teo
CE BXT781 - active, FIL Investment Management (Hong Kong) Limited
Wing Yin Li
CE BTH578 - active, FWD Financial Planning Limited
Shaojie Wang
CE BXY741 - active, Finloop Finance Limited
Borui Zhu
CE BXU350 - active, Finloop Finance Limited
Yat Sang Lai
CE BXU724 - active, FIL Investment Management (Hong Kong) Limited
Kenji Fukumitsu
CE BXV477 - active, First Sentier Investors (Hong Kong) Limited
Naohiro Takahashi
CE BXV490 - active, First Sentier Investors (Hong Kong) Limited
Kwun Hei Chow
CE BXR373 - active, Fitch (Hong Kong) Limited
Tao Li
CE BXX818 - ceased
Ka Wun So
CE BJX867 - active, Forebright Capital Management Limited
Kaifeng Ding
CE BXX301 - active, Fortune Asset Management Limited
Chun Man Lee
CE BXW157 - active, Forthright Securities Company Limited
Zikang Zheng
CE BXX250 - active, Fortune Max International Asset Management Limited
Wai Hung Ng
CE BXX887 - active, Forthright Securities Company Limited
Tsz Fai Wong
CE BXX253 - active, Forthright Securities Company Limited
Jingqi Liu
CE BXL893 - active, Fosun International Capital Limited
Honglong Qi
CE BXY334 - active, Fosun International Securities Limited
Shui Yu
CE BXY659 - active, Fulbright Securities Limited
Haohua Chen
CE BXS767 - active, Fulbright Securities Limited
Chaoyan Liu
CE BXU286 - active, Funde Securities Limited
Yixuan Li
CE BXT722 - active, Fullgoal Asset Management (HK) Limited
Mucong He
CE BXS769 - active, Fusion Wealth Management Limited
Wen Chen
CE BXU056 - ceased
Chun Kit Au
CE BXU460 - active, Futu Securities International (Hong Kong) Limited
Xian Chen
CE BXV291 - active, Futu Securities International (Hong Kong) Limited
Kin Hun Fok
CE BXV292 - active, Futu Securities International (Hong Kong) Limited
Weicheng Lin
CE BXS325 - active, Fulbright Securities Limited
Kwai Tsang Lam
CE BXX315 - active, Futu Securities International (Hong Kong) Limited
Zhaoyi Wu
CE BXX131 - ceased
Tianyun Yuan
CE BXW369 - active, GF International Investment Management Limited
Chengli Guo
CE BXN444 - active, GF Capital (Hong Kong) Limited
Ching Hsuan Lin
CE BXX243 - active, Futu Securities International (Hong Kong) Limited
Fengshan Lei
CE BXN950 - active, GF Capital (Hong Kong) Limited
Wai Sin Liu
CE BXX246 - active, Futu Securities International (Hong Kong) Limited
Jian Du
CE BXV349 - active, GF Securities (Hong Kong) Brokerage Limited
Yinbing Liu
CE BXI750 - active, GF Capital (Hong Kong) Limited
Hui Feng
CE BXV882 - active, GF Securities (Hong Kong) Brokerage Limited
Dengxu Wang
CE BXN432 - active, GF Capital (Hong Kong) Limited
Limin Xu
CE BXW966 - active, Futu Securities International (Hong Kong) Limited
Lijuan Yang
CE BXY227 - active, Futu Securities International (Hong Kong) Limited
Shijuan Yang
CE BXU353 - active, Futu Securities International (Hong Kong) Limited
Weijie Zheng
CE BXP512 - active, GF Securities (Hong Kong) Brokerage Limited
Xiao Qiu
CE BUQ592 - active, Ge Shang Investment (Hong Kong) Limited
Yingen Pan
CE BXW093 - active, Gobi Admiralty Limited
Simei Pan
CE BXV703 - active, Goldbridge Securities Limited
Hailun Wang
CE BXT844 - active, Gold Mountains Asset Management Limited
Dung Lin Cheng
CE BXT713 - active, Goldstate Capital Group Limited
Wing Yu Ho
CE BXW819 - active, Goldstate Capital Group Limited
Jiaqi Xu
CE BXR230 - active, GF Securities (Hong Kong) Brokerage Limited
Hidemaru Hashida
CE BXU802 - active, Goldman Sachs Asset Management (Hong Kong) Limited
Yee Wan Evonne Lau
CE BSV480 - active, Good Harvest Securities Company Limited
Shangqiuzi Zhang
CE BXT895 - active, GF Securities (Hong Kong) Brokerage Limited
Jie Zhao
CE BXU025 - active, GF Securities (Hong Kong) Brokerage Limited
Xiaohui Zhao
CE BXQ808 - active, GF Securities (Hong Kong) Brokerage Limited
Jiazhen Feng
CE BXX928 - active, Green Court Capital Management Limited
Feng Pan
CE BXQ828 - active, Grit Asset Management Limited
Yulin Wang
CE BXY749 - active, Grit Securities Limited
Hongye Huo
CE BXS210 - active, Guolian Securities International Asset Management Co., Limited
Tianshiyu Chen
CE BXU771 - active, Guolian Securities International Capital Co., Limited
Qinyi Li
CE BXW116 - active, Guosen Securities (HK) Asset Management Company Limited
Yuqing Chen
CE BXL011 - active, Guosen Securities (HK) Capital Company Limited
Yuchen Liu
CE BXW308 - active, Guolian Securities International Capital Co., Limited