Hong Kong SFC Licensed Individuals Directory

Marie-Ange Louise Riggio CE BYA416 - ceased Miaoxin Liang CE BYA420 - active, SPDB International Securities Limited Jianguo Wang CE BXJ371 - active, Sinolink Securities (Hong Kong) Company Limited Flannie Lan Fu CE BXM723 - active, Spectrum Finance Limited Xiangxin Hu CE BYA707 - active, TFI Securities and Futures Limited Weng Hin Sean Lee CE BXV388 - active, Towers Watson Investment Services Hong Kong Limited Ho Kwan Lam CE BXY778 - active, Valuable Capital Limited Martin Lukac CE BYA095 - ceased Jiaqi Deng CE BXU385 - active, Zheshang International Financial Holdings Co., Limited Mai Suet Lam CE BXU361 - active, uSmart Securities Limited Yue He CE BUR454 - active, NewBX Limited Zhe Wang CE BUR456 - active, NewBX Limited Haijun Guo CE BUY746 - active, NewBX Limited Wei Meng CE BUY749 - active, NewBX Limited Wenjia Wang CE BUY744 - active, NewBX Limited Joy Ying Ching CE BYA481 - active, Amova Asset Management Hong Kong Limited Xiaofeng Wang CE BYA618 - active, Ark Group Holdings (Hong Kong) Limited Yim Yuk Lo CE BYB003 - active, Avenue Family Office Limited Guy Henry David Stebbings CE BXX439 - ceased Siu Tsui Olivia Chiao CE BTQ628 - active, Blackhorn Wealth Management Limited Mingyang Song CE BXY490 - active, Barclays Capital Asia Limited Chengtao Mao CE BYA817 - active, Brevan Howard (Hong Kong) Limited Ziyang Chen CE BXZ891 - active, CITIC Securities Brokerage (HK) Limited Anqi Wu CE BXY287 - active, China Securities (International) Brokerage Company Limited Hongduo Shan CE BYA733 - active, China Securities (International) Corporate Finance Company Limited Tin Nok Chan CE BXR280 - active, DL Family Office (HK) Limited Lidu Wen CE BXZ989 - active, Donvex Capital Limited Qi Zheng CE BYA800 - active, Fosun International Securities Limited Jinghao Li CE BXY849 - active, Fulbright Securities Limited Zonghui Wu CE BYA113 - active, Global West Securities (Hong Kong) Limited Jiajing Du CE BXN119 - active, Guoyuan Capital (Hong Kong) Limited Xueying Hu CE BXN076 - active, Guoyuan Capital (Hong Kong) Limited Man Hei Christopher Wai CE BYA796 - active, Goldman Sachs (Asia) L.L.C. See Ho Lau CE BXZ804 - active, Interactive Brokers Hong Kong Limited Yejie Wang CE BXU017 - active, KunPeng Securities Limited Marjorie Marie Stiti CE BYA142 - active, Lombard Odier (Hong Kong) Limited Bosun Kang CE BXY438 - active, Marex Financial Services Hong Kong Limited Mingye Wu CE BXW538 - active, Morgan Stanley Asia Limited Xinqi Yao CE BXS288 - active, Morgan Stanley Asia Limited Chiqian Zhang CE BXH116 - active, Morgan Stanley Asia Limited Riku Ishida CE BXX828 - active, Polymer Capital Management (HK) Limited Jian Li CE BWT556 - active, Providence Capital Group Limited Ou Liang CE BXW781 - active, Protium Capital Limited Kevin Kai Hun Tsang CE BYA460 - active, Red Cliff Asset Management Limited Ziyu Qiao CE BXY622 - active, TFI Securities and Futures Limited Qin Huang CE BYA553 - active, TFI Securities and Futures Limited Xi Nai Lai CE BXV242 - active, Tractus Asset Management Limited Lei Wen CE BXW947 - active, Tung Yat Securities Limited Wei Hua Wang CE BXT955 - active, XinXi Asset Management (Hong Kong) Limited Tsz Yan Cheung CE BYA238 - active, Zheshang International Financial Holdings Co., Limited Zipei You CE BXY355 - active, Zhongtai International Securities Limited Alexandre vincent yang Michalski CE BXY397 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Shuai Fu CE BXV256 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xuesong Fu CE BXV253 - active, China Galaxy International Securities (Hong Kong) Co., Limited Weiye Hu CE BXW225 - active, China Zhong Heng Finance Group Limited Hualong Chen CE BXO374 - active, Dapu Asset Management (HK) Limited Hao Dong CE BXY817 - active, Dymon Asia Capital (HK) Limited Yuying Ding CE BYB341 - active, Finloop Finance Limited Tian Qi Liu CE BYA160 - active, Forthright Securities Company Limited Xiaozhen Tang CE BXY331 - active, Fosun International Securities Limited Yuzhen Shan CE BYA756 - active, HGNH International Futures Co., Limited Jinghui He CE BYA260 - active, Haitong International Securities Company Limited Ting Wu CE BXZ788 - active, Haitong International Capital Limited Thomas Plank CE BYA169 - active, Goldman Sachs (Asia) L.L.C. Hei Man Erica Chung CE BYA243 - active, Mirae Asset Securities (HK) Limited Hiu Chi Emily Lai CE BXR252 - active, Merrill Lynch (Asia Pacific) Limited Sung-Ju Chou CE BYA595 - active, Morgan Stanley Asia Limited Jonathan Eric Guinn CE BYB162 - ceased Ruka Ueno CE BYA727 - active, Nomura International (Hong Kong) Limited Danyang Zuo CE BYA730 - active, Polymer Capital Management (HK) Limited Zexin He CE BXY065 - active, SPDB International Investment Management Limited Fengqi Wang CE BXX634 - active, Soochow Securities International Brokerage Limited Kaicheng Zheng CE BXY047 - active, BOCOM International (Asia) Limited Liang Wen CE BYA612 - active, CLSA Limited Haocong Xin CE BYA880 - active, CLSA Limited Zhuoying Yu CE BYA446 - active, CLSA Limited Shuli Zhang CE BXU781 - active, CLSA Limited Szeyu Tong CE BXX556 - active, China Securities (International) Brokerage Company Limited Pavan Kumar Daswani CE BXY177 - ceased Xiaohan Hu CE BXV293 - active, Definite Capital Management Limited Kai Yin Ho CE BXX688 - active, Everbright Securities Investment Services (HK) Limited Jian-Wen Cheng CE BXZ927 - active, KGI Asia Limited Yat Sunday Chow CE BXW549 - active, Kai Yin Securities Limited Milan Tomic CE BXY540 - active, Millennium Capital Management (Hong Kong) Limited Bozhao Xu CE BYA419 - active, NBC Financial Markets Asia Limited Yuen Chun Lee CE BXY703 - active, ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Naoya Oku CE BYA909 - active, SMBC Nikko Securities (Hong Kong) Limited Shiting Huang CE BXY873 - active, Soochow Securities International Brokerage Limited Cheuk Hang Yip CE BXY526 - active, South China Securities Limited Alexander Jack Anthony Hewitt CE BXX716 - active, St. James's Place (Hong Kong) Limited Edwin Widjaja CE BYA554 - active, Symmetry Investments (Hong Kong) Limited Sze Ting Lam CE BXX565 - ceased Han Fu CE BYA355 - active, Alliance Capital Partners Limited Haohong Yang CE BXZ792 - active, China International Capital Corporation Hong Kong Securities Limited Jia Xu CE BYA694 - active, CITIC Securities Asset Management (HK) Limited Man Hoi Yip CE BXX525 - active, CMB International Securities Limited Dacheng Gong CE BXU097 - active, GF Securities (Hong Kong) Brokerage Limited Chen-Hsuan Huang CE BYA749 - active, GF Securities (Hong Kong) Brokerage Limited Bo Chen CE BYB448 - active, Golden Hen Securities and Futures Limited Minhui Xu CE BXL899 - active, Guosen Securities (HK) Capital Company Limited Xiaoxiao Zeng CE BXW710 - active, Huatai Financial Holdings (Hong Kong) Limited Li Fan CE BXZ829 - active, Long Shine Asset Management Limited Sze Yan Wong CE BXX323 - active, MA Asset Management (Hong Kong) Limited Hiroaki Oguri CE BYA883 - active, Mizuho Securities Asia Limited Yanzi Deng CE BYB212 - active, NBC Financial Markets Asia Limited Zeyu Zhou CE BTF356 - active, Ping An of China Asset Management (Hong Kong) Company Limited Yilong Zou CE BXU355 - active, Ping An of China Asset Management (Hong Kong) Company Limited Congquan Huang CE BYA714 - active, Prime China Securities Limited Yilang Zhao CE BYB324 - active, Nomura International (Hong Kong) Limited Taro Tokusada CE BXY039 - active, Apax Partners Hong Kong Limited Nicola Simone Paolo Morandi CE BYA411 - ceased Arthur Fong Ching Chan CE BYA468 - active, BlackRock Asset Management North Asia Limited Keyao Ma CE BXY356 - active, CMB International Global Markets Limited Sha Li CE BXR153 - active, China Merchants Securities (HK) Co., Limited Yan Wang CE BXR131 - active, China Merchants Securities (HK) Co., Limited Liang Xu CE BXR140 - active, China Merchants Securities (HK) Co., Limited Xianyi Xu CE BXR135 - active, China Merchants Securities (HK) Co., Limited Chun Wai Wong CE BYA598 - active, FIL Investment Advisors Michael Vincent Salm CE BYB141 - ceased Bowen Wang CE BXX245 - active, Futu Securities International (Hong Kong) Limited Chengjun Wu CE BXW967 - active, Futu Securities International (Hong Kong) Limited Sze Man Wong CE BXZ812 - active, Invictus Investment Partners Limited Gregoire Pierre Jean-Jacques Bielle CE BYA882 - active, Natixis Asia Limited Madeline Ann Pendolino CE BYB615 - ceased Paul Richard Gooden CE BXZ816 - ceased Kewei Lu CE BXP543 - active, SPDB International Capital Limited Liuni Liao CE BXY245 - active, Seeds Capital Limited Li Wen Chong CE BYB104 - ceased Yash Agarwal CE BYB107 - ceased David Joshua Mechlin CE BYB067 - ceased Siddharth Kirit Bhammar CE BYB030 - ceased Qianlan Ye CE BYB069 - ceased Renyou Huang CE BYB108 - ceased Mugdha Jain CE BYB289 - ceased Riya Joshi CE BYB094 - ceased Nicholas Koh CE BYB106 - ceased Hong Seng Lim CE BYA596 - ceased Amit Sachdeva CE BYA874 - ceased Man To Woo CE BWA866 - active, ZH SECURITIES LIMITED Xi Cheng CE BXX708 - ceased Weiyi Peng CE BYA152 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yuxuan Song CE BXX054 - active, China Galaxy International Securities (Hong Kong) Co., Limited Dong Yue CE BXR133 - active, China Merchants Securities (HK) Co., Limited Sophie Yong Yue Hor CE BYA914 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Shaoyan Chen CE BXU639 - active, Eddid Capital Limited Hui Zhao CE BXW666 - active, Expedition Securities Limited Wei Li CE BVF404 - active, FWD Financial Planning Limited Wenrui Li CE BYB011 - active, Forthright Securities Company Limited Yan Kit Liu CE BYB073 - active, Forthright Securities Company Limited Huijun Chen CE BYB436 - active, Fosun International Securities Limited Shijin Wang CE BYB224 - active, Forthright Securities Company Limited Baileon Yiu CE BYB437 - active, Fosun International Securities Limited Hongyu Niu CE BXP427 - active, Guolian Securities International Capital Market Co., Limited Xingxing Yu CE BXX786 - active, Guosen Securities (HK) Capital Company Limited Yehang Liu CE BXW894 - active, HSBC Corporate Finance (Hong Kong) Limited Dian Wang CE BXU679 - active, Huatai (Hong Kong) Futures Limited Cordelia Nga Lai Fung CE BXU523 - active, IPP Financial Advisers Limited Qianming Jian CE BXU014 - active, IPP Financial Advisers Limited Alice Fong Ching Tse CE BXU534 - active, IPP Financial Advisers Limited Chun Lap Tsui CE BXR722 - active, IPP Financial Advisers Limited Yat Sum Wong CE BXR847 - active, IPP Financial Advisers Limited Qing Ge CE BXW170 - active, Huatai Financial Holdings (Hong Kong) Limited Huimin Tang CE BVZ055 - active, JA Securities Limited Longda Ma CE BXW711 - active, Huatai Financial Holdings (Hong Kong) Limited Kun Shen CE BXW712 - active, Huatai Financial Holdings (Hong Kong) Limited Liling Song CE BXW006 - active, Huatai Financial Holdings (Hong Kong) Limited Shuangning Zhang CE BXW007 - active, Huatai Financial Holdings (Hong Kong) Limited Vito Ng CE BXY523 - active, Leo Capital Corp (Hong Kong) Limited Yat Chun Wong CE BXU175 - active, Millennium Capital Management (Hong Kong) Limited Ashvin Kumar CE BYA502 - active, Neuberger Berman Asia Limited Yuqing Ma CE BXW553 - active, Nexus Investment Management Limited Gita Mentari Kurnia CE BYA640 - active, Pictet Asset Management (Hong Kong) Limited Suk Wah Fox CE BXY242 - active, Quintar Capital Limited Hengboer Cai CE BXU275 - active, SPDB International Capital Limited Ryo Hattori CE BYB320 - active, SMBC Nikko Securities (Hong Kong) Limited Koki Inami CE BYB286 - active, SMBC Nikko Securities (Hong Kong) Limited Xue Chen CE BYB220 - active, SinoPac Securities (Asia) Limited Fan Shing Cheuk CE BYB129 - active, Sunny Fortune Capital Limited Emmanuelle Norchet CE BYA781 - ceased David Shaun Copley CE BXU042 - active, Trafalgar Capital Management (HK) Limited Ka Ki Sin CE BWC415 - active, VMS Securities Limited Qingyang Yu CE BYA178 - active, VMS Asset Management Limited Caihuo Gu CE BYA664 - active, Valuable Capital Limited Pui Sum Law CE BXY909 - ceased Sophia Pan CE BYA663 - active, Valuable Capital Limited Nahua Du CE BYB825 - active, Victoria Harbour Securities International Limited Yang Zou CE BYB417 - active, Victoria Harbour Securities International Limited Chao Lin CE BXX745 - active, Beigehill Asset Management Limited Mi Zhong CE BXY224 - active, Bilin Investment Limited Ziyu Liu CE BXY057 - active, CEB International Asset Management Corporation Limited Ka Tung Chan CE BYB380 - active, Capula Investment Management Asia Limited Hau Yan Lee CE BXV802 - active, Carlyon Securities Limited Richard John Diamond CE BYB943 - ceased Chao Wang CE BXV770 - active, Fullgoal Asset Management (HK) Limited Charlie Bojia Hao CE BYB496 - active, Goldman Sachs Asset Management (Hong Kong) Limited Xingzhou Chen CE BXP426 - active, Guolian Securities International Capital Market Co., Limited Serina Suzuki CE BYB790 - active, Goldman Sachs (Asia) L.L.C. Weichen Lyu CE BYA966 - active, ICBC International Capital Limited Wai Lam Leung CE BXW052 - active, KGI Asia Limited Xingyue Li CE BXV847 - active, KGI Asia Limited Dayu Zhang CE BXT766 - active, Huatai Financial Holdings (Hong Kong) Limited Xuan Zhang CE BXW279 - active, Huatai Financial Holdings (Hong Kong) Limited Wing Yu Wong CE BYA274 - active, Link Asset Management Limited Bo Jiang CE BXY517 - active, NewBX Limited Zheng Wu CE BXY518 - active, NewBX Limited Beixin Zhi CE BXX997 - active, Preeminent Asset Management Limited Changlai Song CE BXW767 - active, Riches Credit Asset Management Limited Yoshitake Koga CE BYB342 - active, SMBC Nikko Securities (Hong Kong) Limited Gota Ninomiya CE BYB623 - active, SMBC Nikko Securities (Hong Kong) Limited Yuji Takeuchi CE BYB499 - active, SMBC Nikko Securities (Hong Kong) Limited Jingru Xu CE BYA977 - active, Verition Advisors (Hong Kong) Limited Jian Zhao CE BYA732 - active, uSmart Securities Limited Qiang Fu CE BWV726 - active, Pan Capital Management (Hong Kong) Limited Biao Pei CE BWV725 - active, Pan Capital Management (Hong Kong) Limited Hui Li CE BWK252 - active, GUO YUAN XIN DA (HK) CAPITAL MANAGEMENT CO., LIMITED Shifeng Zhang CE BWK257 - active, GUO YUAN XIN DA (HK) CAPITAL MANAGEMENT CO., LIMITED Liang He CE BWZ932 - active, HONG KONG FENGHE INVESTMENT CO., LIMITED Yong Sun CE BVI094 - active, HONG KONG FENGHE INVESTMENT CO., LIMITED Xiang Li CE BXH009 - active, NC Management Limited Luxi Fu CE BYA480 - ceased Feifan Xie CE BYB169 - active, China Everbright Capital Limited Weiwen Zhang CE BXW599 - active, China Everbright Capital Limited Yushi Li CE BXY616 - active, China Merchants Securities (HK) Co., Limited Ninghui Zhou CE BYA735 - active, China Securities (International) Corporate Finance Company Limited Kin Pan Au CE BXE351 - active, DA YUE Financial Group Limited Yuanqing Dong CE BYB322 - active, E Fund Management (Hong Kong) Co., Limited Jianfeng Liu CE BXX779 - active, EXIO Limited Ricky Lau CE BYB298 - ceased Yuxin Xia CE BYB310 - active, Forthright Securities Company Limited Ziqing Yu CE BYB265 - active, Forthright Securities Company Limited Zikun Chen CE BXX922 - active, GF Securities (Hong Kong) Brokerage Limited Zhangyi Wang CE BXM017 - active, Gulf Line Capital Advisors Limited Huichen Ouyang CE BYA645 - active, Guotai Junan Assets (Asia) Limited Ka Yan Chan CE BYA649 - active, IPP Financial Advisers Limited Charlotte Louise Cass CE BYA323 - active, JPMorgan Funds (Asia) Limited Auritro Chatterjee CE BYA964 - active, JPMorgan Funds (Asia) Limited Farrah Marilynn Yeo CE BYB321 - ceased Tiffany Sin Yu Wu CE BXX598 - active, KKR Capital Markets Asia II Limited Bonnie Choy Shan Choi CE BXX523 - active, MUFG Securities Asia Limited Sze Kei Yu CE BYB247 - active, Marex Financial Services Hong Kong Limited Mingxing Zhang CE BXK937 - active, SDIC Securities Asset Management (Hong Kong) Limited Daichi Ban CE BYB556 - active, Shinka Capital Management Limited Jun Wang CE BYB881 - active, TFI Securities and Futures Limited Jingchuan Chen CE BWN648 - active, LEADERWAY INVESTMENT MANAGEMENT (HONG KONG) COMPANY LIMITED Yu Sun CE BWN652 - active, LEADERWAY INVESTMENT MANAGEMENT (HONG KONG) COMPANY LIMITED Thomas Michael Biek CE BXU375 - active, Alvarez & Marsal Corporate Finance Limited Yin Kwan Kristy Chow CE BRS521 - active, Apollo Capital Management Limited Jun Liu CE BXY866 - active, BOCI Commodities & Futures Limited Linger Cui CE BYA045 - active, CMB International Securities Limited Yinhan Zhang CE BXY533 - active, Changjiang Securities Brokerage (HK) Limited