Hong Kong SFC Licensed Individuals Directory

Hiu Wang Ng CE BXX283 - active, State Street Securities Hong Kong Limited Ahren Adil Nariman CE BXR393 - active, State Street Global Advisors Asia Limited Jiaying Ni CE BXS888 - active, StoneX Financial (HK) Limited Roger Lee Shaffer Jr CE BXX123 - ceased Cuijun Huang CE BXR583 - active, StormHarbour Securities (Hong Kong) Limited Zhen Han Chong CE BXV673 - active, Sun Life Investment Management Asia Limited Huihui Yu CE BXR768 - active, Sunfund Securities Limited Jing (SFC:BXV925) Xu CE BXV925 - active, Sunrise Asset Management Limited Hok Duen Scott Tam CE BXU785 - active, Sunny Fortune Capital Limited Zhimao Lu CE BXR752 - active, Surrich Capital Co., Limited Talyn Luis Jones CE BXV344 - active, Symmetry Investments (Hong Kong) Limited Haowei Zhang CE BXX285 - active, T. Rowe Price Hong Kong Limited Lei Chan CE BBA384 - active, Tengard Fund Management Limited Kuiting Zhong CE BXF445 - active, Tianfu International Securities Group Company Limited Fanke Zeng CE BXX425 - active, Tianlong Securities Co., Limited Qiyao Li CE BXN487 - active, Tiger Brokers (HK) Global Limited Zitong Huang CE BXS302 - active, VC Capital Limited Kai Cheong Ho CE BXU601 - active, Value Partners Hong Kong Limited Dandan Hong CE BXU054 - active, UOB Kay Hian (Hong Kong) Limited Xia Kayle Li CE BXW483 - active, UOB Kay Hian (Hong Kong) Limited Anthony Lau CE BXY763 - active, Value Partners Hong Kong Limited Myat Thu Kaung CE BXN988 - active, UOB Kay Hian (Hong Kong) Limited Ho Yiu Tung CE BXY762 - active, Value Partners Hong Kong Limited Yunpeng Zhou CE BXW943 - active, Valuable Capital Limited Ke-Lin Wang CE BXT846 - active, Value Star Asset Management (Hong Kong) Limited Charlie Daniel Jackway CE BXV855 - active, UBS Securities Asia Limited Zhe (SFC:BXU645) Song CE BXU645 - active, Vast Harbour Securities Limited Ching Man Joey Ng CE BXS416 - active, Viberation Asset Management Limited Kenny Yong Hui Lim CE BXW180 - active, UOB Kay Hian (Hong Kong) Limited Lei (SFC:BXE869) Xu CE BXE869 - active, VisionStone Investment Management (Hong Kong) Co., Limited Rui Wen Benjamin Tan CE BXX256 - active, UBS Securities Asia Limited Rongming Liu CE BXU164 - active, WRise Capital Limited Jun Jie Louis Tee CE BXY212 - active, UBS Securities Asia Limited Minjia Fang CE BXU779 - active, WT Asset Management Limited Cheuk Yin Chun CE BXU058 - active, WRise Prestige Securities Limited Sakura Ueda CE BXY129 - active, UBS Securities Asia Limited Yuheng (SFC:BXS314) Li CE BXS314 - active, WRise Prestige Securities Limited Guanya Liu CE BXW509 - active, Wanhai Securities (HK) Limited Kehan Zhou CE BXW932 - active, UBS Securities Asia Limited Tony Lamy CE BXY209 - active, Wells Fargo Securities Asia Limited Man Lai (SFC:BXS428) Wong CE BXS428 - active, Wells Fargo Securities Asia Limited Hong (SFC:BXW868) Chen CE BXW868 - active, WinSmart Investment Management Limited Min-Jung Lin CE BXX860 - active, Wisdom Asset Management Limited Yannan Fu CE BUX840 - active, Yino Asset Management Limited Ke (SFC:BUV519) Wang CE BUV519 - active, Yuecai International Capital Co., Limited Zonglin Li CE BXR641 - active, Yue Xiu Securities Company Limited Xiuling Jiang CE BXV850 - active, Yunfeng Securities Limited Katherine Yan CE BWC124 - active, ZM Asset Management Limited Fei Tian CE BXN893 - active, Yunfeng Financial Markets Limited Chia Yu Chou CE BXS112 - active, Yuanta Securities (Hong Kong) Company Limited Yang (SFC:BKE809) Cao CE BKE809 - active, ZheRui Investment Limited Qingshan Cao CE BXK219 - active, Zhongtai International Capital Limited Andre Rusli CE BXP510 - active, Yuanta Securities (Hong Kong) Company Limited Lu (SFC:BXS652) Qiao CE BXS652 - active, Zhongtai International Securities Limited Alina Katya Kabaeva CE BXX173 - active, Zynergy Asset Management Limited Jia Rong Wu CE BXX413 - active, Yuanta Securities (Hong Kong) Company Limited Yunxuan Ma CE BXU158 - active, Zynergy Asset Management Limited Xiaofei Song CE BXG823 - active, Zynergy Asset Management Limited Kun (SFC:BXK220) Yang CE BXK220 - active, Zynergy Asset Management Limited Guanliang Liang CE BXR653 - active, uSmart Securities Limited Xiaoli (SFC:BXW194) Liu CE BXW194 - active, uSmart Securities Limited Lin (SFC:BXW109) Ma CE BXW109 - active, uSmart Securities Limited Jun (SFC:BXW240) Qian CE BXW240 - active, uSmart Securities Limited Xiaoyu (SFC:BXQ885) Zhang CE BXQ885 - active, uSmart Securities Limited Jue Zhao CE BXN377 - active, uSmart Securities Limited Shintaro Hayata CE BXU021 - ceased Michael Rosadi Hidajat CE BXX042 - ceased Yin Tong Ip CE BXU217 - ceased Christopher Jamal James CE BXW001 - ceased Zihan (SFC:BXU706) Li CE BXU706 - ceased Anna Elisabeth Lunden CE BXV997 - ceased Jean-Robin Alexandre Peters CE BXU592 - ceased Joshua Nathan Rubin CE BXV546 - ceased Erina Saito CE BXX143 - ceased Denis Struc CE BXX400 - ceased Oliver Gareth Smith CE BXY211 - ceased Reina Tanizaki CE BXW513 - ceased Sebastian Vargas Martinez CE BXX921 - ceased Kenneth Logan Yu CE BXX039 - ceased Yoshimi Yoshimoto CE BXX926 - ceased Benjamin Jiaxuan Lu CE BXV954 - ceased Leo James Buchanan Carrington CE BXU717 - ceased Jaeheon Lee CE BXV364 - ceased Liang (SFC:BXV512) Li CE BXV512 - ceased Thomas Joseph Strong CE BXU716 - ceased John Douglas Withrow CE BXU695 - ceased Laurent Teki Yoon CE BXU571 - ceased Min (SFC:BXX401) Liu CE BXX401 - active, Achance Union Capital Management Company Limited Peilun Xu CE BXL474 - active, Alliance Capital Partners Limited Yuhong Chen CE BXW952 - active, Barclays Capital Asia Limited Jiayi Lin CE BXX991 - active, CLSA Limited Kunxi Zhang CE BYA124 - active, CLSA Limited Yun (SFC:BXR132) Hao CE BXR132 - active, China Merchants Securities (HK) Co., Limited Wenxuan Wang CE BXL291 - active, China Merchants Securities (HK) Co., Limited Yiwen (SFC:BXZ801) Liu CE BXZ801 - ceased Alvin Tan CE BXX666 - ceased Chun Hung (SFC:BXX740) Chan CE BXX740 - active, Everbright Securities Investment Services (HK) Limited Kai Wa (SFC:BXW223) Chan CE BXW223 - active, FWD Financial Planning Limited Xinli Xiang CE BXU271 - active, China International Capital Corporation Hong Kong Securities Limited Wenzhen Peng CE BXZ893 - active, Forthright Securities Company Limited Yiu Ting Wu CE BXZ878 - active, Forthright Securities Company Limited Lu (SFC:BXY537) He CE BXY537 - active, Fosun International Capital Limited Chi To Ugo Lee CE BXY551 - active, Futu Securities International (Hong Kong) Limited Chun Kit (SFC:BXZ861) Wong CE BXZ861 - active, Futu Securities International (Hong Kong) Limited Herbert Hong Yuet Wong CE BXY720 - active, Futu Securities International (Hong Kong) Limited Xinwei Wu CE BUU876 - active, Gemstone Capital Management Limited Chen (SFC:BWZ906) Liang CE BWZ906 - active, Global Prosperity Financial Company Limited Haodi Shi CE BXX827 - active, Greenlane Capital Limited Junnan Li CE BXW635 - active, Greenwoods Asset Management Hong Kong Limited Shuoheng Niu CE BYA224 - active, Haitong International Securities Company Limited Xueting Zhang CE BXY442 - active, HSBC Global Asset Management (Hong Kong) Limited Dong (SFC:BXQ539) Liu CE BXQ539 - active, Hetu Investment HK Limited Kelsey Rochili Santoso CE BXY246 - active, Goldman Sachs (Asia) L.L.C. Fang (SFC:BXQ816) Wang CE BXQ816 - active, JIUZE Capital Management Limited Haibo (SFC:BXY569) Zhao CE BXY569 - active, Goldman Sachs (Asia) L.L.C. Kelly Hoi Yan Shiu CE BXV799 - active, JPMorgan Funds (Asia) Limited Jun Yan Lee CE BXQ894 - active, Jefferies Hong Kong Limited Cho Wing Wong CE BXY669 - active, Lotus Asset Management Limited Tarik El Mejjad CE BXY020 - ceased Abhinanda Banerjee CE BYA415 - ceased Ankit Bihani CE BXY904 - ceased Edward George Warner Jr CE BXZ987 - ceased Hua Gan CE BXO348 - active, Ping An Securities (Hong Kong) Asset Management Company Limited Jing (SFC:BXW784) Chen CE BXW784 - ceased Junrui Li CE BYA200 - active, Qogir (Hong Kong) Limited Feijian You CE BXJ936 - active, Stonepeak (Hong Kong) Limited Po Chu Choi CE BXY631 - active, iFAST Global Markets (HK) Limited Pan (SFC:BXW663) Hu CE BXW663 - active, uSmart Securities Limited Ling (SFC:BXW664) Li CE BXW664 - active, uSmart Securities Limited Guoyuan Lu CE BXW769 - active, uSmart Securities Limited Yuanchen Cao CE BWT583 - active, Fundamental Technology (Hongkong) Co., Limited Dai Xu CE BWY921 - active, Cloudlake Capital Company Limited Ping Qiu CE BXC379 - active, Great Return Investment Limited Cheung Ming Wong CE AWU123 - active, QRC Asset Management Limited Shihua Chen CE BXB062 - active, 3H Health Investment Limited Julian Heinz Book CE BXY472 - ceased Lok Hang Justin Yao CE BXZ867 - active, Apax Partners Hong Kong Limited Jialei Shen CE BXU316 - active, Apollo Capital Management Limited Tsoi Hei Han CE BXX594 - active, Arta Asset Management Limited Qiuyi Zeng CE BXT991 - active, Arta Asset Management Limited Pak Yin (SFC:BXY207) Wong CE BXY207 - active, Asia Pacific Investment Advisors Limited Haiyuan Chen CE BXX263 - active, Asset Management Group Limited Charles Guy de Courcy Hedley CE BXZ813 - active, BNP Paribas Securities (Asia) Limited Cheng (SFC:BXU263) Qian CE BXU263 - active, BOCI Asia Limited Yingjie Cheng CE BXU532 - active, Bosera Asset Management (International) Co., Limited Wai Keung Suen CE BYA240 - active, Barclays Capital Asia Limited Boyu Xing CE BXV346 - active, Bosera Asset Management (International) Co., Limited Chi Wai (SFC:BXZ859) Li CE BXZ859 - active, Bright Smart Securities International (H.K.) Limited Yin Yi Kam CE BXY422 - active, CCB (Asia) Trustee Company Limited Yau Hui CE BXZ793 - active, China International Capital Corporation Hong Kong Securities Limited Hao (SFC:BXV664) Liu CE BXV664 - active, CITIC Securities International Global Markets Limited Haiyan (SFC:BXC023) Liu CE BXC023 - active, China Merchants Securities (HK) Co., Limited Yuan (SFC:BXX443) Fang CE BXX443 - active, CSOP Asset Management Limited Panuvat Chutichetpong CE BXY619 - active, CVC Asia Pacific Limited Xavier John Ryan CE BXY937 - active, Canaccord Genuity (Hong Kong) Limited Yining Liu CE BYA372 - active, Centaline Securities Limited Huangqian Gu CE BXT852 - active, Changjiang Securities Brokerage (HK) Limited Min Ming CE BXU443 - active, Changjiang Securities Brokerage (HK) Limited Sijiu Wang CE BXZ795 - active, CLSA Limited Mengqi (SFC:BXZ972) Wu CE BXZ972 - active, China Galaxy International Securities (Hong Kong) Co., Limited Siyu Liu CE BXY945 - active, China International Capital Corporation Hong Kong Securities Limited Haobo Zhang CE BXO511 - active, CLSA Limited Qianran Yi CE BXY944 - active, China International Capital Corporation Hong Kong Securities Limited Zhou Jiang CE BXM836 - active, China Merchants Securities (HK) Co., Limited Liang Kong CE BXG217 - active, China Merchants Securities (HK) Co., Limited Chang (SFC:BXX044) Gao CE BXX044 - active, China Securities (International) Brokerage Company Limited Yi (SFC:BXW250) Shen CE BXW250 - active, China Securities (International) Brokerage Company Limited Jie (SFC:BXV744) Wang CE BXV744 - active, China Securities (International) Brokerage Company Limited Wing Lung Lau CE BXW864 - active, China International Capital Corporation Hong Kong Securities Limited Qiancheng Ma CE BXX495 - active, China International Capital Corporation Hong Kong Securities Limited Yunji Hu CE BXS936 - active, Dragonstone Capital Management Limited Tianyang Hu CE BXZ770 - active, E Fund Management (Hong Kong) Co., Limited Feng Wan CE BXS821 - active, Enhanced Investment Products Limited Tianzi (SFC:BXY195) Wang CE BXY195 - active, China International Capital Corporation Hong Kong Securities Limited Yiu Kong Gil Chan CE BXT717 - active, FWD Financial Planning Limited Man Long CE BVT977 - active, FIL Investment Management (Hong Kong) Limited Zhenqi (SFC:BXJ268) Shen CE BXJ268 - active, First Quarter Moon Asset Management Limited Wing Chi (SFC:BYA308) Cheung CE BYA308 - active, Forthright Securities Company Limited Yu (SFC:BYA647) Fu CE BYA647 - active, Forthright Securities Company Limited Chi Yuen So CE BYA407 - active, Forthright Securities Company Limited Luying (SFC:BXW164) Wang CE BXW164 - active, Fosun International Capital Limited Yao (SFC:BYA578) Xiao CE BYA578 - active, Forthright Securities Company Limited Guibo Zhang CE BXW403 - active, Fosun International Capital Limited Lin (SFC:BXU115) Wang CE BXU115 - active, Fosun International Securities Limited Yuying (SFC:BXY419) Zou CE BXY419 - active, China International Capital Corporation Hong Kong Securities Limited Yu (SFC:BXR730) Gao CE BXR730 - active, Golden Continent Securities Co., Limited Haoze Fang CE BYA425 - active, Guotai Junan Securities (Hong Kong) Limited Yuchun Huang CE BYA417 - active, Guotai Junan Securities (Hong Kong) Limited Yi (SFC:BXZ879) Liang CE BXZ879 - active, Guotai Junan Securities (Hong Kong) Limited Qihui Xing CE BXQ506 - active, Head & Shoulders Asset Management Limited Bo (SFC:BXS548) Wang CE BXS548 - active, Hong Kong Digital Asset EX Limited Jin Xuan Zhuang CE BXW415 - active, Hongkong Rich & Fortune Securities Co., Limited Nan Zheng CE BXW511 - active, Houde Changhe Asset Management Limited Jinchao Lai CE BXR586 - active, Innovation Capital Co., Limited Michael Wai Chun Lai CE BXW919 - active, Insights Asset Management Limited Lisha Gao CE BWF136 - active, Huatai Financial Holdings (Hong Kong) Limited Varithorn Thanawanichakul CE BYA262 - active, Invesco Hong Kong Limited Hillary Hue Nam Yuen CE BXZ936 - active, Invesco Hong Kong Limited Cong Zhao CE BXT943 - active, Keywise Capital Management (HK) Limited Laura Jayne Reardon CE BYA422 - ceased Daichi Isayama CE BXX885 - active, MUFG Securities Asia Limited Yat Tung (SFC:BKI923) Yeung CE BKI923 - active, Manford Financial Limited Hamza Filali Meknassi CE BYA035 - active, Morgan Stanley Asia Limited Linqi Xing CE BXX362 - active, New Asia Ferrell Asset Management Limited Han (SFC:BYA799) Bao CE BYA799 - active, Nomura International (Hong Kong) Limited Franklin K Twumasi CE BYA691 - ceased Zhenghao Fu CE BXU223 - active, Oyin Asset Management (Hong Kong) Limited Yi Zhou Wu CE BXY682 - active, PIMCO Asia Limited Po Ling (SFC:BYA824) Ng CE BYA824 - active, Pyxis Wealth Advisors Limited Leng Gao CE BXW891 - active, Riches Credit Asset Management Limited Haotian Duan CE BXS777 - active, SDIC Securities (Hong Kong) Limited Charles Albert Edward Dillard CE BXW787 - ceased Ya Liu CE BXJ313 - active, Shanxi Securities International Limited Fang (SFC:BXU764) Chen CE BXU764 - active, Silver Nile Global Investments Limited Yat Hei Martin Szeto CE BXV695 - active, Silver Nile Global Investments Limited Yunxin Lei CE BXZ909 - active, Sinohope Asset Management (Hong Kong) Limited Xinyao Zhai CE BYA319 - active, Shenwan Hongyuan Securities (H.K.) Limited Lingshan Huang CE BXB257 - active, Solomon JFZ (Asia) Holdings Limited Lingzi Zhao CE BXU140 - active, Splentide Capital Limited Tsun Ying Kung CE BXY398 - active, Sun Life Asset Management (HK) Limited Honglin Chen CE BXX308 - active, Sunhigh Financial Holdings Limited Andrew Kai Tak Wong CE ABZ507 - active, Symmetry Investments (Hong Kong) Limited Teng (SFC:BRV284) Zhang CE BRV284 - active, Tianqin International Asset Management Limited Chun Ho Tai CE BYA255 - active, UBS Securities Asia Limited Wun Ngai Chuang CE BXT576 - active, Wing Fung Securities Limited Eric Michael Tanaka CE BXX672 - ceased Jiayi Bao CE BXU650 - active, Yunfeng Financial Markets Limited Zhuo (SFC:BXV263) Zhang CE BXV263 - active, Yunfeng Financial Markets Limited Changhe Wang CE BXW313 - active, Zheshang International Financial Holdings Co., Limited Xingan Su CE BXY764 - active, uSmart Securities Limited Wang (SFC:BYA605) Chen CE BYA605 - ceased Rahul Manindra Nath Ghosh CE BXZ959 - ceased Tianxiao Fan CE BXY635 - ceased Io Hong Kwong CE BXQ664 - active, Bank of Communications Trustee Limited Jiahuan Xu CE BXY204 - active, BOCOM International Securities Limited Yi (SFC:BXY031) Luo CE BXY031 - active, Changjiang Securities Brokerage (HK) Limited Jun (SFC:BXY193) Ma CE BXY193 - active, Changjiang Securities Brokerage (HK) Limited Yining (SFC:BXZ852) Zhang CE BXZ852 - active, China Industrial Securities International Capital Limited Xiongbin Zhu CE BXX519 - active, First Shanghai Capital Limited Dongjun He CE BYA923 - active, GF International Investment Management Limited Su Guo CE BXP590 - active, Guotai Junan Capital Limited Wanlingyi Lan CE BXP583 - active, Guotai Junan Capital Limited Huan-Ting Yao CE BXP412 - active, Guotai Junan Securities (Hong Kong) Limited Catherine Amelia Clarkson CE BXY188 - active, Goldman Sachs (Asia) L.L.C. Zhongji Fang CE BXS699 - active, Hengze Asset Management Co., Limited Bingyi (SFC:BXP459) Wang CE BXP459 - active, Huatai-Pinebridge Asset Management (International) Company Limited Juan Zhang CE BXP461 - active, Huatai-Pinebridge Asset Management (International) Company Limited Navin Prasad Arumugam CE BYA810 - active, Morgan Stanley Asia Limited Jin-Chen Wu CE BXY722 - active, Manulife Investment Management (Hong Kong) Limited Huijuan Wang CE BXX269 - active, OP Investment Management Limited