Hong Kong SFC Licensed Individuals Directory

Abdelhak Adjriou CE BXV509 - active, Arrowpoint Investment Partners (Hong Kong) Limited Yuanyuan Fang CE BXX670 - active, Arrowpoint Investment Partners (Hong Kong) Limited Alvin Kim Chian Koo CE BXV504 - active, Arrowpoint Investment Partners (Hong Kong) Limited Patrice David Schlomo Ktorza CE BXV227 - active, Arrowpoint Investment Partners (Hong Kong) Limited Shamir Pandya CE BXV510 - active, Arrowpoint Investment Partners (Hong Kong) Limited Yannick Filipe Selgas Leite Velho CE BXU783 - active, Arrowpoint Investment Partners (Hong Kong) Limited Xiao Shu CE BXV343 - active, Arrowpoint Investment Partners (Hong Kong) Limited Andre Michel Wiskirski CE BXV503 - active, Arrowpoint Investment Partners (Hong Kong) Limited Zidan Su CE BXR361 - active, Astroll Management Limited Sze Man Claulic Tang CE BXV266 - active, Aspenwood Capital Limited Xiaojuan Wang CE BXX010 - active, Ark Group Holdings (Hong Kong) Limited Beth Zan CE BXU098 - active, Auspicious Capital Management Limited Li (SFC:BXU367) He CE BXU367 - active, Avantua Capital Management Limited Sagar Sameer Madhrani CE BXX492 - active, Axial Partners Limited Sik Ying Janice Chan CE BXV250 - active, BCT Financial Limited Zihan (SFC:BXV869) Chen CE BXV869 - active, BANDS Financial Limited Jiayi (SFC:BXV761) Wang CE BXV761 - active, BANDS Financial Limited Chun Wing (SFC:BXW594) Lee CE BXW594 - active, BCT Financial Limited Xinchi Shu CE BXW110 - active, BOCOM International Securities Limited Wai Yip Chung CE BXW167 - active, Balyasny Asset Management (Hong Kong) Limited Tze Hin Calvin Lee CE BXW873 - active, Bank Consortium Trust Company Limited Nan (SFC:BXS868) Ma CE BXS868 - active, BNP Paribas Securities (Asia) Limited Mei Wan Lee CE BOU800 - active, Basis Asset Management Limited Jem Mollaahmetoglu Dunman CE BXS798 - active, Barclays Capital Asia Limited Suixin Xu CE BXV342 - active, BNP Paribas Securities (Asia) Limited Hui (SFC:BXU185) Wang CE BXU185 - active, Beyond Ventures Asset Management Limited Ting Deng CE BXE976 - active, BlackWing Asset Management Co., Limited Chak Lung Chau CE BXV914 - active, Blackhorn Wealth Management Limited Ka Nok Christopher Lee CE BXW528 - active, Barclays Capital Asia Limited Bolong Jiang CE BXV854 - active, Blue Ocean Asset Management Limited Qingfang Liu CE BXU011 - active, Blackhorn Wealth Management Limited Chong (SFC:BXU020) Liu CE BXU020 - active, Barclays Capital Asia Limited Matthew Laurence Bateman CE BXW780 - active, BlackRock Asset Management North Asia Limited Shun Ping Mo CE BUO265 - active, Blue Water Capital Management Limited Yan (SFC:BOP217) Dai CE BOP217 - active, Bosera Asset Management (International) Co., Limited Zixuan Dou CE BXU530 - active, Bosera Asset Management (International) Co., Limited Yue (SFC:BXU533) Ma CE BXU533 - active, Bosera Asset Management (International) Co., Limited Yiwen (SFC:BXW843) Wu CE BXW843 - active, Barclays Capital Asia Limited Yuzhu Luo CE BXQ543 - active, Bright Moon Securities Limited Ruiyao Ren CE BXW231 - active, BlackRock Asset Management North Asia Limited Renyan Huang CE BXY860 - active, CCB International Securities Limited Jihong Zhao CE BXP944 - active, CDH Investments Management (Hong Kong) Limited Qin (SFC:BXV579) Wang CE BXV579 - active, BlackRock Asset Management North Asia Limited Peixuan He CE BXU558 - active, CCB International Capital Limited Yuen Ting Ho CE BXX793 - active, CCB International Capital Limited Shixin Ma CE BXY859 - active, CCB International Securities Limited Xiangyu (SFC:BXT775) Li CE BXT775 - active, CCB International Capital Limited Zhiming Yang CE BXX936 - ceased Ho Yi Yeung CE BXX900 - active, CCB International Capital Limited Boyao Liang CE BXV932 - active, CITIC Securities Asset Management (HK) Limited Wan Ki Cheung CE BXX682 - active, CITIC Securities Brokerage (HK) Limited Xiao (SFC:BXT820) Chen CE BXT820 - active, CITIC Securities Brokerage (HK) Limited Zheqi Fan CE BXW777 - active, CITIC Securities Brokerage (HK) Limited Jinshui Dai CE BXT910 - active, CITIC Securities Brokerage (HK) Limited Yinlan Mo CE BXT984 - active, CITIC Securities International Global Markets Limited Jiarui Wang CE BXV295 - active, CITIC Securities International Global Markets Limited Shixian Yang CE BXO500 - active, CMB International Capital Limited Zeyun Li CE BXV659 - active, CITIC Securities Brokerage (HK) Limited Guannan Zhang CE BXV641 - active, CITIC Securities International Global Markets Limited Yunyun Cao CE BXU335 - active, CMB International Securities Limited Xinming Yang CE BXV488 - active, CITIC Securities Brokerage (HK) Limited Ran Dang CE BXX680 - active, CLSA Limited Ying (SFC:BXT913) Yang CE BXT913 - active, CITIC Securities Brokerage (HK) Limited Menghan Zhao CE BXT928 - active, CITIC Securities Brokerage (HK) Limited Enliang Dong CE BXO150 - active, CLSA Limited Hao (SFC:BXU015) Zhou CE BXU015 - active, CITIC Securities Brokerage (HK) Limited Yichuan (SFC:BXS364) Zhang CE BXS364 - active, CMS Asset Management (HK) Co., Limited Yangyang (SFC:BXV849) Gao CE BXV849 - active, CMB International Securities Limited Mei Lin (SFC:BXP673) Lam CE BXP673 - active, CNI Securities Group Limited Yuk Wah Kwok CE BXT995 - active, CNCB (Hong Kong) Capital Limited Youyi Wu CE BXQ899 - active, CNCB (Hong Kong) Capital Limited Mingchu Li CE BXM359 - active, CLSA Limited Yingming Shu CE BXS863 - active, CSC Futures (HK) Limited Yi (SFC:BXL767) Lu CE BXL767 - active, CTI Capital Hong Kong Limited Yingyue Hu CE BXW312 - active, CLSA Limited Egor Lyfar CE BXV212 - active, CWB Hong Kong Limited Chai Sam Tsang CE BXQ156 - active, Cachet Asset Management Limited Zhichao Shen CE BXT777 - active, Caitong International Capital Co., Limited Rundong Qi CE BXW541 - active, CMB International Securities Limited Sheng Ye CE BXT776 - active, Caitong International Capital Co., Limited Theng Luck Mark Lim CE BXF770 - active, Capital International, Inc. Giovanni Paolo Ruggiero CE BYA146 - active, Capula Investment Management Asia Limited Zhenyi (SFC:BXS909) Zhao CE BXS909 - active, Carnegie Hill Capital Partners Limited Yung-Ming Tseng CE BXW368 - active, Capital Global Management Limited Qin (SFC:BXU079) Li CE BXU079 - active, Carret Private Capital Limited Yue (SFC:BXS824) Zhang CE BXS824 - active, CMB International Securities Limited Yan Fuk Liu CE BXR376 - active, Centaline Wealth Management Limited Hiu Wun Poon CE BUF854 - active, Centaline Securities Limited Yixi Lian CE BXN938 - active, CLSA Limited Leqi Sun CE BXU493 - active, CLSA Limited Hao (SFC:BXS318) Li CE BXS318 - active, Changjiang Securities Brokerage (HK) Limited Juntao Li CE BXR608 - active, Changjiang Securities Brokerage (HK) Limited Tongyao Liu CE BXR549 - active, Changjiang Securities Brokerage (HK) Limited Qianci Wan CE BXX753 - active, Changjiang Securities Brokerage (HK) Limited Aodong Wang CE BXC121 - active, China Alpha Fund Management (HK) Limited Hoi Yan Fong CE BXY264 - active, China CIFCO Securities Co., Limited Huiqiang Yang CE BXT850 - active, Changjiang Securities Brokerage (HK) Limited Zhenxing He CE BXU765 - active, China Asset Management (Hong Kong) Limited Mo Sha CE BXV320 - active, China DIFI Securities Limited Zihan (SFC:BXV491) Liu CE BXV491 - active, CLSA Limited Peng (SFC:BXU766) Zheng CE BXU766 - active, China Asset Management (Hong Kong) Limited Yiqing Wan CE BXH058 - active, China Great Bay Area Fund Management Co., Limited Wang (SFC:BXH206) Yao CE BXH206 - active, China Great Bay Area Fund Management Co., Limited Yahui Luo CE BXV340 - active, Chief Securities Limited Shimeng Fang CE BXQ628 - active, China Industrial Securities International Capital Limited Po Yu Man CE BXY481 - active, China Galaxy International Securities (Hong Kong) Co., Limited Lei (SFC:BXV284) Lei CE BXV284 - active, China Industrial Securities International Capital Limited Yucai Dou CE BXO405 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xueqi (SFC:BXV911) Wang CE BXV911 - active, China Galaxy International Securities (Hong Kong) Co., Limited Shiyuan (SFC:BXW209) Wang CE BXW209 - active, China Industrial Securities International Brokerage Limited Dan Ren CE BXQ183 - active, CLSA Limited Hongyuan Ma CE BXO467 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yichao Liu CE BXV541 - active, China Life Franklin Asset Management Co., Limited Linxiao Sun CE BXN940 - active, CLSA Limited Hanwen Wang CE BXX912 - active, CLSA Limited Yang (SFC:BXS491) Song CE BXS491 - active, China International Capital Corporation Hong Kong Securities Limited Wanyi Ge CE BXU569 - active, China Merchants Securities (HK) Co., Limited Wencong Wang CE BXP329 - active, CLSA Limited Ximing Wang CE BXM147 - active, CLSA Limited Liwei Ai CE BXN003 - active, China Securities (International) Corporate Finance Company Limited Yuren (SFC:BXX416) Wang CE BXX416 - active, CLSA Limited Zeyang (SFC:BXX606) Wang CE BXX606 - active, CLSA Limited Sitong Chen CE BXU208 - active, China Securities (International) Brokerage Company Limited Jundao Chen CE BXM142 - active, China Securities (International) Corporate Finance Company Limited Chao (SFC:BXT906) Chen CE BXT906 - active, China Sunrise Capital Limited Linghao Hua CE BXN009 - active, China Securities (International) Corporate Finance Company Limited Zihao (SFC:BXU681) Li CE BXU681 - active, China Securities (International) Brokerage Company Limited Wanbo Zhao CE BXT570 - active, China International Capital Corporation Hong Kong Securities Limited Zijun Xian CE BXY265 - active, Xin Yongan International Securities Company Limited Lei (SFC:BXN007) Liao CE BXN007 - active, China Securities (International) Corporate Finance Company Limited Xiyao Peng CE BXS940 - active, China Merchants Securities (HK) Co., Limited Wenfei Tan CE BXV237 - active, Chomolungma Asset Management Limited Zeyu Peng CE BXX979 - active, China Merchants Securities (HK) Co., Limited Wen Fang Ren CE BXU182 - active, China Merchants Securities (HK) Co., Limited Yannan Wu CE BXX435 - active, China Securities (International) Brokerage Company Limited Fanren Mo CE BXN042 - active, China Securities (International) Corporate Finance Company Limited Hang San Tsoi CE BXU184 - active, China Merchants Securities (HK) Co., Limited Yu Heng Zeng CE BXX434 - active, China Securities (International) Brokerage Company Limited Huaxing Huang CE BXW825 - active, Chubb Investment Management (HK) Limited Jiang (SFC:BXU269) Zhan CE BXU269 - active, Cinda International Capital Limited Kwok Sum Leung CE BXS546 - active, Chubb Investment Management (HK) Limited Hau Yi Vivian Li CE BXV691 - active, Chubb Investment Management (HK) Limited Zhicheng Li CE BXU453 - active, Chubb Investment Management (HK) Limited Yuan (SFC:BXN714) Yao CE BXN714 - active, CLSA Limited Ziying Zhong CE BXV442 - active, China Securities (International) Brokerage Company Limited Yue (SFC:BXV923) Bai CE BXV923 - active, Citadel Asia Limited Boyang Guo CE BXS331 - active, Citadel Securities (Hong Kong) Limited Longtian Ji CE BXX843 - active, Citadel Securities (Hong Kong) Limited Mengchen Zhang CE BXX521 - active, Citadel Asia Limited Yunhao Zhang CE BXX616 - active, Citadel Securities (Hong Kong) Limited Diyu Huang CE BXT807 - active, China International Capital Corporation Hong Kong Securities Limited Matthias Olivier Lanzoni CE BXU428 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Guillaume Muros CE BXU426 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Lijia Li CE BXP480 - active, Computershare Hong Kong Investor Services Limited Zhuoheng Jiang CE BXT847 - active, China International Capital Corporation Hong Kong Securities Limited Yuting (SFC:BXN939) Zhang CE BXN939 - active, CLSA Limited Zhaoxiang (SFC:BXW171) Zhang CE BXW171 - active, CLSA Limited Wenrong Zhao CE BXM144 - active, CLSA Limited Kui Hei Ng CE BXT945 - active, Cosmos One Capital Limited Zheng Ying CE BXU744 - active, D. E. Shaw & Co. (Asia Pacific) Limited Manu Khandelwal CE BXU616 - active, Citigroup Global Markets Asia Limited Meiji Lai CE BXP554 - active, DL SECURITIES (HK) LIMITED Zilin Wang CE BXW906 - active, DRW (Hong Kong) Limited Qiaomu Ye CE BXV352 - active, Dagong Global Hong Kong Limited Zhicheng Zhu CE BXO376 - active, Dapu Asset Management (HK) Limited Xinle Liang CE BXT636 - active, Daiwa Capital Markets Hong Kong Limited Jisung Oh CE BXS649 - active, Digital Climate Securities HK Limited Yunli Qi CE BXW757 - active, Citigroup Global Markets Asia Limited Yuren Chu CE BXQ768 - active, Donghai International Securities (Hong Kong) Limited Gang (SFC:BXS834) Zhu CE BXS834 - active, Draconequus Capital Limited Yilin (SFC:BXU414) Ma CE BXU414 - active, China International Capital Corporation Hong Kong Securities Limited Yunlin Bai CE BVR963 - active, Dynasty Alliance Investment Management Limited Lei (SFC:BXV697) Wang CE BXV697 - active, E Fund Management (Hong Kong) Co., Limited Richard Chen Xiao Yang CE BXX726 - active, Dymon Asia Capital (HK) Limited Jialin Wu CE BXW662 - active, E Fund Management (Hong Kong) Co., Limited Karita Tsui CE BXU161 - active, EXIO Limited Lekh Harish Bhatia CE BXW399 - active, Eclipse Options (HK) Limited Sze Ching Pang CE BXV767 - active, Eddid Securities and Futures Limited Ho Wang (SFC:BXQ434) Wong CE BXQ434 - active, Eddid Securities and Futures Limited Xiaoyang (SFC:BXV924) Zhang CE BXV924 - active, Etna Capital Management Company Limited Thomas Christian Koch CE BXY339 - active, ExodusPoint Capital Management Hong Kong, Limited Hong Ru Xu CE BXE047 - active, FFT Investment Limited Qianlei Wang CE BXT568 - active, China International Capital Corporation Hong Kong Securities Limited Peilin Zhang CE BXQ631 - active, FTI Capital Advisors (Hong Kong) Limited Jing (SFC:BXX609) Chen CE BXX609 - active, Fangyuan Capital (Hong Kong) Limited Xuejiao (SFC:BXU272) Wang CE BXU272 - active, China International Capital Corporation Hong Kong Securities Limited Mark William Mulholland CE BXU514 - active, FIL Investment Management (Hong Kong) Limited Chue Fung Lee CE BXQ698 - active, FWD Financial Planning Limited Mei Tuan Adele Teo CE BXT781 - active, FIL Investment Management (Hong Kong) Limited Wing Yin (SFC:BTH578) Li CE BTH578 - active, FWD Financial Planning Limited Shaojie Wang CE BXY741 - active, Finloop Finance Limited Borui Zhu CE BXU350 - active, Finloop Finance Limited Yat Sang Lai CE BXU724 - active, FIL Investment Management (Hong Kong) Limited Kenji Fukumitsu CE BXV477 - active, First Sentier Investors (Hong Kong) Limited Naohiro Takahashi CE BXV490 - active, First Sentier Investors (Hong Kong) Limited Kwun Hei Chow CE BXR373 - active, Fitch (Hong Kong) Limited Tao (SFC:BXX818) Li CE BXX818 - active, Fofund International (HK) Limited Ka Wun So CE BJX867 - active, Forebright Capital Management Limited Kaifeng Ding CE BXX301 - active, Fortune Asset Management Limited Chun Man (SFC:BXW157) Lee CE BXW157 - active, Forthright Securities Company Limited Zikang Zheng CE BXX250 - active, Fortune Max International Asset Management Limited Wai Hung Ng CE BXX887 - active, Forthright Securities Company Limited Tsz Fai Wong CE BXX253 - active, Forthright Securities Company Limited Jingqi Liu CE BXL893 - active, Fosun International Capital Limited Honglong Qi CE BXY334 - active, Fosun International Securities Limited Shui Yu CE BXY659 - active, Fulbright Securities Limited Haohua Chen CE BXS767 - active, Fulbright Securities Limited Chaoyan Liu CE BXU286 - active, Funde Securities Limited Yixuan (SFC:BXT722) Li CE BXT722 - active, Fullgoal Asset Management (HK) Limited Mucong He CE BXS769 - active, Fusion Wealth Management Limited Wen (SFC:BXU056) Chen CE BXU056 - active, Fulbright Securities Limited Chun Kit (SFC:BXU460) Au CE BXU460 - active, Futu Securities International (Hong Kong) Limited Xian (SFC:BXV291) Chen CE BXV291 - active, Futu Securities International (Hong Kong) Limited Kin Hun Fok CE BXV292 - active, Futu Securities International (Hong Kong) Limited Weicheng Lin CE BXS325 - active, Fulbright Securities Limited Kwai Tsang Lam CE BXX315 - active, Futu Securities International (Hong Kong) Limited Zhaoyi Wu CE BXX131 - ceased Tianyun Yuan CE BXW369 - active, GF International Investment Management Limited Chengli Guo CE BXN444 - active, GF Capital (Hong Kong) Limited Ching Hsuan Lin CE BXX243 - active, Futu Securities International (Hong Kong) Limited Fengshan Lei CE BXN950 - active, GF Capital (Hong Kong) Limited Wai Sin Liu CE BXX246 - active, Futu Securities International (Hong Kong) Limited Jian (SFC:BXV349) Du CE BXV349 - active, GF Securities (Hong Kong) Brokerage Limited Yinbing Liu CE BXI750 - active, GF Capital (Hong Kong) Limited Hui (SFC:BXV882) Feng CE BXV882 - active, GF Securities (Hong Kong) Brokerage Limited Dengxu Wang CE BXN432 - active, GF Capital (Hong Kong) Limited Limin Xu CE BXW966 - active, Futu Securities International (Hong Kong) Limited Lijuan (SFC:BXY227) Yang CE BXY227 - active, Futu Securities International (Hong Kong) Limited Shijuan Yang CE BXU353 - active, Futu Securities International (Hong Kong) Limited Weijie Zheng CE BXP512 - active, GF Capital (Hong Kong) Limited Xiao Qiu CE BUQ592 - active, Ge Shang Investment (Hong Kong) Limited Yingen Pan CE BXW093 - active, Gobi Admiralty Limited Simei Pan CE BXV703 - active, Goldbridge Securities Limited Hailun Wang CE BXT844 - active, Gold Mountains Asset Management Limited Dung Lin Cheng CE BXT713 - active, Goldstate Capital Group Limited Wing Yu Ho CE BXW819 - active, Goldstate Capital Group Limited Jiaqi (SFC:BXR230) Xu CE BXR230 - active, GF Securities (Hong Kong) Brokerage Limited Hidemaru Hashida CE BXU802 - active, Goldman Sachs Asset Management (Hong Kong) Limited Yee Wan Evonne Lau CE BSV480 - active, Good Harvest Securities Company Limited Shangqiuzi Zhang CE BXT895 - active, GF Securities (Hong Kong) Brokerage Limited Jie (SFC:BXU025) Zhao CE BXU025 - active, GF Securities (Hong Kong) Brokerage Limited Xiaohui (SFC:BXQ808) Zhao CE BXQ808 - active, GF Securities (Hong Kong) Brokerage Limited Jiazhen Feng CE BXX928 - active, Green Court Capital Management Limited Feng (SFC:BXQ828) Pan CE BXQ828 - active, Grit Asset Management Limited Yulin (SFC:BXY749) Wang CE BXY749 - active, Grit Securities Limited Hongye Huo CE BXS210 - active, Guolian Securities International Asset Management Co., Limited Tianshiyu Chen CE BXU771 - active, Guolian Securities International Capital Co., Limited Qinyi (SFC:BXW116) Li CE BXW116 - active, Guosen Securities (HK) Asset Management Company Limited Yuqing Chen CE BXL011 - active, Guosen Securities (HK) Capital Company Limited Yuchen (SFC:BXW308) Liu CE BXW308 - active, Guolian Securities International Capital Co., Limited