Hong Kong SFC Licensed Individuals Directory

Marie-Ange Louise Riggio CE BYA416 - ceased Miaoxin Liang CE BYA420 - active, SPDB International Securities Limited Jianguo (SFC:BXJ371) Wang CE BXJ371 - active, Sinolink Securities (Hong Kong) Company Limited Flannie Lan Fu CE BXM723 - active, Spectrum Finance Limited Xiangxin Hu CE BYA707 - active, TFI Securities and Futures Limited Weng Hin Sean Lee CE BXV388 - active, Towers Watson Investment Services Hong Kong Limited Ho Kwan Lam CE BXY778 - active, Valuable Capital Limited Martin Lukac CE BYA095 - active, Wellington Management Hong Kong Limited Jiaqi (SFC:BXU385) Deng CE BXU385 - active, Zheshang International Financial Holdings Co., Limited Mai Suet Lam CE BXU361 - active, uSmart Securities Limited Yue (SFC:BUR454) He CE BUR454 - active, NewBX Limited Zhe (SFC:BUR456) Wang CE BUR456 - active, NewBX Limited Haijun Guo CE BUY746 - active, NewBX Limited Wei (SFC:BUY749) Meng CE BUY749 - active, NewBX Limited Wenjia (SFC:BUY744) Wang CE BUY744 - active, NewBX Limited Joy Ying Ching CE BYA481 - active, Amova Asset Management Hong Kong Limited Xiaofeng Wang CE BYA618 - active, Ark Group Holdings (Hong Kong) Limited Yim Yuk Lo CE BYB003 - active, Avenue Family Office Limited Guy Henry David Stebbings CE BXX439 - ceased Siu Tsui Olivia Chiao CE BTQ628 - active, Blackhorn Wealth Management Limited Mingyang Song CE BXY490 - active, Barclays Capital Asia Limited Chengtao Mao CE BYA817 - active, Brevan Howard (Hong Kong) Limited Ziyang Chen CE BXZ891 - active, CITIC Securities Brokerage (HK) Limited Anqi Wu CE BXY287 - active, China Securities (International) Brokerage Company Limited Hongduo Shan CE BYA733 - active, China Securities (International) Corporate Finance Company Limited Tin Nok Chan CE BXR280 - active, DL Family Office (HK) Limited Lidu Wen CE BXZ989 - active, Donvex Capital Limited Qi Zheng CE BYA800 - active, Fosun International Securities Limited Jinghao Li CE BXY849 - active, Fulbright Securities Limited Zonghui Wu CE BYA113 - active, Global West Securities (Hong Kong) Limited Jiajing Du CE BXN119 - active, Guoyuan Capital (Hong Kong) Limited Xueying Hu CE BXN076 - active, Guoyuan Capital (Hong Kong) Limited Man Hei Christopher Wai CE BYA796 - active, Goldman Sachs (Asia) L.L.C. See Ho Lau CE BXZ804 - active, Interactive Brokers Hong Kong Limited Yejie Wang CE BXU017 - active, KunPeng Securities Limited Marjorie Marie Stiti CE BYA142 - active, Lombard Odier (Hong Kong) Limited Bosun Kang CE BXY438 - active, Marex Financial Services Hong Kong Limited Mingye Wu CE BXW538 - active, Morgan Stanley Asia Limited Xinqi Yao CE BXS288 - active, Morgan Stanley Asia Limited Chiqian Zhang CE BXH116 - active, Morgan Stanley Asia Limited Riku Ishida CE BXX828 - active, Polymer Capital Management (HK) Limited Jian (SFC:BWT556) Li CE BWT556 - active, Providence Capital Group Limited Ou Liang CE BXW781 - active, Protium Capital Limited Kevin Kai Hun Tsang CE BYA460 - active, Red Cliff Asset Management Limited Ziyu Qiao CE BXY622 - active, TFI Securities and Futures Limited Qin (SFC:BYA553) Huang CE BYA553 - active, TFI Securities and Futures Limited Xi Nai Lai CE BXV242 - active, Tractus Asset Management Limited Lei (SFC:BXW947) Wen CE BXW947 - active, Tung Yat Securities Limited Wei Hua Wang CE BXT955 - active, XinXi Asset Management (Hong Kong) Limited Tsz Yan Cheung CE BYA238 - active, Zheshang International Financial Holdings Co., Limited Zipei You CE BXY355 - active, Zhongtai International Securities Limited Alexandre vincent yang Michalski CE BXY397 - active, BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Shuai Fu CE BXV256 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xuesong Fu CE BXV253 - active, China Galaxy International Securities (Hong Kong) Co., Limited Weiye Hu CE BXW225 - active, China Zhong Heng Finance Group Limited Hualong Chen CE BXO374 - active, Dapu Asset Management (HK) Limited Hao (SFC:BXY817) Dong CE BXY817 - active, Dymon Asia Capital (HK) Limited Yuying (SFC:BYB341) Ding CE BYB341 - active, Finloop Finance Limited Tian Qi Liu CE BYA160 - active, Forthright Securities Company Limited Xiaozhen Tang CE BXY331 - active, Fosun International Securities Limited Yuzhen Shan CE BYA756 - active, HGNH International Futures Co., Limited Jinghui He CE BYA260 - active, Haitong International Securities Company Limited Ting (SFC:BXZ788) Wu CE BXZ788 - active, Haitong International Capital Limited Thomas Plank CE BYA169 - active, Goldman Sachs (Asia) L.L.C. Hei Man Erica Chung CE BYA243 - active, Mirae Asset Securities (HK) Limited Hiu Chi Emily Lai CE BXR252 - active, Merrill Lynch (Asia Pacific) Limited Sung-Ju Chou CE BYA595 - active, Morgan Stanley Asia Limited Jonathan Eric Guinn CE BYB162 - active, Morgan Stanley Asia Limited Ruka Ueno CE BYA727 - active, Nomura International (Hong Kong) Limited Danyang Zuo CE BYA730 - active, Polymer Capital Management (HK) Limited Zexin He CE BXY065 - active, SPDB International Investment Management Limited Fengqi Wang CE BXX634 - active, Soochow Securities International Brokerage Limited Kaicheng Zheng CE BXY047 - active, BOCOM International (Asia) Limited Liang (SFC:BYA612) Wen CE BYA612 - active, CLSA Limited Haocong Xin CE BYA880 - active, CLSA Limited Zhuoying Yu CE BYA446 - active, CLSA Limited Shuli Zhang CE BXU781 - active, CLSA Limited Szeyu Tong CE BXX556 - active, China Securities (International) Brokerage Company Limited Pavan Kumar Daswani CE BXY177 - active, Citigroup Global Markets Asia Limited Xiaohan Hu CE BXV293 - active, Definite Capital Management Limited Kai Yin (SFC:BXX688) Ho CE BXX688 - active, Everbright Securities Investment Services (HK) Limited Jian-Wen Cheng CE BXZ927 - active, KGI Asia Limited Yat Sunday Chow CE BXW549 - active, Kai Yin Securities Limited Milan (SFC:BXY540) Tomic CE BXY540 - active, Millennium Capital Management (Hong Kong) Limited Bozhao Xu CE BYA419 - active, NBC Financial Markets Asia Limited Yuen Chun Lee CE BXY703 - active, ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Naoya Oku CE BYA909 - active, SMBC Nikko Securities (Hong Kong) Limited Shiting (SFC:BXY873) Huang CE BXY873 - active, Soochow Securities International Brokerage Limited Cheuk Hang Yip CE BXY526 - active, South China Securities Limited Alexander Jack Anthony Hewitt CE BXX716 - active, St. James's Place (Hong Kong) Limited Edwin Widjaja CE BYA554 - active, Symmetry Investments (Hong Kong) Limited Sze Ting Lam CE BXX565 - active, Topaz Financial Group Limited