Kaji Gerard Nobs

CE No. BXV929 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaji Gerard Nobs, a licensed Representative with CE reference BXV929. Currently licensed at 1 firm(s): SMBC Nikko Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2026-04-08 present
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2026-04-08 present
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2026-04-08 present

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