Xiaozhou Shen
沈晓舟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou Shen (沈晓舟), a licensed Responsible Officer with CE reference BXI752. Currently licensed at 1 firm(s): Soochow Securities International Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-28 | present |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-28 | 2026-04-28 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaozhou Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Brenda Yin Kwan Wong | Soochow Securities International Capital Limited | 2026–present |
| Chuwen Deng | Soochow Securities International Capital Limited | 2026–present |
| Hiram Long Hin Lam | Soochow Securities International Capital Limited | 2026–present |
| Christopher Wei Ket Lam | Soochow Securities International Capital Limited | 2026–present |
| Moran Xu | Soochow Securities International Capital Limited | 2026–present |