Hong Kong SFC Licensed Individuals Directory

Ziying Zhuang CE BNO755 - ceased Jinguo Zhang CE BOB395 - ceased Jin (SFC:BOQ913) Zhang CE BOQ913 - ceased Angela Zhou CE BOQ914 - ceased Suqin Zhang CE BPW747 - ceased Phillip Andrew Bretnall CE BUK729 - ceased Woon Yin Chan CE ACU929 - ceased Man Yee (SFC:BVG842) Chan CE BVG842 - ceased Chun Tat (SFC:BVG849) Chan CE BVG849 - ceased Chak Yin (SFC:BVG911) Chan CE BVG911 - ceased Man Yee (SFC:BVH199) Chiu CE BVH199 - ceased Sau Ying (SFC:BVH208) Chan CE BVH208 - ceased Wing Man Chu CE BVH284 - ceased Li Jing Chen CE BVH574 - ceased Wing Kee (SFC:BVH621) Chan CE BVH621 - ceased Yu Yuri Chen CE BVH761 - ceased Weiying Deng CE BVH551 - ceased Kasun Sameera Epa CE BVH193 - ceased Josephine Wai Yin Fung CE BVH029 - ceased Kai Hang Fung CE BVH210 - ceased Wai Ling Fung CE BVH562 - active, CNCBI Trustee Limited Chung Lai Fan CE BVH762 - ceased Kin Man (SFC:BVH895) Fok CE BVH895 - ceased Kit Wan Chriscelia Hui CE BVF191 - ceased Bo Sim Ho CE BVH206 - ceased Conor Oliver Hession CE BVH364 - ceased Celina Hux CE BVH543 - ceased Junfeng Han CE BVH561 - ceased Cheuk Yiu Ho CE BVH573 - ceased Hung Cheong Ho CE BVH758 - ceased Hiu Tung Kwan CE BVF201 - ceased Ka Chun Kwong CE BVH209 - ceased Kok Keong Low CE ACB770 - ceased Wing Ki (SFC:BRW407) Lam CE BRW407 - ceased Ping Fai Elvis Lee CE BUK589 - ceased Ka Yee (SFC:BVG149) Lee CE BVG149 - ceased Sze Man (SFC:BVG229) Lo CE BVG229 - ceased Kin Ming Lui CE BVG848 - ceased Yee Kei Lo CE BVH751 - ceased Ka Ching Lo CE BVH892 - ceased Yuk Yu Li CE BVS837 - ceased Cho Fai Joseph Ng CE BUL693 - ceased Wing Sum Shek CE BVG924 - ceased Yan Ling Siu CE BVG925 - ceased Chui Yu Shek CE BVH549 - ceased Tsz Kin Thomas Tam CE ACU314 - ceased Yat Fung Tse CE BVH025 - ceased Zi To Tang CE BVH547 - ceased Lai Ping (SFC:BVH548) Tang CE BVH548 - ceased Man Chun Tsoi CE BVH755 - ceased Ka Ming Tam CE BVH767 - ceased Man Yee (SFC:AQE402) Wong CE AQE402 - ceased Ningyi Wang CE BUK198 - ceased Dixon Man Ting Wong CE BVH145 - ceased Yin Shan Wong CE BVH191 - ceased Wan (SFC:BVH355) Wong CE BVH355 - ceased Ka Chun (SFC:BVH545) Wong CE BVH545 - ceased Kin Hung (SFC:BVH546) Wong CE BVH546 - ceased Ying Wai (SFC:BVH554) Wong CE BVH554 - ceased Jyh Ling Wong CE BVI478 - ceased Angie Chi Wan Yu CE BVH544 - ceased Justin Kei Yin Yau CE BVH760 - ceased Xingchen Zhou CE BVH539 - ceased Corinne Andre Ep Dupont CE BXT724 - ceased Yongqiang Zou CE BUP953 - active, Accumulus GBA Technology (Hongkong) Co., Limited Yang (SFC:BXU485) Yu CE BXU485 - active, Ark Group Holdings (Hong Kong) Limited Valentin Alexis Razet CE BXS504 - active, BGC Securities (Hong Kong) LLC Changqing Liu CE BXS800 - active, BNP Paribas Securities (Asia) Limited Yixuan Qiu CE BXS708 - active, BOCOM International (Asia) Limited Ka Ling (SFC:BXQ845) Chan CE BXQ845 - active, BOCOM MPF & Financial Services Company Limited Zhangling Xie CE BXR539 - active, Balyasny Asset Management (Hong Kong) Limited Yuan (SFC:BXS917) Yang CE BXS917 - active, Barclays Capital Asia Limited Ningyu Gao CE BXM331 - active, CITIC Securities Brokerage (HK) Limited Yinong Zhou CE BXN566 - active, CITIC Securities International Global Markets Limited Changhao Li CE BXR659 - active, China International Capital Corporation Hong Kong Securities Limited Minghui Li CE BXR826 - active, China International Capital Corporation Hong Kong Securities Limited Yang (SFC:BXS196) Song CE BXS196 - active, China International Capital Corporation Hong Kong Securities Limited Binghuan Hong CE BXU088 - active, Xin Yongan International Securities Company Limited Sangkyu Bae CE BXT834 - active, Citigroup Global Markets Asia Limited Yan (SFC:BXO132) Lin CE BXO132 - active, Duration Capital Limited Xi (SFC:BXO523) Li CE BXO523 - active, EG Asset Limited Marco Della Giacoma CE BWY515 - active, Fosun Asset Management Limited Peter Denison Bolton Blue CE BXS938 - ceased Jake Williams CE BXU057 - ceased Angus Nicholai Sclater CE BXN774 - active, Global Prime Partners (Asia) Limited Zen-Wai Hung CE BXU160 - active, Goldman Sachs Asset Management (Hong Kong) Limited Xiaofeng Lin CE BXS165 - active, Guosen Securities (HK) Brokerage Company, Limited Likun He CE BXQ477 - active, Guosen Securities (HK) Capital Company Limited Chengqi Deng CE BXR408 - active, Guotai Junan Securities (Hong Kong) Limited Jian (SFC:BXU360) Li CE BXU360 - active, Guotai Junan Securities (Hong Kong) Limited Karen Kelly CE BXS765 - ceased Tsz Yeung (SFC:BXS365) Chan CE BXS365 - active, Hang Seng Investment Services Limited Shuwei Zhou CE BXK223 - active, Hefeng Family Office (Hong Kong) Limited Liang (SFC:BXS312) Tang CE BXS312 - active, Invar Capital (HK) Limited Nathan Mingxin Zhou CE BXU129 - active, Jane Street Asia Pacific Limited Subash Chulani CE ABW256 - ceased Rebecca Jingting Gao CE BXQ936 - active, Moelis & Company Asia Limited Shuhan Yang CE BXR016 - active, Moelis & Company Asia Limited Xin Zi Ho CE BXU186 - ceased Xi Ding CE BXN997 - active, SPDB International Investment Management Limited Nitin Kumar Khabiya CE BXS806 - active, Sanford C. Bernstein (Hong Kong) Limited Khalife-Ababacar Sy CE BXS823 - active, Sanford C. Bernstein (Hong Kong) Limited Yuchen (SFC:BXT712) Guo CE BXT712 - active, SinoPac Securities (Asia) Limited Ka Man (SFC:BXN759) Wong CE BXN759 - active, Sinohope Asset Management (Hong Kong) Limited Yuen Ching (SFC:BXT839) Wong CE BXT839 - active, Somerley Capital Limited Baozhu Huang CE BXP707 - active, Trend Up Investment (HK) Limited Kai (SFC:BXT762) Lu CE BXT762 - active, Tung Yat Securities Limited Biye Song CE BXS005 - active, UBS Securities Hong Kong Limited Xiaoying Li CE BXU086 - active, UOB Kay Hian (Hong Kong) Limited Fung Yin Wong CE BXN282 - active, UOB Kay Hian (Hong Kong) Limited Dele Zhang CE BWI182 - active, WISE WIN ASSET MANAGEMENT LIMITED Yuzhou Xiong CE BXU356 - active, 3W Fund Management Limited Hiu Ying Cissy Chan CE BXT732 - active, BlackRock Asset Management North Asia Limited Hok Yuen Cheung CE BXS797 - active, Celestial Securities Limited Zhihao Lyu CE BXO294 - active, CITIC Securities Brokerage (HK) Limited Ziyi (SFC:BXR284) Chen CE BXR284 - active, CMB International Securities Limited Chon Weng Cui CE BXU162 - active, CMBC Securities Company Limited Yu (SFC:BXN504) Hu CE BXN504 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xiaoyan Zou CE BXU402 - active, China Renaissance Securities (Hong Kong) Limited Chi (SFC:BXU731) Zhang CE BXU731 - active, Xin Yongan International Securities Company Limited Ziwei Yao CE BXU265 - active, China Securities (International) Brokerage Company Limited Huiyi Yu CE BVS992 - active, Dewei Capital Limited Xuesong Zeng CE BUQ185 - active, Daiwa Capital Markets Hong Kong Limited Ke Ling CE BXK953 - active, Enreal Asset Management Limited da-Hsuan Lu CE BXR078 - active, Finloop Finance Limited Michael Robert Hinchcliffe CE BXS885 - active, Flow Capital Partners Limited Nan Ling Li CE BXP374 - active, First Shanghai Securities Limited Desong Shi CE BXR787 - active, Fosun International Securities Limited Hongyu (SFC:BXR228) Ma CE BXR228 - active, GF Securities (Hong Kong) Brokerage Limited Yi (SFC:BXU300) Wei CE BXU300 - active, GF Securities (Hong Kong) Brokerage Limited Tzu Yang Lo CE BVZ334 - active, Grand Alliance Asset Management Limited Luozhong He CE BXU221 - active, Grit Securities Limited Dengcheng Liu CE BXQ478 - active, Guosen Securities (HK) Capital Company Limited Wenxuan Wei CE BXR697 - active, Guosen Securities (HK) Capital Company Limited Jiayi Hu CE BXU278 - ceased Ping Shao CE BXR479 - active, HONGKONG NEW PORT FUND MANAGEMENT LIMITED Yeji Kim CE BXU554 - active, Goldman Sachs (Asia) L.L.C. Bo Yan Kwok CE BXS487 - active, ICAP Securities Hong Kong Limited Ediz Karahasanoglu CE BXU227 - active, LMR Partners Limited Yu (SFC:BXU220) Zeng CE BXU220 - active, LMR Partners Limited Tsun Yin Arthur Yip CE BXN889 - active, Huatai Financial Holdings (Hong Kong) Limited Ka Lai (SFC:BXQ459) Hui CE BXQ459 - active, Manulife Investment Management (Hong Kong) Limited Jing Nam Ling CE BXQ448 - active, Manulife Investment Management (Hong Kong) Limited Yuen Tung Fong CE BXU180 - active, Morgan Stanley Asia Limited Ukyo Haraguchi CE BXU004 - ceased Rearabetswe Gladstone Thithi CE BXU491 - ceased Muyang Jin CE BXO329 - active, Orient Securities (Hong Kong) Limited Qinghua (SFC:BXO425) Lin CE BXO425 - active, Orient Securities (Hong Kong) Limited Hongmei Shi CE BXO424 - active, Orient Securities (Hong Kong) Limited Jinxia Sun CE BXO238 - active, Orient Securities (Hong Kong) Limited Siyu (SFC:BXM728) Tang CE BXM728 - active, Orient Securities (Hong Kong) Limited Mingjing Tao CE BXO331 - active, Orient Securities (Hong Kong) Limited Junxuan Yuan CE BXO330 - active, Orient Securities (Hong Kong) Limited Shiying Zhou CE BXP810 - active, Orient Securities (Hong Kong) Limited Jing Yee Zoey Low CE BXU259 - ceased Yiting (SFC:BXU165) Yu CE BXU165 - ceased Qing (SFC:BXU384) Yu CE BXU384 - active, Senchi Morgan Capital Market Limited Ming-Che Chang Chien CE BXQ487 - active, SinoPac Securities (Asia) Limited Shenjian Zhao CE BXP732 - active, SunRiver International Asset Management Limited Sze Champ Ang CE BXQ094 - active, UOB Kay Hian (Hong Kong) Limited Jie (SFC:BQU747) Xiang CE BQU747 - active, uSmart Securities Limited Yang (SFC:BWY764) Xiang CE BWY764 - active, Wanyan Capital (HK) Limited Lipin Peng CE BXR827 - active, Attention Research Capital Asia Limited Qiaodan Xue CE BXS001 - ceased Yue Pang CE BXU521 - active, CITIC Securities Brokerage (HK) Limited Zheng (SFC:BXN364) Lyu CE BXN364 - active, CNCB (Hong Kong) Capital Limited Yongjian Lin CE BXO118 - active, CLSA Limited Yunfeng Chang CE BXO407 - active, China Galaxy International Securities (Hong Kong) Co., Limited Jiawei Wu CE BXV341 - active, Chief Securities Limited Haotian Guan CE BXP337 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yuxuan (SFC:BXS494) Zhang CE BXS494 - active, China International Capital Corporation Hong Kong Asset Management Limited Sebastien Marc Waefler CE BXS543 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Siu Hin Marcus Tam CE BXU471 - active, DB Trustees (Hong Kong) Limited Qu Lu CE BXR423 - active, China International Capital Corporation Hong Kong Securities Limited I-Shiuan Lin CE BXR607 - active, Daiwa Capital Markets Hong Kong Limited Kai Ho Sze CE BXQ870 - active, EG Asset Limited Anand Bajendrasing Thakur CE BXU264 - active, Citigroup Global Markets Asia Limited Xuanting Yang CE BXS665 - active, China International Capital Corporation Hong Kong Securities Limited Xiaowan Li CE BXN626 - active, Fosun International Securities Limited Qiang (SFC:BXU109) Liu CE BXU109 - active, Fosun International Securities Limited Minshen Su CE BXV495 - active, Fosun International Securities Limited Yujue (SFC:BXH272) Wang CE BXH272 - active, Fosun International Securities Limited Run Zhou Yang CE BXF666 - active, Fosun International Securities Limited Shaobo Gu CE BXM823 - active, GF Securities (Hong Kong) Brokerage Limited Yuxiang (SFC:BXP717) Wang CE BXP717 - active, GF Securities (Hong Kong) Brokerage Limited Ziye (SFC:BXS899) Chen CE BXS899 - active, HGNH International Securities Co., Limited Ka Yan Audrey Hui CE BXV219 - active, Goldman Sachs (Asia) L.L.C. Bangjie Liao CE BXV258 - active, Goldman Sachs (Asia) L.L.C. Chun Yan Gareth Leung CE BXT853 - active, Hang Seng Investment Management Limited Ruobin Yuan CE BXM847 - active, Heirloom Capital Limited Keyi Li CE BXP328 - active, Huatai Financial Holdings (Hong Kong) Limited Wai Kiu (SFC:BXT821) Wong CE BXT821 - active, J.P. Morgan Broking (Hong Kong) Limited Yu Yeung Au CE BXR761 - active, Kaiser Securities Limited In Nei Fung CE BWS761 - active, KGI Asia Limited Dongli Lu CE BXJ725 - active, LUN Partners Asset Management Limited Chen (SFC:BXN213) Wang CE BXN213 - active, Mega Global Securities Limited Ho Fai Chung CE BXR788 - active, Manulife Investment Management (Hong Kong) Limited Jae Won (SFC:BXU776) Lee CE BXU776 - active, NH Investment & Securities (H.K.) Limited Ariana Congiu Salvatore CE BXU518 - ceased Wei Liang Alvin Yeow CE BXS926 - active, Morgan Stanley Asia Limited Madeleine Anna Miller CE BVP960 - active, Rede Partners (Asia) Limited Ankit Popat Zope CE BXT921 - active, Schonfeld Strategic Advisors (Hong Kong) Limited Yujing (SFC:BXS876) Zhang CE BXS876 - active, Soochow Securities International Brokerage Limited Baihua Wu CE BXS678 - active, SinoPac Securities (Asia) Limited Yixuan (SFC:BXR781) Liu CE BXR781 - active, Tiger Brokers (HK) Global Limited Joan Elizabeth Oreilly CE BXT833 - active, Typhoon Capital Management Limited Zheyi Wang CE BXV239 - ceased Junlong Lan CE BXT994 - active, Yue Xiu Securities Company Limited Mengze Ma CE BXN325 - active, Zhongtai International Securities Limited Muqing Xie CE BXN066 - active, Zhongtai International Securities Limited Ying He-Tsen CE BXS566 - active, iCapital Hong Kong Limited Adam John McCabe CE BXT956 - ceased Weitao Liang CE BUY883 - active, CGWS International Financial Limited Ying (SFC:BUY884) Ren CE BUY884 - active, CGWS International Financial Limited Conway Walthew Bate CE BUH834 - active, Hunter Point Capital Hong Kong Limited Hok Ling Tsoi CE AMJ680 - active, Nextober Capital Limited Guowei Xu CE BWT088 - active, Vision Securities (Asia) Holdings Limited Junjie (SFC:BWH511) Zhang CE BWH511 - active, Balance Asset Management (Hong Kong) Limited Hanliang Chen CE BUV253 - active, Equanimity Capital Limited Qun (SFC:BWN779) Li CE BWN779 - active, Equator Assets Management Company Limited Feng Xiao CE BWN776 - active, Equator Assets Management Company Limited Yunxing Chen CE BWV915 - active, Hai Fusion International Asset Management Limited Cheng Fu CE BWV916 - active, Hai Fusion International Asset Management Limited Jingxian Hu CE BWZ045 - active, Hong Kong HuaanHexin Asset Management Co., Limited Ye (SFC:BWZ043) Zhang CE BWZ043 - active, Hong Kong HuaanHexin Asset Management Co., Limited Tian Hong Chen CE BGQ030 - active, ZG Capital Management Limited Yuanwei Gao CE BWI774 - active, DEFTA International Limited Ji (SFC:BWI776) Li CE BWI776 - active, DEFTA International Limited Junchen Hu CE BWX207 - active, Near Fair Fund Management Company Limited Hin Yan Zenia Chan CE BWX381 - active, Serakai Capital Management Limited Derek Jun-Ock Cheng CE BRR020 - active, Tenucia Partners Limited Qianli Tian CE BXW887 - active, Tenucia Partners Limited Quansheng Li CE BXI809 - active, 2Mind Capital Management Limited Chi Kin (SFC:BXV680) Lee CE BXV680 - active, ABCI Capital Limited Marco Tsang CE BXW065 - active, ARTE Capital Management Limited Liufang Li CE BXW510 - active, AWM Asset Management Limited Di (SFC:BXK048) Zhou CE BXK048 - active, Advent Corporate Finance Limited Natalie Michelle Lee CE BXT992 - active, Airwallex Capital Hong Kong Limited Lawrence Li CE BXT922 - active, Airwallex Capital Hong Kong Limited Xinyan Chen CE BXS625 - active, Alliance Capital Partners Limited Julia Gritsay CE BXV600 - active, Alliance Partners Capital Limited Ziang Ye CE BXV596 - active, Alliance Partners Capital Limited Peiyu Shi CE BXQ474 - active, Alliance Capital Partners Limited Iuliia Zheribor CE BXV598 - active, Alliance Partners Capital Limited Fangzhou Liu Ortega Ochoa CE BXW883 - active, Amundi Hong Kong Limited Hyunchul Lee CE BXY139 - active, Apax Partners Hong Kong Limited Carine Souvannavong CE BXW884 - active, Amundi Hong Kong Limited Grigorii Iunusov CE BXU144 - active, Apricot Capital (Hong Kong) Limited Sebastien Georges Thierry Abajoli CE BXV502 - active, Arrowpoint Investment Partners (Hong Kong) Limited Yuanting Chen CE BXX705 - active, Ark Group Holdings (Hong Kong) Limited